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EPT Disclosure

23rd Sep 2008 12:19

RNS Number : 0820E
Deutsche Bank AG
23 September 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
22/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
2,086,041 0.46
-749,217 -0.16
(2) Derivatives (other than options)
 
678,221 0.15
-1,649,561 -0.36
(3) Options and agreements to purchase/sell
 
1,151,000 0.25
-913,100 -0.20
Total
 
3,915,262 0.86
-3,311,878 -0.72
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
68215
101.50
Purchase
739
105.02
Purchase
603
105.10
Purchase
13
105.16
Purchase
1
105.17
Purchase
21285
105.20
Purchase
20
105.24
Purchase
253
105.25
Purchase
82
105.27
Purchase
121
105.28
Purchase
534
105.29
Purchase
650
105.30
Purchase
10253
105.31
Purchase
635
105.34
Purchase
1783
105.35
Purchase
87
105.36
Purchase
1720
105.37
Purchase
51
105.38
Purchase
4
105.39
Purchase
7064
105.40
Purchase
28
105.41
Purchase
16
105.43
Purchase
73
105.45
Purchase
428
105.46
Purchase
1823
105.50
Purchase
212
105.51
Purchase
2
105.52
Purchase
14
105.54
Purchase
954
105.55
Purchase
11
105.58
Purchase
167
105.59
Purchase
449
105.60
Purchase
654
105.61
Purchase
781
105.63
Purchase
4
105.65
Purchase
587
105.70
Purchase
63
105.74
Purchase
531
105.75
Purchase
44
105.77
Purchase
236
105.78
Purchase
2
105.79
Purchase
1103
105.83
Purchase
223
105.85
Purchase
11
105.87
Purchase
21
105.89
Purchase
61
105.90
Purchase
462
105.92
Purchase
32
105.94
Purchase
3
105.95
Purchase
468
105.96
Purchase
26
105.97
Purchase
109
105.98
Purchase
499
105.99
Purchase
439
106.30
Purchase
5000
106.50
Purchase
700
106.58
Purchase
600
106.64
Purchase
4978
106.68
Purchase
1222
106.69
Purchase
48
106.70
Purchase
660
106.71
Purchase
100
106.72
Purchase
132
106.74
Purchase
226
106.75
Purchase
544
106.76
Purchase
353
106.79
Purchase
5000
106.80
Purchase
250
106.87
Purchase
201
106.90
Purchase
243
107.00
Purchase
7
107.01
Purchase
636
107.14
Purchase
671
107.20
Purchase
61628
107.24
Purchase
354
107.49
Purchase
500
107.60
Purchase
2956
107.74
Purchase
746
107.75
Purchase
354
107.77
Purchase
43
107.80
Purchase
354
107.82
Purchase
9984
107.85
Purchase
554
107.90
Purchase
6437
108.00
Purchase
707
108.01
Purchase
707
108.02
Purchase
354
108.07
Purchase
354
108.14
Purchase
1149
108.20
Purchase
353
108.23
Purchase
708
108.24
Purchase
1769
108.25
Purchase
354
108.28
Purchase
354
108.30
Purchase
354
108.32
Purchase
354
108.33
Purchase
354
108.34
Purchase
354
108.47
Purchase
353
108.58
Purchase
1125
108.63
Purchase
100
108.64
Purchase
2581
108.65
Purchase
2104
108.66
Purchase
138
108.68
Purchase
353
108.69
Purchase
106
108.76
Purchase
146
108.79
Purchase
1571
108.80
Purchase
138
108.81
Purchase
204
108.84
Purchase
793
108.87
Purchase
1542
108.88
Purchase
876
108.90
Purchase
459
108.91
Purchase
955
108.94
Purchase
405
108.95
Purchase
22324
109.00
Purchase
10000
109.02
Purchase
5000
109.03
Purchase
523
109.05
Purchase
1685
109.06
Purchase
425
109.09
Purchase
1473
109.10
Purchase
781
109.11
Purchase
472
109.12
Purchase
433
109.14
Purchase
280
109.15
Purchase
572
109.16
Purchase
757
109.17
Purchase
575
109.18
Purchase
924
109.19
Purchase
93
109.20
Purchase
310
109.22
Purchase
445
109.23
Purchase
354
109.27
Purchase
434
109.32
Purchase
429
109.38
Purchase
769
109.40
Purchase
916
109.41
Purchase
275
109.43
Purchase
500
109.45
Purchase
570
109.50
Purchase
915
109.55
Purchase
5
109.57
Purchase
2
109.59
Purchase
354
109.61
Purchase
1169
109.66
Purchase
261
109.67
Purchase
322
109.70
Purchase
100
109.71
Purchase
354
109.72
Purchase
448
109.75
Purchase
31
109.86
Purchase
44
109.90
Purchase
377
109.99
Purchase
12746
110.00
Purchase
287
110.02
Purchase
354
110.15
Purchase
24473
111.00
Total Purchases
345,865
 
