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EPT Disclosure

26th Sep 2008 10:50

RNS Number : 4038E
Citigroup GM Australia Pty Ltd
26 September 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

1. KEY INFORMATION

Name of exempt principal trader

Citigroup Global Markets Australia Pty Limited

Company dealt in

Rio Tinto Ltd

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ord/Equity

Date of dealing

25 September 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

537,275 (0.12%)

37,088 (0.12%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

471,793 (0.10%)

1,699,881 (0.37%)

Total

1,009,068 (0.22%)

1,736,969 (0.49%)

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security: 

Long

Short

Convertible 

Number (%)

Number (%)

(1) Relevant securities 

(0.00%)

(0.00%)

(2) Derivatives (other than options)

(0.00%)

(0.00%)

(3) Options and agreements to purchase/sell

(0.00%)

(0.00%)

Total

(0.00%)

(0.00%)

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 

(a) Purchases and sales

Purchase

Number of securities

Price per unit (Note 4)

AUD (unless stated)

664932

103.975

200000

120

70271

101.86

58675

101.86

48000

132

46000

138

20000

120

9000

114

1000

102

611

101.65

607

101.64

365

102.35

365

102.35

278

102.38

278

102.38

247

101.65

211

102.6

211

102.6

199

102.6

199

102.6

167

101.64

159

102.53

159

102.53

154

102.54

150

101.65

131

102.52

131

102.52

129

102.25

104

102.49

104

102.38

104

102.44

103

102.49

103

102.16

102

102.4

98

102.36

97

102.38

97

102.42

97

102.39

96

103.41

94

102.53

94

102.53

91

102.31

89

102.06

89

101.85

86

102.6

84

102.61

84

102.63

81

102.08

81

102.16

81

102.62

80

102.31

80

102.64

80

102.32

79

101.9

79

101.8

79

101.63

79

101.93

79

102.1

79

102.29

79

102.2

79

102.3

79

102.83

78

102.25

78

102.76

78

102.55

78

102.37

78

102.74

77

101.59

77

102.44

77

102.72

76

101.92

64

101.64

57

103.32

48

101.87

44

103.33

43

102.25

41

103.34

41

101.99

38

101.65

31

103.29

28

101.49

27

101.65

23

101.85

17

102.73

16

103.32

16

102.12

10

101.88

9

101.9

9

102.03

9

101.82

9

101.93

9

101.9

8

102.4

8

102.49

8

102.41

8

102.26

8

102.38

8

102.44

8

102.41

8

102.42

8

102.38

8

102.36

8

102.24

8

102.17

8

101.94

7

103.32

7

102.09

7

102.18

7

102.16

7

102.09

7

102.61

7

102.63

7

102.61

7

102.34

7

102.31

7

101.86

7

101.9

7

101.9

6

103.35

6

102.19

6

102.04

6

101.99

6

101.79

6

101.63

6

101.59

6

101.93

6

101.94

6

102.09

6

102.29

6

102.21

6

102.33

6

102.29

6

102.31

6

102.64

6

102.77

6

102.32

6

102.38

6

102.37

6

102.44

6

102.73

6

102.73

6

102.72

6

102.04

6

102.04

5

102.26

5

102.07

5

102.07

5

102.85

5

102.56

5

102.63

4

101.49

4

102.07

4

102.55

4

102.37

4

102.37

2

102.07

2

