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EPT Disclosure

22nd Oct 2008 16:16

RNS Number : 4769G

Citigroup Derivatives Markets Inc

22 October 2008

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader	Citigroup Derivatives Markets Inc
Company dealt in	Rio Tinto plc
Class of relevant security to which the dealings being disclosed relate (Note 1)	Ordinary Shares (dealt in the form of ADRs)
Date of dealing	21 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

	Long	Short
	Number (%)	Number (%)
(1) Relevant securities	31,625 (0.00%)	22,060 (0.00%)
(2) Derivatives (other than options)	(0.00%)	(0.00%)
(3) Options and agreements to purchase/sell	148,100 (0.02%)	100,200 (0.02%)
Total	179,725 (0.02%)	122,260 (0.02%)

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:	Long	Short
Convertible	Number (%)	Number (%)
(1) Relevant securities	(0.00%)	(0.00%)
(2) Derivatives (other than options)	(0.00%)	(0.00%)
(3) Options and agreements to purchase/sell	(0.00%)	(0.00%)
Total	(0.00%)	(0.00%)

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchases	Number of securities	Price per unit (Note 4) USD (unless stated)
	300	175.41
	200	173.795
	100	175.88
	100	175.88
	100	175.64
	60	175.4
	44	175.88
	40	175.4
	40	175.39
	16	175.88
Total	1,000

Sales	Number of securities	Price per unit (Note 4) USD (unless stated)
	-100	173.19
	-100	164.4
	-1000	214.2
Total	1,200

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

Options transactions in respect of existing securities

Writing, selling, purchasing or varying

Product name, e.g. call option (C = call; P = put)	Writing, selling, purchasing, varying etc.	Number of securities to which the option relates (Note 6)	Exercise Price (USD)	Type, e.g. American, European etc.	Expiry date	Option money paid/received per unit (USD) (Note 4)
P	Purchasing	1000	100	AMERICAN	2008-11-22	0.95
P	Purchasing	1000	105	AMERICAN	2008-11-22	1.35
P	Purchasing	1000	110	AMERICAN	2008-11-22	1.8
P	Purchasing	1000	115	AMERICAN	2008-11-22	2.2
P	Purchasing	1000	120	AMERICAN	2008-11-22	2.9
P	Purchasing	1000	420	AMERICAN	2010-01-16	250
P	Purchasing	100	175	AMERICAN	2008-11-22	21.3
P	Purchasing	100	170	AMERICAN	2008-11-22	15.1
C	Purchasing	100	200	AMERICAN	2009-01-17	18.94
C	Purchasing	100	200	AMERICAN	2009-01-17	18.94
C	Purchasing	100	200	AMERICAN	2009-01-17	18.94
C	Purchasing	100	200	AMERICAN	2009-01-17	18.94
C	Purchasing	100	200	AMERICAN	2009-01-17	18.94
C	Purchasing	100	200	AMERICAN	2009-01-17	18.94
C	Selling	-100	120	AMERICAN	2009-04-18	66.9
C	Selling	-100	150	AMERICAN	2009-01-17	42.4
C	Selling	-100	300	AMERICAN	2009-01-17	2.94
C	Selling	-100	300	AMERICAN	2009-01-17	2.94
C	Selling	-100	300	AMERICAN	2009-01-17	2.94
C	Selling	-100	300	AMERICAN	2009-01-17	2.94
C	Selling	-100	300	AMERICAN	2009-01-17	2.94
C	Selling	-100	300	AMERICAN	2009-01-17	2.94
C	Selling	-100	175	AMERICAN	2009-04-18	36.5
C	Selling	-100	175	AMERICAN	2009-04-18	36.5
P	Selling	-100	340	AMERICAN	2008-11-22	175.6
C	Selling	-200	175	AMERICAN	2009-04-18	36
P	Selling	-1000	310	AMERICAN	2008-11-22	95.8