Sale
24814
101.50
Sale
33
105.01
Sale
80
105.20
Sale
107
105.25
Sale
54
105.26
Sale
37
105.27
Sale
521
105.28
Sale
93
105.29
Sale
207
105.30
Sale
104
105.31
Sale
27
105.33
Sale
268
105.34
Sale
310
105.35
Sale
174
105.36
Sale
36
105.38
Sale
455
105.44
Sale
126
105.45
Sale
181
105.48
Sale
5
105.51
Sale
157
105.54
Sale
113
105.59
Sale
124
105.63
Sale
553
105.70
Sale
161
105.74
Sale
105
105.77
Sale
195
105.78
Sale
10
105.84
Sale
38
105.86
Sale
114
105.88
Sale
8
105.90
Sale
1
105.92
Sale
94
105.95
Sale
515
105.97
Sale
60
105.98
Sale
328
105.99
Sale
382
106.00
Sale
15
106.01
Sale
147
106.03
Sale
124
106.09
Sale
167
106.10
Sale
122
106.14
Sale
13
106.17
Sale
9
106.20
Sale
3158
106.30
Sale
42
106.31
Sale
20
106.32
Sale
1
106.33
Sale
109
106.35
Sale
151
106.38
Sale
5
106.39
Sale
350
106.40
Sale
50
106.41
Sale
97
106.42
Sale
169
106.43
Sale
234
106.44
Sale
379
106.45
Sale
65
106.47
Sale
50
106.48
Sale
2000
106.49
Sale
2091
106.50
Sale
297
106.51
Sale
128
106.52
Sale
394
106.53
Sale
20
106.54
Sale
2
106.55
Sale
204
106.56
Sale
3904
106.57
Sale
267
106.58
Sale
38
106.59
Sale
1235
106.60
Sale
391
106.61
Sale
512
106.62
Sale
192
106.63
Sale
39
106.64
Sale
632
106.65
Sale
394
106.66
Sale
120
106.67
Sale
71
106.68
Sale
813
106.69
Sale
286
106.70
Sale
432
106.71
Sale
93
106.72
Sale
34
106.73
Sale
68
106.74
Sale
3013
106.75
Sale
1010
106.76
Sale
208
106.77
Sale
149
106.78
Sale
53
106.79
Sale
2466
106.80
Sale
45
106.81
Sale
23
106.82
Sale
68
106.83
Sale
136
106.84
Sale
144
106.85
Sale
237
106.86
Sale
215
106.87
Sale
14
106.88
Sale
49
106.89
Sale
874
106.90
Sale
53
106.91
Sale
6
106.94
Sale
32
106.98
Sale
1000
107.00
Sale
52
107.07
Sale
258
107.10
Sale
14
107.11
Sale
66
107.12
Sale
696
107.14
Sale
2000
107.16
Sale
4000
107.17
Sale
315
107.19
Sale
61628
107.24
Sale
595
107.50
Sale
100
107.65
Sale
1069
107.70
Sale
906
107.71
Sale
25
107.72
Sale
26
107.74
Sale
2000
107.80
Sale
400
107.98
Sale
12527
108.12
Sale
144
108.24
Sale
4377
108.50
Sale
2197
108.51
Sale
80
108.56
Sale
1092
108.57
Sale
1
108.58
Sale
109
108.60
Sale
6342
108.63
Sale
969
108.65
Sale
1000
108.72
Sale
31
108.74
Sale
1350
108.77
Sale
296
108.77
Sale
600
108.78
Sale
183
108.79
Sale
1000
108.84
Sale
502
108.87
Sale
346
108.90
Sale
571
108.91
Sale
63
108.93
Sale
175
109.01
Sale
10002
109.02
Sale
90
109.03
Sale
51
109.04
Sale
5126
109.05
Sale
463
109.06
Sale
2031
109.07
Sale
362
109.08
Sale
373
109.09
Sale
145
109.10
