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EPT Disclosure

17th Nov 2008 11:49

RNS Number : 2869I
Deutsche Bank AG
17 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

14/11/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,857,718

0.63

-833,132

-0.18

(2) Derivatives (other than options)

815,801

0.18

-1,778,004

-0.39

(3) Options and agreements to purchase/sell

700,000

0.15

-983,100

-0.22

Total

4,373,519

0.96

-3,594,236

-0.79

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

3323

73.78

Purchase

1472

73.83

Purchase

23

73.86

Purchase

1617

74.38

Purchase

3291

74.43

Purchase

1410

74.46

Purchase

230

74.85

Purchase

40000

74.90

Purchase

70

74.98

Purchase

2362

74.99

Purchase

276

69.00

Purchase

1549

72.05

Purchase

1485

72.06

Purchase

2404

72.10

Purchase

2204

71.99

Purchase

2000

72.25

Purchase

1701

72.26

Purchase

346

72.27

Purchase

280

72.67

Purchase

51

72.70

Purchase

2353

72.74

Purchase

1915

72.78

Purchase

1696

72.82

Purchase

1000

72.84

Purchase

3490

72.85

Purchase

1495

72.88

Purchase

1691

72.89

Purchase

1718

72.93

Purchase

346

72.95

Purchase

1000

72.99

Purchase

2989

73.01

Purchase

1887

73.04

Purchase

2435

73.05

Purchase

5003

73.08

Purchase

3128

73.09

Purchase

3493

73.10

Purchase

877

73.12

Purchase

1950

73.16

Purchase

1087

73.17

Purchase

557

73.18

Purchase

286

73.19

Purchase

294

73.21

Purchase

418

72.86

Purchase

1009

72.81

Purchase

8900

73.20

Purchase

13

73.22

Purchase

2604

72.69

Purchase

2284

72.87

Purchase

5732

72.90

Purchase

2175

73.60

Purchase

4700

73.21

Purchase

600

72.58

Purchase

4726

73.00

Purchase

3619

73.02

Purchase

2173

73.07

Purchase

870

73.15

Purchase

293

73.40

Purchase

2733

73.45

Purchase

335

72.39

Purchase

2000

71.97

Purchase

44

72.33

Purchase

472

72.40

Purchase

2000

72.50

Purchase

2175

72.53

Purchase

1477

72.57

Purchase

1000

72.59

Purchase

366

72.63

Purchase

566

72.75

Purchase

4008

72.80

Purchase

271

72.86

Purchase

1484

72.91

Purchase

1458

72.94

Purchase

2879

72.97

Purchase

2111

73.03

Purchase

2974

73.06

Purchase

2459

73.11

Purchase

1169

73.13

Purchase

191

73.30

Purchase

1231

73.31

Purchase

1410

73.56

Purchase

1413

73.69

Purchase

719

73.73

Purchase

28

73.82

Purchase

381

73.88

Purchase

9

73.90

Purchase

1842

73.96

Purchase

1461

74.21

Purchase

109

74.36

Purchase

7000

72.00

Purchase

3000

72.98

Purchase

347

72.34

Purchase

430

73.42

Purchase

346

73.46

Purchase

924

73.48

Purchase

347

73.49

Purchase

1779

74.96

Total Purchases

201,848

Sale

264

73.34

Sale

396

73.37

Sale

4000

73.50

Sale

4000

73.51

Sale

299

73.64

Sale

334

73.65

Sale

2216

73.70

Sale

23

73.78

Sale

1523

73.79

Sale

1116

73.80

Sale

305

73.83

Sale

655

73.86

Sale

104

73.95

Sale

233

73.98

Sale

1308

73.99

Sale

437

74.01

Sale

468

74.20

Sale

603

74.27

Sale

2646

74.28

Sale

453

74.30

Sale

768

74.35

Sale

1287

74.38

Sale

2607

74.39

Sale

177

74.40

Sale

585

74.43

Sale

831

74.44

Sale

791

74.45

Sale

88

74.46

Sale

2017

74.50

Sale

19

74.54

Sale

12

74.67

Sale

17

74.69

Sale

1810

74.70

Sale

30

74.71

Sale

837

74.74

Sale

7

74.75

Sale

572

74.76

Sale

398

74.84

Sale

1262

74.85

Sale

21617

74.90

Sale

604

74.97

Sale

79

74.98

Sale

2074

75.00

Sale

96

75.01

Sale

103

75.08

Sale

212

75.09

Sale

22

75.14

Sale

271

75.19

Sale

479

75.20

Sale

9584

69.00

Sale

164

72.19

Sale

33

72.22

Sale

148

72.24

Sale

359

72.27

Sale

197

72.56

Sale

284

72.65

Sale

760

72.66

Sale

1854

72.67

Sale

2789

72.70

Sale

308

72.72

Sale

103

72.73

Sale

239

72.74

Sale

1811

72.78

Sale

225

72.82

Sale

1851

72.84

Sale

1041

72.85

Sale

1099

72.88

Sale

1169

72.89

Sale

589

72.92

Sale