102.55

2

102.06

2

101.86

2

101.9

2

101.88

1

103.32

1

103.5

1

103.39

1

103.37

1

103.5

1

103.45

1

103.44

1

103.43

1

103.43

1

103.4

1

103.31

1

103.31

1

103.3

1

103.3

1

103.3

1

103.29

1

103.3

1

103.34

1

103.3

1

103.3

1

103.31

1

103.3

1

103.3

1

103.35

1

103.35

1

103.35

1

103.28

1

103.26

1

103.27

1

103.31

1

103.35

1

103.33

1

103.33

1

103.32

1

103.31

1

103.36

1

103.36

1

103.46

1

103.46

1

103.49

1

103.49

1

103.46

1

103.46

1

103.47

1

103.46

1

103.46

1

103.45

1

103.45

1

103.45

1

103.45

1

103.41

1

102.19

1

102.07

1

102.04

1

102.03

1

102.02

1

102.02

1

101.99

1

101.78

1

101.77

1

101.79

1

101.67

1

101.71

1

101.62

1

101.63

1

101.61

1

101.61

1

101.6

1

101.71

1

101.6

1

101.59

1

101.59

1

101.58

1

101.58

1

101.58

1

101.58

1

101.5

1

101.5

1

101.6

1

101.56

1

101.59

1

101.59

1

101.59

1

101.59

1

101.7

1

101.7

1

101.66

1

101.72

1

101.84

1

101.9

1

102.18

1

102.18

1

102.17

1

102.16

1

102.13

1

102.12

1

102.1

1

102.09

1

102.08

1

102.07

1

102.21

1

102.21

1

102.29

1

102.21

1

102.2

1

102.2

1

102.33

1

102.33

1

102.31

1

102.31

1

102.3

1

102.3

1

102.3

1

102.31

1

102.64

1

102.83

1

102.83

1

102.84

1

102.87

1

102.87

1

102.84

1

102.84

1

102.84

1

102.77

1

102.75

1

102.74

1

102.56

1

102.55

1

102.54

1

102.53

1

102.48

1

102.48

1

102.38

1

102.37

1

102.69

1

102.62

1

102.61

1

102.59

1

102.59

1

102.56

1

102.56

1

102.54

1

102.53

1

102.53

1

102.33

1

102.35

1

102.4

1

102.4

1

102.4

1

102.4

1

102.39

1

102.39

1

102.39

1

102.4

1

102.39

1

102.38

1

102.37

1

102.4

1

102.4

1

102.4

1

102.49

1

102.41

1

102.41

1

102.41

1

102.41

1

102.26

1

102.26

1

102.27

1

102.48

1

102.46

1

102.43

1

102.44

1

102.42

1

102.17

1

102.16

1

102.16

1

102.17

1

102.16

1

102.19

1

102.2

1

102.18

1

102.17

1

102.16

1

102.15

1

102.16

1

102.14

1

102.11

1

102.12

1

102.06

1

102.05

1

101.98

1

101.97

1

102.06

1

102.06

1

102.05

1

102.04

1

102.04

1

102.04

1

102.03

1

102.03

1

102.03

1

102.05

1

102.05

1

102.04

1

102.04

1

101.82

1

101.86

1

101.86

1

101.94

1

101.94

1

101.94

1

101.97

1

101.92

1

101.92

1

101.91

1

101.91

1

101.89

1

101.86

1

101.85

1

101.86

1

101.85

1

101.88

1

101.88

1

101.87

1

101.88

1

101.9

1

101.9

1

101.9

1

101.9

1

101.9

1

101.94

1

101.93

1

101.94

1

101.96

1

101.96

1

101.95

1

101.96

1

101.96

1

101.94

1

101.94

1

101.9

1

101.9

1

101.88

1

101.73

1

101.86

1

101.86

1

101.86

1

101.77

1

101.84

1

101.84

1

101.84

1

101.84

1

101.84

1

101.84

1

101.84

1

101.84

1

101.84

1

101.84

1

101.84

Total

1,127,597

Sales

Number of securities

Price per unit (Note 4)

AUD (unless stated)

-1

101.85

-1

101.9

-1

101.9

-1

101.9

-1

101.9

-1

101.9

-1

103.32

-1

103.4

-1

103.39

-1

103.35

-1

103.45

-1

103.45

-1

103.44

-1

103.41

-1

103.41

-1

103.26

-1

103.29

-1

103.29

-1

103.3

-1

103.29

-1

103.3

-1

103.31

-1

103.3

-1

103.31

-1

103.3

-1

103.32

-1

103.31

-1

103.31

-1

103.31

-1

103.31

-1

103.23

-1

103.23

-1

103.25

-1

103.25

-1

103.26

-1

103.26

-1

103.31

-1

103.32

-1

103.32

-1

103.32

-1

103.32

-1

103.31

-1

103.31

-1

103.45

-1

103.46

-1

103.46

-1

103.46

-1

103.46

-1

103.45

-1

103.47

-1

103.47

-1

103.47

-1

103.48

-1

103.47

-1

103.44

-1

103.44

-1

103.34

-1

102.26

-1

102.26

-1

102.26

-1

102.26

-1

102.26

-1

102.19

-1

102.19

-1

102.19

-1

102.19

-1

102.19

-1

102.19

-1

102.2

-1

102.04

-1

102.04

-1

102.04

-1

102.04

-1

102.04

-1

102.04

-1

102.03

-1

102.03

-1

102.01

-1

102.01

-1

102.01

-1

101.98

-1

101.83

-1

101.79

-1

101.79

-1

101.79

-1

101.79

-1

101.78

-1

101.78

-1

101.66

-1

101.63

-1

101.63

-1

101.63

-1

101.63

-1

101.63

-1

101.63

-1

101.59

-1

101.59

-1

101.59

-1

101.59

-1

101.59

-1

101.59

-1

101.72

-1

101.52

-1

101.52

-1

101.52

-1

101.52

-1

101.52

-1

101.52

-1

101.52

-1

101.49

-1

101.49

-1

101.48

-1

101.49

-1

101.49

-1

101.49

-1

101.49

-1

101.5

-1

101.52

-1

101.57

-1

101.57

-1

101.53

-1

101.56

-1

101.57

-1

101.57

-1

101.64

-1

101.67

-1

101.83

-1

101.83

-1

101.88

-1

101.93

-1

101.93

-1

101.93

-1

101.93

-1

101.93

-1

101.93

-1

101.94

-1

101.94

-1

101.94

-1

101.94

-1

101.94

-1

101.94

-1

102.09

-1

102.09

-1

102.09

-1

102.09

-1

102.09

-1

102.18

-1

102.17

-1

102.17

-1

102.17

-1

102.16

-1

102.08

-1

102.08

-1

102.08

-1

102.08

-1

102.08

-1

102.05

-1

102.09

-1

102.09

-1

102.17

-1

102.21

-1

102.29

-1

102.29

-1

102.29

-1

102.29

-1

102.29

-1

102.29

-1

102.25

-1

102.21

-1

102.21

-1

102.21

-1

102.21

-1

102.21

-1

102.2

-1

102.2

-1

102.33

-1

102.33

-1

102.33

-1

102.33

-1

102.33

-1

102.33

-1

102.31

-1

102.3

-1

102.31

-1

102.3

-1

102.26

-1

102.3

-1

102.29

-1

102.29

-1

102.29

-1

102.29

-1

102.64

-1

102.64

-1

102.63

-1

102.84

-1

102.84

-1

102.8483

-1

102.8483

-1

102.8483

-1

102.8483

-1

102.8483

-1

102.8483

-1

102.79

-1

102.79

-1

102.82

-1

102.83

-1

102.84

-1

102.77

-1

102.77

-1

102.77

-1

102.77

-1

102.77

-1

102.73

-1

102.73

-1

102.55

-1

102.55

-1

102.55

-1

102.55

-1

102.53

-1

102.53

-1

102.54

-1

102.51

-1

102.47

-1

102.47

-1

102.32

-1

102.32

-1

102.38

-1

102.38

-1

102.38

-1

102.38

-1

102.38

-1

102.38

-1

102.37

-1

102.37

-1

102.37

-1

102.37

-1

102.37

-1

102.37

-1

102.44

-1

102.44

-1

102.44

-1

102.44

-1

102.44

-1

102.44

-1

102.68

-1

102.73

-1

102.73

-1

102.73

-1

102.73

-1

102.73

-1

102.73

-1

102.72

-1

102.72

-1

102.72

-1

102.72

-1