Sale
2879
109.11
Sale
1372
109.12
Sale
620
109.13
Sale
2718
109.14
Sale
2195
109.15
Sale
2699
109.16
Sale
987
109.17
Sale
679
109.18
Sale
27
109.19
Sale
72
109.20
Sale
285
109.21
Sale
50
109.22
Sale
208
109.23
Sale
1380
109.24
Sale
331
109.25
Sale
449
109.30
Sale
239
109.37
Sale
126
109.38
Sale
25
109.39
Sale
24
109.41
Sale
166
109.45
Sale
109
109.46
Sale
64
109.48
Sale
56
109.49
Sale
261
109.53
Sale
367
109.54
Sale
155
109.55
Sale
45
109.57
Sale
154
109.58
Sale
320
109.60
Sale
473
109.61
Sale
73
109.62
Sale
43
109.63
Sale
260
109.64
Sale
958
109.66
Sale
247
109.67
Sale
493
109.69
Sale
950
109.70
Sale
508
109.71
Sale
898
109.72
Sale
189
109.74
Sale
2000
109.75
Sale
2
109.76
Sale
107
109.77
Sale
42
109.79
Sale
5000
109.80
Sale
8
109.81
Sale
27
109.83
Sale
934
109.84
Sale
23
109.85
Sale
1366
109.87
Sale
4
109.88
Sale
150
109.89
Sale
537
109.91
Sale
9
109.92
Sale
483
109.94
Sale
136
109.97
Sale
15937
110.00
Sale
3556
110.02
Sale
147
110.03
Sale
11
110.14
Sale
8
110.15
Sale
16434
111.00
Total Sales
258,342
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
1649
101.50
CFD
Long
300
106.69
CFD
Long
1000
107.00
CFD
Long
100
107.65
CFD
Long
400
107.98
CFD
Long
12527
108.12
CFD
Long
144
108.24
CFD
Long
80
108.56
CFD
Long
775
108.57
CFD
Long
1
108.58
CFD
Long
6342
108.63
CFD
Long
969
108.65
CFD
Long
1000
108.72
CFD
Long
31
108.74
CFD
Long
1350
108.77
CFD
Long
600
108.78
CFD
Long
1000
108.84
CFD
Long
1000
109.15
CFD
Long
778
109.16
CFD
Long
722
109.17
CFD
Long
188
109.18
CFD
Long
500
109.71
CFD
Long
2000
109.75
CFD
Long
42
109.79
CFD
Long
454
109.87
CFD
Long
4
109.88
CFD
Long
2000
110.00
CFD
Long
1650
111.00
CFD
Short
24814
101.50
CFD
Short
100
105.29
CFD
Short
125
105.78
CFD
Short
1000
105.83
CFD
Short
250
106.58
CFD
Short
600
106.64
CFD
Short
4978
106.68
CFD
Short
868
106.69
CFD
Short
100
106.72
CFD
Short
132
106.74
CFD
Short
250
106.87
CFD
Short
500
107.60
CFD
Short
38
107.75
CFD
Short
8
107.80
CFD
Short
354
107.82
CFD
Short
9984
107.85
CFD
Short
100
108.64
CFD
Short
929
108.65
CFD
Short
138
108.66
CFD
Short
138
108.68
CFD
Short
106
108.76
CFD
Short
146
108.79
CFD
Short
138
108.81
CFD
Short
405
108.95
CFD
Short
500
109.45
CFD
Short
100
109.71
CFD
Short
1023
110.00
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
23/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMLJMBTMMBTBFP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,642.38
Change-42.18