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure	22 October 2008
Contact name	Selina Campbell
Telephone number	02890 409538
Name of offeree/offeror with which connected	BHP Billiton plc
Nature of connection (Note 9)	Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name, e.g. call option	Written or purchased	Number of securities to which the option or derivative relates	Exercse price (Note 2)	Type, e.g. American, European etc.	Expiry date
C	Purchased	7000	330	American	2008-11-22
C	Purchased	6100	350	American	2008-11-22
C	Purchased	6000	340	American	2008-11-22
C	Purchased	5900	360	American	2009-01-17
P	Written	4200	250	American	2009-04-18
C	Purchased	4200	300	American	2008-11-22
C	Purchased	4100	400	American	2009-01-17
C	Purchased	4000	270	American	2008-11-22
C	Purchased	4000	290	American	2008-11-22
C	Purchased	4000	310	American	2008-11-22
C	Purchased	3800	280	American	2008-11-22
P	Written	3000	410	American	2009-04-18
P	Written	3000	420	American	2009-04-18
C	Purchased	3000	320	American	2008-11-22
C	Purchased	2300	350	American	2009-01-17
C	Purchased	2300	330	American	2008-11-22
P	Written	2200	125	American	2008-11-22
P	Written	2100	290	American	2009-01-17
C	Purchased	2100	260	American	2008-11-22
C	Purchased	2000	200	American	2009-04-18
C	Purchased	2000	320	American	2009-04-18
C	Purchased	2000	320	American	2009-04-18
P	Written	2000	390	American	2009-04-18
P	Written	2000	400	American	2009-04-18
C	Purchased	2000	300	American	2008-11-22
C	Purchased	2000	310	American	2008-11-22
C	Purchased	2000	370	American	2008-11-22
C	Purchased	2000	380	American	2008-11-22
C	Purchased	1900	280	American	2009-01-17
C	Purchased	1600	370	American	2009-01-17
C	Purchased	1400	250	American	2008-11-22
C	Purchased	1300	380	American	2009-01-17
P	Written	1300	380	American	2009-04-18
C	Purchased	1100	260	American	2010-01-16
C	Purchased	1100	410	American	2009-01-17
C	Purchased	1100	260	American	2009-04-18
P	Written	1100	220	American	2008-11-22
C	Purchased	1000	400	American	2010-01-16
C	Purchased	1000	420	American	2010-01-16
P	Written	1000	420	American	2010-01-16
C	Purchased	1000	430	American	2010-01-16
C	Purchased	1000	470	American	2010-01-16
C	Purchased	1000	490	American	2010-01-16
C	Purchased	1000	260	American	2009-01-17
C	Purchased	1000	270	American	2009-01-17
C	Purchased	1000	290	American	2009-01-17
C	Purchased	1000	340	American	2009-01-17
C	Purchased	1000	390	American	2009-01-17
C	Purchased	1000	480	American	2009-01-17
C	Purchased	1000	490	American	2009-01-17
C	Purchased	1000	520	American	2009-01-17
C	Purchased	1000	550	American	2009-01-17
C	Purchased	1000	200	American	2009-04-18
C	Purchased	1000	210	American	2009-04-18
C	Purchased	1000	240	American	2009-04-18
P	Written	1000	270	American	2009-04-18
C	Purchased	1000	290	American	2009-04-18
P	Written	1000	290	American	2009-04-18
P	Written	1000	360	American	2009-04-18
C	Purchased	1000	370	American	2009-04-18
P	Written	1000	370	American	2009-04-18
P	Written	1000	100	American	2008-11-22
P	Written	1000	105	American	2008-11-22
P	Written	1000	110	American	2008-11-22
P	Written	1000	115	American	2008-11-22
P	Written	1000	120	American	2008-11-22
P	Written	1000	135	American	2008-11-22
P	Written	1000	140	American	2008-11-22
P	Written	1000	165	American	2008-11-22
P	Written	1000	210	American	2008-11-22
C	Purchased	1000	260	American	2008-11-22
P	Written	1000	260	American	2008-11-22
P	Written	1000	270	American	2008-11-22
C	Purchased	1000	280	American	2008-11-22
C	Purchased	1000	290	American	2008-11-22
C	Purchased	1000	360	American	2008-11-22
C	Purchased	1000	370	American	2008-11-22
C	Purchased	900	420	American	2009-01-17
C	Purchased	900	200	American	2008-11-22
C	Purchased	900	220	American	2008-11-22
C	Purchased	900	360	American	2008-11-22
C	Purchased	800	340	American	2009-01-17
C	Purchased	600	200	American	2009-01-17
C	Purchased	500	300	American	2009-01-17
C	Purchased	500	410	American	2009-04-18
P	Written	400	310	American	2009-04-18
P	Written	400	350	American	2009-04-18
C	Purchased	400	100	American	2008-11-22
C	Purchased	400	180	American	2008-11-22
P	Written	400	230	American	2008-11-22
P	Written	300	320	American	2009-01-17
P	Written	300	330	American	2009-04-18
C	Purchased	300	230	American	2008-11-22
P	Written	200	380	American	2010-01-16
C	Purchased	200	360	American	2009-01-17
P	Written	200	110	American	2008-11-22
C	Purchased	200	240	American	2008-11-22
C	Purchased	100	185	American	2009-01-17
P	Written	100	250	American	2009-01-17
C	Purchased	100	280	American	2009-01-17
C	Purchased	100	300	American	2009-01-17
C	Purchased	100	310	American	2009-01-17