102.62

-1

102.63

-1

102.63

-1

102.63

-1

102.61

-1

102.61

-1

102.61

-1

102.61

-1

102.63

-1

102.63

-1

102.63

-1

102.63

-1

102.63

-1

102.61

-1

102.61

-1

102.61

-1

102.6

-1

102.52

-1

102.52

-1

102.52

-1

102.56

-1

102.55

-1

102.6

-1

102.6

-1

102.6

-1

102.34

-1

102.34

-1

102.36

-1

102.39

-1

102.39

-1

102.31

-1

102.31

-1

102.31

-1

102.41

-1

102.39

-1

102.39

-1

102.39

-1

102.39

-1

102.38

-1

102.38

-1

102.34

-1

102.39

-1

102.39

-1

102.4

-1

102.4

-1

102.4

-1

102.4

-1

102.4

-1

102.49

-1

102.49

-1

102.49

-1

102.41

-1

102.41

-1

102.41

-1

102.41

-1

102.41

-1

102.33

-1

102.37

-1

102.37

-1

102.28

-1

102.26

-1

102.26

-1

102.26

-1

102.26

-1

102.47

-1

102.45

-1

102.43

-1

102.38

-1

102.38

-1

102.44

-1

102.44

-1

102.44

-1

102.44

-1

102.43

-1

102.41

-1

102.41

-1

102.41

-1

102.41

-1

102.43

-1

102.36

-1

102.36

-1

102.16

-1

102.18

-1

102.15

-1

102.17

-1

102.16

-1

102.16

-1

102.17

-1

102.18

-1

102.14

-1

102.14

-1

102.14

-1

102.13

-1

102.1

-1

102.11

-1

102.1

-1

102.07

-1

102.07

-1

102

-1

102.02

-1

102.02

-1

102.02

-1

102.02

-1

102.02

-1

102.02

-1

102.02

-1

102.02

-1

102.02

-1

102.02

-1

102.03

-1

102.03

-1

102.02

-1

102.02

-1

101.82

-1

101.82

-1

101.84

-1

101.84

-1

101.94

-1

101.94

-1

101.94

-1

101.93

-1

101.9

-1

101.87

-1

101.87

-1

101.87

-1

101.87

-1

101.86

-1

101.85

-1

101.85

-1

101.86

-1

101.83

-1

101.91

-1

101.88

-1

101.88

-1

101.89

-1

101.89

-1

101.89

-1

101.89

-1

101.89

-1

101.89

-1

101.95

-1

101.93

-1

101.93

-1

101.96

-1

101.96

-1

101.96

-1

101.96

-1

101.94

-1

101.95

-1

101.95

-1

101.9

-1

101.89

-1

101.89

-1

101.88

-1

101.74

-1

101.74

-1

101.77

-1

101.77

-1

101.77

-1

101.78

-1

101.79

-1

101.79

-1

101.79

-1

101.82

-1

101.82

-1

101.82

-1

101.82

-1

101.82

-1

101.82

-1

101.83

-2

103.11

-2

102.12

-2

102.12

-2

101.79

-2

102.09

-2

102.18

-2

102.18

-2

102.18

-2

102.09

-2

102.09

-2

102.09

-2

102.09

-2

102.21

-2

102.33

-2

102.29

-2

102.64

-2

102.64

-2

102.77

-2

102.57

-2

102.55

-2

102.54

-2

102.32

-2

102.32

-2

102.72

-2

102.63

-2

102.61

-2

102.61

-2

102.63

-2

102.61

-2

102.61

-2

102.6

-2

102.34

-2

102.34

-2

102.31

-2

102.31

-2

102.4

-2

102.4

-2

102.49

-2

102.49

-2

102.49

-2

102.41

-2

102.41

-2

102.26

-2

102.26

-2

102.26

-2

102.38

-2

102.38

-2

102.38

-2

102.44

-2

102.44

-2

102.41

-2

102.41

-2

102.42

-2

102.38

-2

102.38

-2

102.38

-2

102.38

-2

102.36

-2

102.36

-2

102.36

-2

102.17

-2

102.17

-2

102.17

-2

102.17

-2

101.82

-2

101.82

-2

101.82

-2

101.82

-2

101.94

-2

101.94

-2

101.94

-2

101.94

-2

101.93

-2

101.93

-2

101.93

-2

101.93

-2

101.9

-2

101.9

-2

101.9

-3

102.12

-3

102.12

-3

102.12

-3

102.12

-3

102.09

-3

102.31

-3

102.31

-3

102.54

-3

