12th Nov 2007 11:48
UBS AG (EPT)12 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 09 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 17,100 0.01% 1,350 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 17,100 0.01% 1,350 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 125 876.5 pence SALE 1125 878.5 SALE 1250 910.5 SALE 189 911.5 SALE 1622 912 SALE 2102 912 SALE 398 912 SALE 2500 912 SALE 1235 912 SALE 100 912 SALE 890 912 PURCHASE 398 912.5 SALE 935 912.5 SALE 908 912.5 PURCHASE 501 912.5 PURCHASE 1000 912.5 PURCHASE 1247 912.5 PURCHASE 502 912.5 PURCHASE 1041 912.5 SALE 2144 913 PURCHASE 283 913 PURCHASE 2143 913.5 PURCHASE 391 913.5 SALE 79 914 SALE 381 914 SALE 552 914 PURCHASE 1100 914 PURCHASE 179 914 PURCHASE 2500 914 PURCHASE 1400 914 SALE 1172 914.5 SALE 1072 914.5 SALE 82 914.5 PURCHASE 105 914.5 PURCHASE 400 915 SALE 903 915.5 SALE 85 915.5 PURCHASE 1000 915.5 PURCHASE 800 915.5 PURCHASE 1000 915.5 PURCHASE 584 917.5 PURCHASE 775 918.5 TOTAL PURCHASES 17,349 TOTAL SALES 19,849 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 12 NOVEMBER 2007Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros