17th Jan 2008 11:46
Credit Suisse Securities (Eur) Ltd17 January 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATIONName of exempt principal trader Credit Suisse Securities (Europe) LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1)Date of dealing 16-Jan-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 450,114 0.098(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 450,114 0.098 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares ( AU000000RIO1 Long Short)(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 0 ( 0 % ) 0 ( 0 % ) (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Buy 400 46.31Buy 215 46.31Buy 100 46.33Buy 506 46.33Buy 119 46.33Buy 1000 46.35Buy 1000 46.35Buy 1000 46.35Buy 1000 46.35Buy 577 46.4Buy 36 46.42Buy 268 46.43Buy 1000 46.46Buy 1000 46.47Buy 1000 46.47Buy 329 46.48Buy 553 46.54Buy 4649 46.54Buy 1305 46.55Buy 164 46.64Buy 1343 46.64Buy 572 46.65Buy 1818 46.65Buy 41 46.65Buy 150 46.65Buy 465 46.65Buy 107 46.65Buy 40 46.65Buy 900 46.67Buy 4155 46.67Buy 37 46.67Buy 430 46.7Buy 3000 46.7Buy 706 46.71Buy 1029 46.71Buy 168 46.71Buy 351 46.71Buy 698 46.71Buy 188 46.71Buy 50 46.71Buy 19 46.72Buy 236 46.72Buy 47 46.79Buy 127 46.81Buy 3486 46.81Buy 699 46.88Buy 1000 46.88Buy 1000 46.9Buy 1000 46.9Buy 1000 46.9Buy 503 46.91Buy 111 47Buy 1055 47Buy 1055 47Buy 1055 47.21Buy 1055 47.24Buy 871 47.24Buy 1252 47.25Buy 1500 47.25Buy 1182 47.27Buy 198 47.28Buy 134 47.29Buy 32 47.3Buy 544 47.3Buy 209 47.33Buy 2000 47.33Buy 2417 47.34Buy 150 47.34Buy 500 47.34Buy 350 47.34Buy 268 47.35Buy 268 47.35Buy 464 47.35Buy 295 47.36Buy 100 47.36Buy 3099 47.37Buy 1692 47.37Buy 16 47.37Buy 1000 47.37Buy 1000 47.37Buy 363 47.37Buy 1000 47.37Buy 637 47.41Buy 268 47.42Buy 934 47.43Buy 3091 47.44Buy 764 47.44Buy 735 47.44Buy 612 47.45Buy 1200 47.46Buy 214 47.46Buy 500 47.46Buy 500 47.46Buy 72 47.46Buy 250 47.46Buy 168 47.47Buy 131 47.47Buy 288 47.47Buy 270 47.48Buy 415 47.48Buy 220 47.48Buy 195 47.48Buy 415 47.48Buy 415 47.48Buy 414 47.49Buy 416 47.5Buy 62 47.51Buy 303 47.51Buy 92 47.52Buy 413 47.52Buy 414 47.52Buy 267 47.52Buy 72 47.53Buy 26 47.53Buy 47 47.54Buy 413 47.54Buy 150 47.54Buy 262 47.54Buy 263 47.54Buy 146 47.55Buy 343 47.55Buy 415 47.55Buy 413 47.56Buy 438 47.56Buy 700 47.56Buy 717 47.56Buy 494 47.56Buy 268 47.58Buy 134 47.59Buy 171 47.59Buy 173 47.59Buy 67 47.59Buy 62 47.59Buy 414 47.59Buy 62 47.59Buy 304 47.59Buy 111 47.6Buy 402 47.6Buy 268 47.6Buy 333 47.6Buy 500 47.6Buy 971 47.6Buy 313 47.6Buy 62 47.6Buy 62 47.6Buy 378 47.61Buy 224 47.61Buy 75 47.61Buy 216 47.61Buy 244 47.61Buy 289 47.61Buy 279 47.61Buy 764 47.62Buy 62 47.64Buy 62 47.64Buy 62 47.64Buy 62 47.64Buy 415 47.64Buy 350 47.64Buy 415 47.64Buy 555 47.64Buy 62 47.64Buy 415 47.64Buy 62 47.65Buy 62 47.65Buy 202 47.65Buy 231 47.66Buy 1000 47.66Buy 62 47.66Buy 100 47.66Buy 