102.34

-3

102.38

-3

102.42

-3

102.42

-4

102.37

-4

102.24

-4

102.24

-5

102.31

-5

102.53

-6

102.07

-6

102.52

-7

103

-7

103.31

-7

102.52

-7

102.6

-8

102.74

-8

102.38

-9

101.9

-9

102.61

-9

102.36

-9

102.05

-9

101.86

-9

101.9

-9

101.9

-10

101.86

-10

102.07

-11

102.74

-12

103.11

-12

103.1

-12

101.87

-12

101.87

-12

101.87

-12

101.87

-12

102.04

-12

101.88

-13

103.41

-14

102.31

-15

102.5

-15

103.29

-15

101.63

-15

101.59

-15

101.59

-15

101.59

-15

101.92

-15

101.92

-15

101.92

-15

101.92

-15

101.93

-15

102.29

-15

102.2

-15

102.3

-15

102.31

-15

102.83

-15

102.76

-15

102.76

-15

102.72

-15

102.72

-15

102.72

-15

102.74

-15

102.74

-15

102.39

-16

103.29

-16

103.32

-16

101.63

-16

101.63

-16

101.63

-16

101.63

-16

101.59

-16

101.59

-16

101.92

-16

101.93

-16

101.93

-16

101.93

-16

101.93

-16

102.08

-16

102.08

-16

102.08

-16

102.08

-16

102.29

-16

102.29

-16

102.29

-16

102.29

-16

102.2

-16

102.2

-16

102.2

-16

102.2

-16

102.3

-16

102.3

-16

102.3

-16

102.3

-16

102.83

-16

102.83

-16

102.83

-16

102.83

-16

102.76

-16

102.76

-16

102.76

-16

102.72

-16

102.72

-16

102.74

-16

102.74

-16

102.74

-16

102.63

-17

102.08

-17

102.63

-17

102.63

-17

102.63

-17

102.63

-17

102.6

-17

102.6

-17

102.6

-17

102.6

-18

103.01

-18

102.61

-18

102.6

-19

101.8

-19

102.55

-19

102.55

-19

102.55

-19

102.55

-19

102.44

-19

102.44

-19

102.44

-19

102.61

-19

102.61

-19

102.61

-19

102.38

-19

102.38

-19

102.38

-20

103.11

-20

103.41

-20

101.8

-20

101.8

-20

101.8

-20

102.64

-20

102.64

-20

102.64

-20

102.64

-20

102.44

-20

102.62

-20

102.62

-20

102.62

-20

102.62

-20

102.49

-20

102.49

-20

102.49

-20

102.44

-20

102.4

-20

102.4

-20

102.4

-20

102.38

-20

102.38

-21

102.94

-21

103.41

-21

103.41

-21

103.41

-21

101.64

-21

101.64

-21

102.49

-21

102.49

-21

102.49

-21

102.49

-21

102.49

-21

102.49

-21

102.49

-21

102.44

-21

102.44

-21

102.44

-21

102.44

-21

102.4

-21

102.4

-21

102.38

-22

102.01

-22

101.64

-22

102.53

-22

102.53

-22

102.53

-22

102.31

-22

102.36

-22

102.36

-22

102.36

-23

102.31

-23

102.31

-23

102.53

-23

102.73

-23

102.31

-23

102.31

-23

102.31

-23

102.36

-23

101.85

-24

102.38

-24

102.38

-24

102.38

-24

102.38

-25

102.52

-25

102.02

-25

102.52

-26

102.1

-26

102.1

-26

102.32

-27

102.1

-27

102.32

-27

102.32

-27

102.39

-27

102.39

-28

102.39

-30

103

-31

103.11

-31

101.9

-31

102.6

-31

102.6

-32

101.49

-32

102.06

-34

102.65

-34

102.35

-34

102.35

-34

102.16

-34

102.16

-35

101.9

-35

102.6

-35

102.6

-35

102.6

-35

102.6

-35

102.6

-35

102.6

-35

102.16

-37

102.6

-39

102.53

-39

102.6

-40

102.53

-40

102.53

-40

102.53

-41

103.27

-44

102.35

-45

103.2

-46

103.2

-46

102.94

-47

102.71

-47

101.99

-48

102.5

-48

102.42

-49