C	Purchased	100	330	American	2009-01-17
P	Written	100	330	American	2009-01-17
C	Purchased	100	370	American	2009-01-17
C	Purchased	100	270	American	2009-04-18
C	Purchased	100	300	American	2009-04-18
P	Written	100	300	American	2009-04-18
P	Written	100	320	American	2009-04-18
P	Written	100	340	American	2009-04-18
C	Purchased	100	410	American	2009-04-18
P	Written	100	170	American	2008-11-22
C	Purchased	100	195	American	2008-11-22
P	Purchased	-100	260	American	2010-01-16
C	Written	-100	300	American	2010-01-16
C	Written	-100	360	American	2010-01-16
P	Purchased	-100	470	American	2010-01-16
C	Written	-100	510	American	2010-01-16
C	Written	-100	540	American	2010-01-16
C	Written	-100	150	American	2009-01-17
P	Purchased	-100	170	American	2009-01-17
P	Purchased	-100	260	American	2009-01-17
C	Written	-100	440	American	2009-01-17
C	Written	-100	460	American	2009-01-17
C	Written	-100	560	American	2009-01-17
C	Written	-100	120	American	2009-04-18
P	Purchased	-100	125	American	2009-04-18
C	Written	-100	165	American	2009-04-18
P	Purchased	-100	240	American	2009-04-18
C	Written	-100	250	American	2009-04-18
C	Written	-100	280	American	2009-04-18
P	Purchased	-100	125	American	2008-11-22
C	Written	-100	150	American	2008-11-22
P	Purchased	-200	410	American	2010-01-16
P	Purchased	-200	230	American	2009-01-17
C	Written	-200	430	American	2009-01-17
C	Written	-200	550	American	2009-01-17
C	Written	-200	135	American	2009-04-18
P	Purchased	-200	150	American	2009-04-18
P	Purchased	-200	130	American	2008-11-22
P	Purchased	-200	155	American	2008-11-22
C	Written	-200	220	American	2008-11-22
P	Purchased	-300	400	American	2010-01-16
P	Purchased	-300	270	American	2009-01-17
P	Purchased	-300	330	American	2009-01-17
P	Purchased	-300	280	American	2009-04-18
C	Written	-400	500	American	2010-01-16
C	Written	-400	175	American	2009-04-18
C	Written	-500	560	American	2010-01-16
C	Written	-500	150	American	2009-04-18
P	Purchased	-500	200	American	2009-04-18
C	Written	-500	250	American	2009-04-18
P	Purchased	-500	120	American	2008-11-22
C	Written	-500	210	American	2008-11-22
P	Purchased	-600	320	American	2010-01-16
P	Purchased	-600	340	American	2009-01-17
P	Purchased	-600	210	American	2009-04-18
P	Purchased	-600	250	American	2009-04-18
P	Purchased	-700	210	American	2009-01-17
P	Purchased	-700	310	American	2009-01-17
P	Purchased	-700	220	American	2009-04-18
C	Written	-700	380	American	2009-04-18
P	Purchased	-700	220	American	2008-11-22
P	Purchased	-900	240	American	2010-01-16
P	Purchased	-900	490	American	2010-01-16
P	Purchased	-900	500	American	2010-01-16
C	Written	-900	520	American	2010-01-16
P	Purchased	-900	230	American	2009-01-17
C	Written	-900	320	American	2009-01-17
P	Purchased	-1000	280	American	2010-01-16
P	Purchased	-1000	300	American	2010-01-16
C	Written	-1000	530	American	2010-01-16
C	Written	-1000	540	American	2010-01-16
C	Written	-1000	550	American	2010-01-16
P	Purchased	-1000	250	American	2009-01-17
P	Purchased	-1000	310	American	2009-01-17
C	Written	-1000	430	American	2009-01-17
C	Written	-1000	440	American	2009-01-17
C	Written	-1000	470	American	2009-01-17
C	Written	-1000	500	American	2009-01-17
C	Written	-1000	510	American	2009-01-17
C	Written	-1000	580	American	2009-01-17
C	Written	-1000	590	American	2009-01-17
C	Written	-1000	600	American	2009-01-17
C	Written	-1000	220	American	2009-04-18
C	Written	-1000	230	American	2009-04-18
C	Written	-1000	390	American	2009-04-18
C	Written	-1000	460	American	2009-04-18
C	Written	-1000	470	American	2009-04-18
C	Written	-1000	170	American	2008-11-22
C	Written	-1000	180	American	2008-11-22
P	Purchased	-1100	360	American	2010-01-16
P	Purchased	-1100	480	American	2010-01-16
P	Purchased	-1100	200	American	2009-01-17
P	Purchased	-1200	210	American	2009-01-17
C	Written	-1400	500	American	2009-01-17
P	Purchased	-1600	200	American	2008-11-22
P	Purchased	-1700	240	American	2010-01-16
C	Written	-2000	420	American	2009-04-18
C	Written	-2000	430	American	2009-04-18
C	Written	-2000	450	American	2009-04-18
C	Written	-2000	470	American	2009-04-18
C	Written	-2000	200	American	2008-11-22
P	Purchased	-2000	200	American	2008-11-22
P	Purchased	-2200	150	American	2008-11-22
C	Written	-3000	440	American	2009-04-18
P	Purchased	-4600	220	American	2010-01-16
C	Written	-6100	150	American	2008-11-22
C	Written	-6700	220	American	2010-01-16
C	Written	-7900	350	American	2009-01-17

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS

The company news service from the London Stock Exchange

END

EMMILFLEIRLFFIT

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