88 47.66Buy 12 47.66Buy 32 47.66Buy 136 47.66Buy 32 47.66Buy 219 47.66Buy 237 47.66Buy 880 47.66Buy 375 47.66Buy 8 47.66Buy 76 47.66Buy 89 47.66Buy 377 47.66Buy 178 47.67Buy 68 47.68Buy 546 47.68Buy 269 47.68Buy 62 47.68Buy 420 47.68Buy 61 47.68Buy 110 47.68Buy 44 47.68Buy 80 47.69Buy 16 47.69Buy 30 47.69Buy 199 47.69Buy 268 47.7Buy 417 47.7Buy 176 47.7Buy 268 47.7Buy 268 47.7Buy 269 47.7Buy 303 47.7Buy 82 47.7Buy 30 47.7Buy 100 47.71Buy 88 47.72Buy 32 47.72Buy 76 47.72Buy 177 47.72Buy 68 47.72Buy 25 47.72Buy 76 47.72Buy 300 47.73Buy 239 47.73Buy 183 47.73Buy 49 47.73Buy 85 47.74Buy 60 47.74Buy 22 47.74Buy 55 47.74Buy 182 47.74Buy 382 47.75Buy 118 47.75Buy 301 47.76Buy 62 47.76Buy 62 47.76Buy 62 47.76Buy 270 47.76Buy 300 47.76Buy 419 47.77Buy 62 47.77Buy 62 47.77Buy 63 47.77Buy 63 47.78Buy 63 47.78Buy 63 47.79Buy 316 47.79Buy 147 47.79Buy 1000 47.79Buy 577 47.79Buy 303 47.8Buy 237 47.8Buy 183 47.8Buy 737 47.8Buy 663 47.8Buy 323 47.81Buy 62 47.81Buy 62 47.81Buy 62 47.81Buy 62 47.81Buy 1259 47.83Buy 1 47.83Buy 381 47.83Buy 418 47.83Buy 782 47.84Buy 418 47.84Buy 350 47.84Buy 500 47.84Buy 8 47.85Buy 416 47.85Buy 333 47.85Buy 400 47.87Buy 16 47.87Buy 62 47.9Buy 240 47.9Buy 160 47.9Buy 62 47.9Buy 62 47.91Buy 418 47.91Buy 830 47.95Buy 236 47.97Buy 198 47.97Buy 288 47.98Buy 416 47.99Buy 62 47.99Buy 800 48Buy 62 48Buy 62 48Buy 62 48.01Buy 1200 48.01Buy 419 48.01Buy 402 48.01Buy 16 48.02Buy 206 48.02Buy 62 48.02Buy 62 48.03Buy 419 48.03Buy 380 48.03Buy 250 48.04Buy 170 48.04Buy 500 48.04Buy 100 48.04Buy 5 48.04Buy 737 48.05Buy 341 48.05Buy 105 48.05Buy 105 48.05Buy 504 48.06Buy 61 48.07Buy 105 48.07Buy 268 48.08Buy 196 48.08Buy 493 48.08Buy 105 48.08Buy 105 48.09Buy 536 48.09Buy 105 48.1Buy 212 48.1Buy 395 48.1Buy 375 48.12Buy 271 48.12Buy 1130 48.12Buy 137 48.13Buy 264 48.13Buy 158 48.13Buy 105 48.14Buy 400 48.14Buy 162 48.14Buy 260 48.14Buy 37 48.15Buy 105 48.15Buy 105 48.15Buy 268 48.15Buy 86 48.15Buy 77 48.15Buy 430 48.15Buy 230 48.15Buy 176 48.15Buy 300 48.16Buy 644 48.17Buy 22 48.18Buy 439 48.18Buy 232 48.18Buy 428 48.18Buy 107 48.19Buy 472 48.2Buy 300 48.2Buy 128 48.2Buy 268 48.2Buy 160 48.2Buy 232 48.2Buy 196 48.21Buy 1276 48.21Buy 106 48.21Buy 4 48.21Buy 423 48.21Buy 62 48.21Buy 425 48.21Buy 1075 48.22Buy 426 48.25Buy 313 48.26Buy 603 48.26Buy 250 48.26Buy 360 48.26Buy 360 48.26Buy 553 48.27Buy 62 48.29Buy 360 48.3Buy 150 48.3Buy 174 48.3Buy 600 48.3Buy 662 48.3Buy 268 48.31Buy 1696 48.33Buy 600 48.37Buy 268 48.37Buy 1241 48.38Buy 150 48.39Buy 334 48.41Buy 268 48.45Buy 120 48.45Buy 268 48.45Buy 360 48.45Buy 145 48.46Buy 960 48.63Buy 934 48.63Buy 86 48.63Buy 394 49.29Buy 600 49.65Buy 1987 49.65Sell 55 46.33Sell 55 46.33Sell 82 46.38Sell 35 46.55Sell 34 46.56Sell 36 46.56Sell 36 46.56Sell 34 46.57Sell 7 46.57Sell 27 46.59Sell 58 46.61Sell 268 46.63Sell 268 46.64Sell 