102.71

-49

102.42

-50

103

-50

102.5

-50

102.5

-50

102.5

-50

102.5

-50

101.86

-50

103.31

-50

102.19

-52

102.6

-53

102.37

-57

103.31

-59

102.06

-60

103

-60

101.86

-64

102.38

-65

102.38

-71

101.9

-75

101.9

-76

103.1

-80

103

-80

102.02

-80

101.86

-83

102.5

-84

102.37

-88

102.16

-89

101.85

-93

102.52

-94

102.53

-96

102.74

-96

102.51

-96

102.03

-97

102.71

-97

102.51

-100

103.1

-100

103

-100

103

-100

103

-100

102.5

-100

102.5

-100

102.5

-100

102.5

-100

102.5

-100

101.86

-100

101.86

-102

101.9

-124

102.35

-125

102.38

-127

102.74

-128

103.11

-128

102.74

-129

102.35

-131

102.52

-135

101.85

-146

102.5

-147

101.86

-150

103

-150

102.9

-150

101.86

-153

103.11

-159

102.53

-181

102.52

-188

101.9

-193

102.28

-195

102.5

-197

103.2

-197

102.55

-199

102.52

-199

102.6

-200

103

-200

102.71

-200

102.7

-200

102.69

-200

102.5

-200

101.86

-200

102.19

-201

102.66

-207

102.69

-211

102.6

-212

101.9

-229

101.86

-245

101.86

-250

101.85

-278

102.38

-300

103

-303

102.55

-314

101.86

-365

102.35

-382

101.9

-400

101.86

-403

102.37

-464

102.5

-485

103

-500

102.65

-500

102.6

-500

102.51

-500

102.5

-500

102.5

-500

101.86

-500

101.86

-500

101.86

-500

101.86

-533

103

-543

102.9

-567

102.03

-580

102.19

-604

103.2

-612

102.74

-637

102.28

-697

101.9

-781

101.86

-796

101.85

-860

101.85

-880

103

-912

101.86

-971

102.62

-983

102.71

-999

101.9

-1000

102.5

-1210

103

-1250

101.86

-1327

102.69

-1362

103.2

-2000

103.1

-2298

101.86

-2596

101.9

-2746

103.2

-2958

101.85

-4894

101.86

-5000

120

-6981

105.5

-10000

120

-10000

120

-10000

120

-13965

105.5

-14598

101.9

-15000

120

-20000

120

-25000

120

-25000

120

-25000

120

-35000

103.975

-50000

120

-57750

103.975

-81000

103.975

-100000

136

-100000

105.5

-200000

138

Total

863,746

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

(C = call option;

 P = put option)

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

Price (AUD) 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (AUD) (Note 4) 

Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

C

1000

59.227

C

1000

59.227

C

-298

59.227

C

-769

59.227

C

-933

59.227

C

-1600

95

C

-13200

115

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

NONE

Is a Supplemental Form 38.5(b) attached? (Note 8) YES

Date of disclosure

26 September 2008

Contact name

Ciaran Lavery

Telephone number

02890 409544

Name of offeree/offeror with which connected

BHP Billiton plc

Nature of connection (Note 9)

Corporate Broker/Financial Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 38.5(b)

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 38.5(b))

OPEN POSITIONS (Note 1)

Product name,

e.g. call option

Written or purchased

Number of securities to which the option or derivative relates

Exercise price (Note 2)

Type, e.g. American, European etc.

