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EPT Disclosure

15th Aug 2008 17:52

RNS Number : 4860B
Deutsche Bank AG
15 August 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

14/08/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

1,211,254 0.27%

-900,927 -0.20

(2) Derivatives (other than options)

729,826   0.16%

-1,213,231  -0.27

(3) Options and agreements to purchase/sell

1,208,000 0.26%

-836,000      -0.18

Total

3,149,080  0.69% 

-2,950,158  -0.65

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

20000

111.93

Purchase

25

115.79

Purchase

1204

115.81

Purchase

850

116.10

Purchase

310

116.12

Purchase

153

116.28

Purchase

48

116.31

Purchase

239

116.35

Purchase

41

116.36

Purchase

213

116.37

Purchase

2934

116.40

Purchase

213

116.41

Purchase

263

116.42

Purchase

23

116.43

Purchase

424

116.44

Purchase

1150

116.47

Purchase

213

116.48

Purchase

639

116.49

Purchase

1583

116.50

Purchase

1397

116.52

Purchase

47

116.53

Purchase

213

116.54

Purchase

852

116.55

Purchase

639

116.56

Purchase

426

116.57

Purchase

572

116.58

Purchase

426

116.59

Purchase

639

116.60

Purchase

219

116.62

Purchase

213

116.63

Purchase

639

116.65

Purchase

213

116.75

Purchase

213

116.80

Purchase

1347

116.85

Purchase

406

116.90

Purchase

1666

116.91

Purchase

1637

116.99

Purchase

1296

117.00

Purchase

330

117.04

Purchase

117

117.05

Purchase

213

117.08

Purchase

213

117.09

Purchase

700

117.11

Purchase

384

117.13

Purchase

83

117.19

Purchase

206

117.20

Purchase

425

117.23

Purchase

259

117.27

Purchase

422

117.28

Purchase

961

117.31

Purchase

195

117.35

Purchase

426

117.37

Purchase

1497

117.38

Purchase

1434

117.39

Purchase

2766

117.40

Purchase

654

117.41

Purchase

801

117.42

Purchase

426

117.44

Purchase

2340

117.45

Purchase

1074

117.46

Purchase

1825

117.47

Purchase

815

117.48

Purchase

214

117.49

Purchase

552

117.50

Purchase

38

117.51

Purchase

1190

117.53

Purchase

212

117.55

Purchase

213

117.56

Purchase

426

117.57

Purchase

852

117.58

Purchase

639

117.59

Purchase

426

117.60

Purchase

290

117.64

Purchase

851

117.65

Purchase

861

117.67

Purchase

551

117.68

Purchase

378

117.69

Purchase

1928

117.70

Purchase

750

117.71

Purchase

213

117.72

Purchase

651

117.74

Purchase

845

117.75

Purchase

425

117.76

Purchase

11180

117.76

Purchase

786

117.77

Purchase

731

117.78

Purchase

951

117.80

Purchase

128

117.81

Purchase

852

117.82

Purchase

528

117.83

Purchase

462

117.84

Purchase

126

117.86

Purchase

2233

117.87

Purchase

962

117.88

Purchase

1238

117.89

Purchase

2568

117.90

Purchase

19313

117.91

Purchase

525

117.92

Purchase

1066

117.93

Purchase

647

117.94

Purchase

2352

117.95

Purchase

1272

117.96

Purchase

395

117.97

Purchase

828

117.98

Purchase

2329

117.99

Purchase

3570

118.00

Purchase

2166

118.01

Purchase

831

118.02

Purchase

2892

118.04

Purchase

639

118.05

Purchase

1293

118.06

Purchase

775

118.07

Purchase

952

118.08

Purchase

721

118.09

Purchase

3081

118.10

Purchase

973

118.11

Purchase

751

118.12

Purchase

426

118.13

Purchase

1978

118.14

Purchase

1148

118.15

Purchase

475

118.16

Purchase

144

118.17

Purchase

532

118.20

Purchase

1122

118.21

Purchase

106

118.22

Purchase

1140

118.23

Purchase

247

118.24

Purchase

852

118.25

Purchase

294

118.26

Purchase

564

118.27

Purchase

263

118.28

Purchase

627

118.29