100 46.64Sell 268 46.65Sell 168 46.65Sell 854 46.65Sell 854 46.65Sell 854 46.65Sell 854 46.66Sell 22 46.66Sell 494 46.66Sell 834 46.69Sell 5000 46.7Sell 300 46.71Sell 2911 46.71Sell 624 46.77Sell 891 46.81Sell 517 46.83Sell 268 46.87Sell 2888 46.87Sell 638 46.87Sell 268 46.88Sell 250 46.89Sell 606 46.92Sell 1011 46.93Sell 3067 46.95Sell 250 46.98Sell 406 46.98Sell 413 46.98Sell 67 46.98Sell 867 46.99Sell 197 47.06Sell 49 47.06Sell 53 47.28Sell 541 47.28Sell 18 47.28Sell 20 47.28Sell 106 47.29Sell 415 47.3Sell 2456 47.32Sell 550 47.32Sell 4652 47.32Sell 168 47.38Sell 1464 47.41Sell 394 47.43Sell 106 47.43Sell 39 47.45Sell 2500 47.45Sell 699 47.47Sell 63 47.48Sell 100 47.48Sell 100 47.48Sell 100 47.48Sell 100 47.48Sell 100 47.48Sell 450 47.49Sell 1718 47.49Sell 225 47.5Sell 1583 47.5Sell 663 47.5Sell 135 47.5Sell 1500 47.5Sell 2144 47.5Sell 799 47.5Sell 624 47.52Sell 900 47.52Sell 1852 47.53Sell 210 47.54Sell 1170 47.56Sell 134 47.56Sell 2000 47.59Sell 250 47.59Sell 1182 47.59Sell 598 47.6Sell 3172 47.6Sell 4512 47.6Sell 690 47.6Sell 1000 47.6Sell 4202 47.61Sell 1200 47.61Sell 28 47.62Sell 390 47.62Sell 600 47.62Sell 268 47.62Sell 3082 47.62Sell 28 47.62Sell 20 47.63Sell 250 47.63Sell 250 47.63Sell 256 47.63Sell 1316 47.63Sell 415 47.63Sell 415 47.63Sell 390 47.63Sell 418 47.63Sell 62 47.63Sell 143 47.63Sell 62 47.63Sell 62 47.63Sell 62 47.64Sell 415 47.64Sell 38 47.64Sell 235 47.65Sell 62 47.65Sell 62 47.65Sell 62 47.66Sell 62 47.66Sell 62 47.67Sell 283 47.68Sell 130 47.68Sell 62 47.68Sell 186 47.68Sell 207 47.69Sell 22 47.69Sell 414 47.69Sell 3 47.69Sell 381 47.69Sell 18 47.69Sell 62 47.69Sell 62 47.69Sell 62 47.7Sell 413 47.7Sell 62 47.7Sell 36 47.7Sell 175 47.7Sell 203 47.7Sell 413 47.7Sell 413 47.7Sell 412 47.7Sell 61 47.7Sell 336 47.7Sell 62 47.71Sell 61 47.71Sell 100 47.71Sell 313 47.71Sell 62 47.71Sell 61 47.71Sell 1 47.72Sell 62 47.72Sell 62 47.72Sell 415 47.73Sell 62 47.73Sell 62 47.73Sell 62 47.73Sell 414 47.73Sell 414 47.73Sell 62 47.74Sell 62 47.74Sell 62 47.74Sell 414 47.74Sell 414 47.74Sell 62 47.74Sell 62 47.74Sell 62 47.74Sell 1243 47.74Sell 62 47.74Sell 62 47.74Sell 120 47.74Sell 489 47.74Sell 497 47.75Sell 62 47.75Sell 62 47.75Sell 46 47.76Sell 60 47.76Sell 60 47.76Sell 390 47.76Sell 61 47.76Sell 61 47.76Sell 411 47.76Sell 385 47.77Sell 1000 47.78Sell 247 47.78Sell 377 47.78Sell 102 47.78Sell 187 47.78Sell 600 47.78Sell 1118 47.78Sell 279 47.79Sell 415 47.79Sell 120 47.8Sell 100 47.8Sell 116 47.8Sell 300 47.81Sell 226 47.82Sell 851 47.82Sell 400 47.82Sell 18 47.82Sell 34 47.82Sell 293 47.82Sell 1251 47.82Sell 331 47.83Sell 59 47.83Sell 40 47.83Sell 22 47.84Sell 62 47.84Sell 62 47.84Sell 62 47.84Sell 62 47.85Sell 1252 47.85Sell 62 47.85Sell 62 47.85Sell 877 47.85Sell 419 47.85Sell 25 47.86Sell 62 47.87Sell 6 47.87Sell 451 47.87Sell 2 47.89Sell 