765

72.93

Sale

876

72.95

Sale

1534

72.99

Sale

1245

73.01

Sale

2239

73.04

Sale

1372

73.05

Sale

2250

73.08

Sale

2667

73.09

Sale

356

73.10

Sale

196

73.12

Sale

806

73.16

Sale

1254

73.17

Sale

552

73.18

Sale

2479

73.19

Sale

1213

73.21

Sale

92

73.33

Sale

287

73.36

Sale

91

73.39

Sale

1650

72.81

Sale

4071

73.20

Sale

37

73.22

Sale

2725

72.69

Sale

1755

72.87

Sale

3677

72.90

Sale

2539

72.96

Sale

250

73.60

Sale

6800

73.24

Sale

1289

73.00

Sale

1337

73.02

Sale

316

73.07

Sale

134

73.15

Sale

151

73.40

Sale

1428

72.39

Sale

126

72.60

Sale

30

72.61

Sale

180

72.33

Sale

3330

72.40

Sale

282

72.57

Sale

117

72.59

Sale

26

72.63

Sale

42

72.75

Sale

653

72.80

Sale

935

72.86

Sale

458

72.91

Sale

987

72.94

Sale

1198

72.97

Sale

1653

73.03

Sale

199

73.06

Sale

817

73.11

Sale

252

73.13

Sale

65

73.30

Sale

447

73.31

Sale

310

73.56

Sale

74

73.69

Sale

21

73.73

Sale

1560

73.82

Sale

308

73.90

Sale

279

73.96

Sale

98

74.36

Sale

26

72.00

Sale

552

72.08

Sale

722

72.09

Sale

534

72.28

Sale

331

72.41

Sale

19

72.42

Sale

477

72.43

Sale

1407

72.44

Sale

83

72.48

Sale

8

72.54

Sale

85

72.64

Sale

552

72.68

Sale

94

72.71

Sale

224

72.77

Sale

1226

72.79

Sale

422

72.83

Sale

922

72.98

Sale

524

73.14

Sale

34

73.23

Sale

292

73.24

Sale

13

73.26

Sale

14

73.27

Sale

211

73.29

Sale

47

73.38

Sale

420

73.54

Sale

385

73.55

Sale

228

73.58

Sale

447

73.59

Sale

5

73.61

Sale

1571

73.68

Sale

36

73.71

Sale

93

73.72

Sale

389

73.74

Sale

558

73.75

Sale

1326

73.76

Sale

5067

73.77

Sale

2886

73.81

Sale

101

73.84

Sale

99

73.85

Sale

859

73.87

Sale

1389

73.89

Sale

325

73.91

Sale

45

73.92

Sale

153

73.93

Sale

322

73.94

Sale

95

73.97

Sale

81

74.03

Sale

20

74.06

Sale

241

74.09

Sale

741

74.10

Sale

219

74.19

Sale

94

74.22

Sale

65

74.23

Sale

1500

74.26

Sale

70

74.29

Sale

600

74.34

Sale

1763

74.72

Sale

971

74.00

Sale

66

74.04

Sale

62

74.15

Sale

120

74.37

Sale

1800

73.67

Total Sales

182,573

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

50

75.00

CFD

Long

56

73.37

CFD

Long

276

69.00

CFD

Long

185

72.56

CFD

Long

149

72.65

CFD

Long

64

72.66

CFD

Long

275

72.67

CFD

Long

1148

72.70

CFD

Long

253

72.72

CFD

Long

103

72.73

CFD

Long

60

72.74

CFD

Long

44

72.78

CFD

Long

37

72.82

CFD

Long

281

72.84

CFD

Long

161

72.85

CFD

Long

124

72.88

CFD

Long

81

72.89

CFD

Long

72

72.92

CFD

Long

671

72.93

CFD

Long

829

72.95

CFD

Long

245

72.99

CFD

Long

123

73.01

CFD

Long

4

73.04

CFD

Long

697

73.05

CFD

Long

161

73.08

CFD

Long

2068

73.09

CFD

Long

64

73.10

CFD

Long

89

73.12

CFD

Long

68

73.16

CFD

Long

1

73.17

CFD

Long

180

73.18

CFD

Long

64

73.19

CFD

Long

59

73.21

CFD

Long

92

73.33

CFD

Long

80

73.34

CFD

Long

114

73.36

CFD

Long

4

73.39

CFD

Long

1339

72.39

CFD

Long

99

72.60

CFD

Long

15

72.61

CFD

Long

1385

72.90

CFD

Long

700

72.69

CFD

Long

1000

72.87

CFD

Long

500

72.96

CFD

Long

250

73.60

CFD

Long

6800

73.24

CFD

Short

211

74.96

CFD

Short

276

69.00

CFD

Short

500

72.74

CFD

Short

500

72.82

CFD

Short

140

73.08

CFD

Short

210

73.18

CFD

Short

176

73.19

CFD

Short

294

73.21

CFD

Short

912

72.90

CFD

Short

418

72.86

CFD

Short

1258

73.60

CFD

Short

1086

73.00

CFD

Short

72

73.02

CFD

Short

228

73.07

CFD

Short

532

73.15

CFD

Short

4621

73.20

CFD

Short

223

73.40

CFD

Short

458

73.45

CFD

Short

802

73.78

CFD

Short

500

72.81

CFD

Short

13

73.22

CFD

Short

4700

73.21

CFD

Short

600

72.58

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

17/11/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,715.40
Change-71.06