Purchase

313

118.30

Purchase

6150

118.30

Purchase

426

118.31

Purchase

433

118.32

Purchase

809

118.33

Purchase

377

118.34

Purchase

485

118.35

Purchase

713

118.36

Purchase

668

118.37

Purchase

846

118.38

Purchase

804

118.39

Purchase

3892

118.40

Purchase

591

118.41

Purchase

458

118.42

Purchase

86

118.43

Purchase

6115

118.44

Purchase

1333

118.45

Purchase

1150

118.46

Purchase

213

118.46

Purchase

104

118.47

Purchase

1442

118.48

Purchase

1533

118.49

Purchase

823

118.50

Purchase

848

118.51

Purchase

166

118.52

Purchase

663

118.53

Purchase

1148

118.54

Purchase

1068

118.55

Purchase

818

118.56

Purchase

213

118.57

Purchase

213

118.58

Purchase

4008

118.59

Purchase

398

118.61

Purchase

1024

118.62

Purchase

653

118.63

Purchase

92

118.64

Purchase

225

118.65

Purchase

263

118.66

Purchase

886

118.68

Purchase

853

118.69

Purchase

188

118.70

Purchase

521

118.71

Purchase

36

118.72

Purchase

237

118.75

Purchase

61

118.76

Purchase

184

118.78

Purchase

454

118.79

Purchase

126

118.80

Purchase

213

118.81

Purchase

425

118.82

Purchase

833

118.83

Purchase

427

118.84

Purchase

814

118.85

Purchase

542

118.86

Purchase

1083

118.87

Purchase

1477

118.88

Purchase

1580

118.89

Purchase

245

118.91

Purchase

559

118.92

Purchase

272

118.96

Purchase

208

118.98

Purchase

417

118.99

Purchase

1200

119.00

Purchase

1828

119.01

Purchase

129

119.02

Purchase

441

119.04

Purchase

134

119.09

Purchase

584

119.10

Purchase

103

119.11

Purchase

624

119.14

Purchase

416

119.17

Purchase

1725

119.20

Purchase

395

119.21

Purchase

66

119.22

Purchase

834

119.24

Purchase

11

119.25

Purchase

953

119.27

Purchase

212

119.28

Purchase

209

119.29

Purchase

35

119.31

Purchase

225

119.32

Purchase

637

119.33

Purchase

654

119.34

Purchase

300

119.36

Purchase

327

119.37

Purchase

980

119.40

Purchase

703

119.41

Purchase

441

119.45

Purchase

208

119.46

Purchase

988

119.48

Purchase

670

119.49

Purchase

195

119.50

Purchase

127

119.51

Purchase

149

119.55

Purchase

90

119.57

Purchase

447

119.59

Purchase

524

119.60

Purchase

797

119.69

TOTAL PURCHASE

227,256

Sale

75

115.75

Sale

28

115.84

Sale

9

115.85

Sale

28

115.89

Sale

109

115.91

Sale

41

115.94

Sale

9

116.18

Sale

249

116.19

Sale

350

116.20

Sale

361

116.21

Sale

1

116.22

Sale

29

116.23

Sale

8

116.24

Sale

1

116.28

Sale

10

116.29

Sale

73

116.31

Sale

28

116.37

Sale

19

116.38

Sale

57

116.39

Sale

19

116.40

Sale

159

116.41

Sale

9

116.44

Sale

18

116.46

Sale

19

116.47

Sale

10

116.48

Sale

126

116.49

Sale

178

116.50

Sale

85

116.51

Sale

17

116.52

Sale

149

116.53

Sale

355

116.54

Sale

137

116.55

Sale

85

116.56

Sale

1037

116.57

Sale

1000

116.58

Sale

27

116.59

Sale

104

116.61

Sale

29

116.62

Sale

308

116.63

Sale

37

116.88

Sale

19

116.90

Sale

2150

116.97

Sale

592

116.99

Sale

300

117.00

Sale

240

117.01

Sale

145

117.08

Sale

74

117.09

Sale

490

117.19

Sale

126

117.20

Sale

34

117.22

Sale

185

117.23

Sale

423

117.28

Sale

371

117.29

Sale

110

117.30

Sale

147

117.32

Sale

205

117.36

Sale

56

117.37

Sale

309

117.38

Sale

364

117.39

Sale

609

117.40

Sale

137

117.41

Sale

189

117.42

Sale

54

117.44

Sale

329

117.45

Sale

657

117.46

Sale

650

117.47

Sale

47

117.48

Sale

145

117.49

Sale

81

117.50

Sale

19

117.51

Sale

148

117.53

Sale

90

117.54

Sale

256

117.55

Sale

146

117.56

Sale

456

117.58

Sale

272

117.59

Sale

199

117.60

Sale

108

117.64

Sale

510

117.65

Sale

612

117.67

Sale

69

117.68

Sale

185

117.69

Sale

3926

117.70

Sale

70

117.71

Sale

78

117.73

Sale

195

117.74

Sale

72

117.75

Sale

142

117.76

Sale

128

117.79

Sale

253

117.80

Sale

53

117.81

Sale

215

117.82

Sale

151

117.84

Sale

11810

117.85

Sale

318

117.85

Sale

271

117.86

Sale

1665

117.87

Sale

216

117.88

Sale

490

117.89

Sale

309

117.90

Sale

19418

117.91

Sale

636

117.92

Sale

1301

117.93

Sale

963

117.94

Sale

14852

117.95

Sale

140

117.96

Sale

231

117.97

Sale

1313

117.98

Sale

1877

117.99

Sale

176

118.00

Sale

1150

118.01

Sale

2

118.02

Sale

384

118.03

Sale

111

118.04

Sale

437

118.05

Sale

506

118.06

Sale

1082

118.07

Sale

90

118.08

Sale

394

118.09

Sale

473

118.10

Sale

966

118.11

Sale

622

118.12

Sale

453

118.13

Sale

119

118.14

Sale

853

118.15

Sale

108

118.16

Sale

20

118.17

Sale

54

118.18

Sale

339

118.19

Sale

148

118.20

Sale

383

118.21

Sale

52

118.22

Sale

49

118.23

Sale

746

118.24

Sale

816

118.25

Sale

200

118.28

Sale

335

118.29

Sale

500

118.30

Sale

120

118.31

Sale

1423

118.32

Sale

939

118.33

Sale

463

118.34

Sale

1356

118.35

Sale

125

118.36

Sale

816

118.37

Sale

523

118.38

Sale

540

118.39

Sale

18

118.40

Sale

418

118.41

Sale

1307

118.43

Sale

44

118.44

Sale

401

118.46

Sale

1227

118.47

Sale

936

118.48

Sale

1425

118.49

Sale

358

118.50

Sale

1425

118.51

Sale

71

118.52

Sale

1000

118.55

Sale

573

118.57

Sale

159

118.58

Sale

2

118.63

Sale

130

118.64

Sale

1144

118.66

Sale

712

118.67

Sale

124

118.68

Sale

1008

118.69

Sale

4468

118.70

Sale

1330

118.71

Sale

75

118.72

Sale

140

118.73

Sale

16

118.74

Sale

18

118.75

Sale

215

118.76

Sale

178

118.77

Sale

542

118.78

Sale

1255

118.79

Sale

1147

118.80

Sale

252

118.83

Sale

58

118.84

Sale

120

118.85

Sale

500

118.86

Sale

351

118.87

Sale

232

118.88

Sale

212

118.89

Sale

112

118.92

Sale

129

118.93

Sale

49

118.94

Sale

160

118.95

Sale

89

118.97

Sale

221

118.98

Sale

648

118.99

Sale

395

119.00

Sale

642

119.01

Sale

47

119.02

Sale

365

119.04

Sale

505

119.05

Sale

72

119.08

Sale

2

119.10

Sale

255

119.11

Sale

42

119.13

Sale

376

119.14

Sale

438

119.15

Sale

7

119.16

Sale

578

119.17

Sale

1033

119.20

Sale

1132

119.21

Sale

2354

119.22

Sale

106

119.23

Sale

371

119.24

Sale

368

119.26

Sale

454

119.27

Sale

89

119.28

Sale

232

119.29

Sale

132

119.30

Sale

335

119.31

Sale

323

119.35

Sale

136

119.36

Sale

709

119.37

Sale

357

119.38

Sale

181

119.39

Sale

126

119.40

Sale

441

119.41

Sale

1389

119.42

Sale

29

119.43

Sale

354

119.44

Sale

83

119.45

Sale

73

119.47

Sale

458

119.48

Sale

605

119.49

Sale

213

119.50

Sale

108

119.57

Sale

203

119.58

Sale

72

119.59

Sale

105

119.60

Sale

212

119.63

Sale

165

119.65

Sale

3

119.67

Sale

1159

119.68

Sale

249

119.69

Sale

41

119.75

TOTAL SALES

139,790

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

75

115.75

CFD

Long

350

116.20

CFD

Long

50

116.49

CFD

Long

150

116.50

CFD

Long

1000

116.57

CFD

Long

1000

116.58

CFD

Long

2150

116.97

CFD

Long

300

117.00

CFD

Long

500

117.40

CFD

Long

6

117.45

CFD

Long

340

117.46

CFD

Long

233

117.47

CFD

Long

500

117.67

CFD

Long