860 47.89Sell 3 47.89Sell 366 47.92Sell 418 47.92Sell 62 47.94Sell 406 47.95Sell 295 47.95Sell 62 47.95Sell 12 47.95Sell 62 47.96Sell 3 47.96Sell 62 47.96Sell 357 47.96Sell 300 47.96Sell 119 47.96Sell 181 47.98Sell 844 47.98Sell 421 47.98Sell 230 47.98Sell 421 47.98Sell 152 47.98Sell 250 47.99Sell 239 47.99Sell 255 47.99Sell 164 47.99Sell 421 48Sell 100 48Sell 1163 48Sell 100 48.01Sell 100 48.01Sell 100 48.01Sell 555 48.01Sell 121 48.01Sell 63 48.01Sell 420 48.04Sell 464 48.05Sell 62 48.05Sell 1260 48.06Sell 419 48.06Sell 419 48.06Sell 105 48.06Sell 39 48.06Sell 391 48.07Sell 1187 48.07Sell 419 48.07Sell 1000 48.08Sell 519 48.08Sell 752 48.08Sell 1249 48.08Sell 418 48.08Sell 94 48.1Sell 323 48.1Sell 1253 48.1Sell 416 48.1Sell 62 48.1Sell 671 48.1Sell 870 48.1Sell 416 48.1Sell 287 48.1Sell 418 48.1Sell 32 48.1Sell 437 48.11Sell 62 48.11Sell 400 48.11Sell 1252 48.11Sell 18 48.11Sell 63 48.11Sell 422 48.11Sell 390 48.11Sell 1268 48.11Sell 480 48.11Sell 283 48.11Sell 840 48.11Sell 421 48.12Sell 1268 48.12Sell 154 48.12Sell 111 48.12Sell 336 48.12Sell 157 48.13Sell 338 48.13Sell 489 48.13Sell 422 48.13Sell 6 48.14Sell 340 48.14Sell 214 48.14Sell 217 48.14Sell 428 48.15Sell 68 48.15Sell 136 48.17Sell 428 48.17Sell 100 48.17Sell 257 48.17Sell 190 48.17Sell 400 48.17Sell 131 48.17Sell 28 48.17Sell 428 48.17Sell 429 48.17Sell 998 48.17Sell 1224 48.17Sell 426 48.18Sell 424 48.19Sell 427 48.19Sell 552 48.19Sell 300 48.19Sell 124 48.19Sell 425 48.2Sell 153 48.2Sell 111 48.2Sell 41 48.2Sell 416 48.2Sell 64 48.21Sell 262 48.22Sell 360 48.22Sell 150 48.24Sell 484 48.24Sell 476 48.24Sell 840 48.24Sell 720 48.24Sell 64 48.24Sell 100 48.24Sell 729 48.24Sell 67 48.25Sell 899 48.25Sell 413 48.25Sell 600 48.25Sell 268 48.25Sell 840 48.26Sell 900 48.26Sell 84 48.26Sell 1080 48.26Sell 240 48.27Sell 355 48.27Sell 845 48.27Sell 63 48.27Sell 80 48.28Sell 210 48.28Sell 885 48.28Sell 240 48.28Sell 447 48.29Sell 444 48.29Sell 120 48.29Sell 600 48.31Sell 255 48.32Sell 211 48.32Sell 877 48.32Sell 877 48.32Sell 240 48.35Sell 240 48.35Sell 480 48.36Sell 481 48.39Sell 26 48.4Sell 333 48.41Sell 337 48.45Sell 120 48.5Sell 17 48.54Sell 1000 48.55Sell 500 48.58Sell 1000 48.6Sell 150 48.63Sell 260 48.65Sell 1000 48.71Sell 57 48.77Sell 268 48.82Sell 235 48.85Sell 120 48.94Sell 268 49.11Sell 92 49.11Sell 811 49.12Sell 240 49.27Sell 600 49.35Sell 1080 49.35Sell 840 49.5Sell 62 49.5Sell 190 49.5Sell 588 49.5Sell 500 49.5Sell 492 49.5Sell 504 49.5Sell 1250 49.57Sell 1200 49.6Sell 239 49.6Sell 520 49.6TOTAL BUYS:158841 TOTAL SELLS:183562(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivativesNONE Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 17-Jan-2008Contact name Collins, CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR NotesThe Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto