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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Rio Tinto Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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19-Jun-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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417315
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0.0418
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11707
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0.0012
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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417315
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0.0418
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11707
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0.0012
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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79
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61.51
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Buy
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79
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61.51
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Buy
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78
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61.43
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Buy
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95
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61.52
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Buy
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101
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61.51
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Buy
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95
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61.52
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Buy
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23
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61.51
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Buy
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93
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61.28
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Buy
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25
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61.28
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Buy
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20
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61.28
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Buy
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200
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61.295
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Buy
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112
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61.14
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Buy
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82
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61.14
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Buy
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30
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61.14
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Buy
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82
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61.2
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Buy
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61
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61.2
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Buy
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18
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61.21
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Buy
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91
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61.21
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Buy
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108
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61.21
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Buy
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22
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61.2
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Buy
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87
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61.49
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Buy
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87
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61.49
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Buy
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93
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61.48
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Buy
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25
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61.48
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Buy
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68
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61.48
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Buy
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82
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61.51
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Buy
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82
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61.51
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Buy
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83
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61.455
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Buy
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105
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61.455
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Buy
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86
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61.47
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Buy
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23
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61.47
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Buy
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63
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61.47
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Buy
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101
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61.67
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Buy
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74
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61.67
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Buy
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27
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61.68
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Buy
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81
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61.57
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Buy
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80
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61.57
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Buy
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98
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61.52
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Buy
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85
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61.52
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Buy
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61
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61.58
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Buy
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19
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61.58
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Buy
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91
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61.58
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Buy
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91
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61.58
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Buy
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79
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61.58
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Buy
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183
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61.32
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Buy
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96
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61.4
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Buy
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70
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61.4
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Buy
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26
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61.4
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Buy
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74
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61.32
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Buy
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63
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61.32
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Buy
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11
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61.32
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Buy
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53
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61.34
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Buy
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46
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61.34
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Buy
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1
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61.36
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Buy
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26
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61.36
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Buy
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20
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61.36
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Buy
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61
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61.18
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Buy
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68
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61.18
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Buy
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8
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61.18
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Buy
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92
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61.02
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Buy
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67
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61.07
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Buy
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24
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61.07
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Buy
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103
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61.01
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Buy
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28
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61.01
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Buy
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20
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61.01
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Buy
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56
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61.05
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Buy
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140
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61.07
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Buy
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54
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60.99
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Buy
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70
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60.97
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Buy
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70
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60.97
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Buy
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100
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61.01
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Buy
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27
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61.01
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Buy
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74
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61.01
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Buy
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162
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61.45
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Buy
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290
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60.81
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Buy
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327
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60.81
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Sell
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54
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60.99
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Sell
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10
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60.99
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Sell
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21
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61.84
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Sell
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151
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61.66
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Sell
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235
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61.66
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Sell
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31
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61.66
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Sell
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500
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61.66
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Sell
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134
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61.66
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Sell
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135
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61.66
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Sell
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22
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61.76
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Sell
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24
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61.77
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Sell
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200
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61.15
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Sell
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200
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61.09
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Sell
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200
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61.05
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Sell
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200
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61.02
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Sell
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200
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60.98
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Sell
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1440
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60.94
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Sell
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322
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60.94
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Sell
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200
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60.94
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Sell
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360
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61.04
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Sell
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500
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61.21
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Sell
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120
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61.12
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Sell
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200
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61.02
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Sell
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480
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61.01
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Sell
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600
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61.02
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Sell
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200
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61.01
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Sell
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28
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61.01
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Sell
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360
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60.94
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Sell
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400
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60.91
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Sell
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939
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60.9
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Sell
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461
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60.9
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Sell
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136
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61.03
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Sell
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142
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61
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Sell
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100
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61
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Sell
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200
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61
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Sell
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152
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61.02
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Sell
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200
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61.02
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Sell
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23
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61.02
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Sell
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500
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61.59
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Sell
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500
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61.59
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Sell
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756
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61.59
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Sell
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148
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61.59
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Sell
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70
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60.81
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Sell
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92
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60.81
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TOTAL BUYS:5775
TOTAL SELLS:11946
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
|
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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20Jun-2008 09:58:37
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Contact name
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Collins,Carolyn
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
|
ADVISOR
|
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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