128

117.79

CFD

Long

233

117.80

CFD

Long

53

117.81

CFD

Long

105

117.82

CFD

Long

109

117.84

CFD

Long

11810

117.85

CFD

Long

109

117.85

CFD

Long

122

117.86

CFD

Long

1122

117.87

CFD

Long

228

117.89

CFD

Long

75

117.90

CFD

Long

19100

117.91

CFD

Long

113

117.92

CFD

Long

127

117.97

CFD

Long

113

117.98

CFD

Long

813

117.99

CFD

Long

118

118.00

CFD

Long

736

118.01

CFD

Long

105

118.06

CFD

Long

128

118.10

CFD

Long

116

118.19

CFD

Long

116

118.20

CFD

Long

116

118.21

CFD

Long

500

118.30

CFD

Long

120

118.31

CFD

Long

120

118.32

CFD

Long

130

118.34

CFD

Long

125

118.36

CFD

Long

210

118.41

CFD

Long

127

118.49

CFD

Long

1000

118.55

CFD

Long

111

118.67

CFD

Long

244

118.69

CFD

Long

121

118.71

CFD

Long

120

118.85

CFD

Long

112

118.92

CFD

Long

107

118.93

CFD

Long

68

118.97

CFD

Long

32

118.98

CFD

Long

41

119.01

CFD

Long

116

119.11

CFD

Long

42

119.13

CFD

Long

70

119.20

CFD

Long

27

119.27

CFD

Long

38

119.31

CFD

Long

20

119.37

CFD

Long

80

119.38

CFD

Long

83

119.45

CFD

Long

104

119.49

CFD

Long

108

119.57

CFD

Long

108

119.58

CFD

Long

70

119.59

CFD

Long

27

119.65

CFD

Long

3

119.67

CFD

Long

28

119.68

CFD

Short

20000

111.93

CFD

Short

26

116.35

CFD

Short

41

116.36

CFD

Short

50

116.42

CFD

Short

23

116.43

CFD

Short

211

116.44

CFD

Short

937

116.47

CFD

Short

247

116.50

CFD

Short

1184

116.52

CFD

Short

219

116.62

CFD

Short

117

117.04

CFD

Short

117

117.05

CFD

Short

67

117.38

CFD

Short

126

117.50

CFD

Short

108

117.53

CFD

Short

77

117.64

CFD

Short

338

117.68

CFD

Short

11180

117.76

CFD

Short

132

117.77

CFD

Short

107

117.78

CFD

Short

117

117.84

CFD

Short

126

117.86

CFD

Short

1381

117.87

CFD

Short

110

117.88

CFD

Short

600

117.89

CFD

Short

513

117.90

CFD

Short

19100

117.91

CFD

Short

117

117.92

CFD

Short

418

117.95

CFD

Short

78

117.97

CFD

Short

276

118.00

CFD

Short

609

118.01

CFD

Short

141

118.02

CFD

Short

486

118.06

CFD

Short

120

118.07

CFD

Short

160

118.09

CFD

Short

500

118.10

CFD

Short

210

118.12

CFD

Short

126

118.16

CFD

Short

126

118.17

CFD

Short

126

118.21

CFD

Short

50

118.28

CFD

Short

6150

118.30

CFD

Short

32

118.39

CFD

Short

217

118.40

CFD

Short

123

118.41

CFD

Short

2771

118.44

CFD

Short

1150

118.46

CFD

Short

104

118.47

CFD

Short

400

118.48

CFD

Short

120

118.51

CFD

Short

351

118.56

CFD

Short

188

118.70

CFD

Short

86

118.71

CFD

Short

36

118.72

CFD

Short

61

118.76

CFD

Short

126

118.80

CFD

Short

6

118.84

CFD

Short

125

118.86

CFD

Short

54

118.87

CFD

Short

215

118.89

CFD

Short

141

119.01

CFD

Short

129

119.02

CFD

Short

6

119.21

CFD

Short

66

119.22

CFD

Short

11

119.25

CFD

Short

953

119.27

CFD

Short

35

119.31

CFD

Short

127

119.32

CFD

Short

300

119.36

CFD

Short

327

119.37

CFD

Short

772

119.40

CFD

Short

79

119.45

CFD

Short

127

119.50

CFD

Short

127

119.51

CFD

Short

589

119.69

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

Put Option

Purchasing

4,000

116.00

American

25/09/2008

5.41

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

15/08/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 8515

 

Name of offeree/offeror with which connected

Rio Tinto plc

 

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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