Expiry date

P

Written

140000

130

A

20081218

P

Written

73200

100

E

20081218

P

Written

50979

56.1501

A

20101011

P

Written

40000

74.25

E

20110727

P

Written

30588

56.0324

E

20081103

P

Written

6789

94.91

A

20110623

P

Written

6646

37.6132

E

20091001

P

Written

6646

37.6132

E

20091001

P

Written

6528

116.82

A

20120711

P

Written

6415

77.94

E

20100219

P

Written

6415

77.94

E

20100219

P

Written

6268

88.6

A

20120327

P

Written

5810

119.75

A

20120628

P

Written

5428

92.64

A

20110624

P

Written

5066

109.19

A

20120530

P

Written

4886

97.272

A

20120828

P

Written

4420

88.07

A

20110623

P

Written

4320

99.12

A

20120425

P

Written

3801

96.12

A

20110623

P

Written

3388

164.66

A

20121227

P

Written

3188

115.61

A

20120613

P

Written

3105

99.8

A

20110428

P

Written

2994

85.04

A

20110328

P

Written

2862

119

A

20120711

P

Written

2591

38.5842

E

20091201

P

Written

2591

38.5842

E

20091201

P

Written

2248

73.8533

A

20101229

C

Purchased

2000

78.46

A

20090924

P

Written

1976

160.932

A

20121128

P

Written

1936

174.48

A

20130521

P

Written

1592

153.6

A

20130107

P

Written

1370

85.0735

A

20110228

P

Written

1273

78.5

E

20110630

P

Written

1273

78.5

E

20110630

P

Written

1188

105.3

A

20110523

P

Written

1152

43.3704

E

20100628

P

Written

1152

43.3704

E

20100628

P

Written

1152

43.3704

E

20100628

P

Written

1152

43.3704

E

20100628

P

Written

1132

83.22

A

20111007

C

Purchased

1000

138

A

20081030

P

Written

873

137.5

A

20130725

P

Written

869

89.4361

A

20110207

P

Written

725

138

A

20130228

P

Written

561

89

E

20100809

P

Written

561

89

E

20100809

P

Written

514

77.8

E

20090630

P

Written

514

77.8

E

20090630

P

Written

464

95.75

E

20100629

P

Written

464

95.75

E

20100629

P

Written

422

138.11

E

20120416

P

Written

422

138.11

E

20120416

P

Written

405

98.1

A

20100625

P

Written

400

131.96

A

20130205

P

Written

392

131.14

A

20121011

P

Written

388

77.2

E

20110627

P

Written

388

77.2

E

20110627

P

Written

365

137

A

20130328

P

Written

332

75.22

E

20100524

P

Written

332

75.22

E

20100524

P

Written

330

136.18

A

20130627

P

Written

302

82.55

E

20100517

P

Written

302

82.55

E

20100517

P

Written

296

135.38

A

20130725

P

Written

290

95.75

E

20100628

P

Written

290

95.75

E

20100628

P

Written

268

135.22

A

20110412

P

Written

266

94.08

A

20110728

P

Written

208

95.7

E

20120905

P

Written

208

95.7

E

20120905

P

Written

203

98.22

E

20120912

P

Written

203

98.22

E

20120912

P

Written

191

78.5

E

20110630

P

Written

191

78.5

E

20110630

P

Written

191

78.5

E

20110630

P

Written

191

78.5

E

20110630

P

Written

177

140.36

A

20130627

P

Written

160

131.2

A

20130328

P

Written

159

94.02

A

20110728

P

Written

141

93.6

A

20110728

P

Written

138

92.66

A

20110728

P

Written

117

128.71

A

20110224

P

Written

115

130.34

A

20121220

P

Written

107

139.59

A

20130627

P

Written

99

141.75

A

20130627

P

Written

90

139.04

A

20130627

P

Written

88

141.79

A

20110630

P

Written

88

141.69

A

20110630

P

Written

87

143.31

A

20130627

P

Written

81

124.35

A

20130228

P

Written

79

127.31

A

20130228

P

Written

78

128.75

A

20130228

P

Written

77

129.41

A

20121220

P

Written

71

141.69

A

20130627

C

Written

-70

105

A

20081127

P

Purchased

-191

78.5

E

20110630

P

Purchased

-191

78.5

E

20110630

P

Purchased

-203

98.22

E

20120912

P

Purchased

-208

95.7

E

20120905

C

Written

-270

65

A

20081127

P

Purchased

-290

95.75

E

20100628

P

Purchased

-302

82.55

E

20100517

P

Purchased

-332

75.22

E

20100524

P

Purchased

-388

77.2

E

20110627

P

Purchased

-422

138.11

E

20120416

P

Purchased

-464

95.75

E

20100629

P

Purchased

-514

77.8

E

20090630

P

Purchased

-561

89

E

20100809

C

Written

-732

59.227

A

20130627

C

Written

-774

95

A

20081218

C

Written

-885

88

E

20091215

C

Written

-1000

116

A

20081030

P

Purchased

-1152

43.3704

E

20100628

P

Purchased

-1152

43.3704

E

20100628

P

Purchased

-1273

78.5

E

20110630

C

Written

-1600

95

E

20081126

C

Written

-1948

66

E

20091215

P

Purchased

-2000

77

A

20111222

C

Written

-2000

110

A

20081218

C

Written

-2491

85

A

20100623

P

Purchased

-2591

38.5842

E

20091201

P

Purchased

-5000

68

A

20101223

P

Purchased

-6415

77.94

E

20100219

C

Written

-6437

64

A

20090619

P

Purchased

-6646

37.6132

E

20091001

P

Purchased

-8000

121

A

20081127

P

Purchased

-15000

120

A

20081030

C

Written

-21739

58.592

A

20120628

P

Purchased

-25000

115

A

20081030

C

Written

-33000

85

A

20111222

P

Purchased

-44000

72

A

20081218

P

Purchased

-50000

122

A

20081218

C

Written

-50000

122

A

20081218

P

Purchased

-57000

80

A

20111222

P

Purchased

-71000

75

A

20111222

C

Written

-75000

56.89

A

20090924

P

Purchased

-90000

110

A

20081218

P

Purchased

-112000

68.66

A

20090924

C

Written

-180000

115

E

20081218

C

Written

-198000

135

E

20081218

P

Purchased

-232000

78.46

A

20090924

C

Written

-389640

145

E

20081218

Notes

 

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFKAKQCBKKOCB

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