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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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03-10-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1332671
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0.292
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1332671
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0.292
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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1,000
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88.91
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Purchase
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3
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89.04
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Purchase
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20
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89.04
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Purchase
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17
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89.00
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Purchase
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20
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88.76
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Purchase
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20
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88.72
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Purchase
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20
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88.66
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Purchase
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20
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88.51
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Purchase
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20
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88.52
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Purchase
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10
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88.47
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Purchase
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2
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88.30
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Purchase
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10
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88.36
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Purchase
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5
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88.34
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Purchase
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7
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88.31
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Purchase
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16
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88.22
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Purchase
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4
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88.22
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Purchase
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708
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87.75
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Purchase
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219
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87.74
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Purchase
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100
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87.74
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Purchase
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445
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87.53
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Purchase
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118
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87.53
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Purchase
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142
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87.52
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Purchase
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100
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87.47
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Purchase
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163
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87.43
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Purchase
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135
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87.43
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Purchase
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82
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87.42
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Purchase
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133
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86.85
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Purchase
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63
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86.85
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Purchase
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510
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86.85
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Purchase
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449
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86.85
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Purchase
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637
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86.85
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Purchase
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1,000
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86.85
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Purchase
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5
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86.76
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Purchase
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5
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86.76
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Purchase
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5
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86.76
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Purchase
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5
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86.81
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Purchase
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5
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86.74
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Purchase
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10
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86.98
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Purchase
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20
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86.87
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Purchase
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9
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86.68
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Purchase
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1
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86.67
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Purchase
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10
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86.50
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Purchase
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10
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86.55
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Purchase
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11
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87.17
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Purchase
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59
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87.05
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Purchase
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19
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86.71
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Purchase
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1
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86.71
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Purchase
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20
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86.74
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Purchase
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10
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86.38
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Purchase
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20
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86.00
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Purchase
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30
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86.02
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Purchase
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10
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86.01
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Purchase
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50
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85.77
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Purchase
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9
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85.73
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Purchase
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1
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85.73
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Purchase
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20
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86.48
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Purchase
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30
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86.37
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Purchase
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419,273
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88.04
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Sale
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-10
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86.55
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Sale
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-1,430
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88.91
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Sale
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-110
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88.91
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Sale
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-355
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88.91
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Sale
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-265
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88.91
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Sale
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-1,400
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88.91
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Sale
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-674
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88.91
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Sale
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-10
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88.65
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Sale
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-10
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88.55
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Sale
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-3
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88.99
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Sale
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-5
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88.97
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Sale
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-100
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88.97
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Sale
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-5
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89.04
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Sale
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-10
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89.03
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Sale
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-10
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88.85
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Sale
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-10
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88.44
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Sale
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-9
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88.44
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Sale
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-1
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88.44
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Sale
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-146
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85.60
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Sale
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-154
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85.67
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Sale
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-30
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85.50
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Sale
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-121
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85.76
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Sale
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-1
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85.77
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Sale
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-378
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85.78
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Sale
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-8
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85.77
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Sale
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-12
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85.77
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Sale
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-400
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86.16
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Sale
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-742
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86.45
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Sale
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-258
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86.46
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Sale
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-33
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86.31
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Sale
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-2
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86.32
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Sale
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-182
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86.32
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Sale
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-783
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86.41
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Sale
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-1,000
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86.47
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Sale
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-419,273
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88.04
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TOTAL BUYS:425846
TOTAL SELLS:427940
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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06-10-2008
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Contact name
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Simon Crawley; Carolyn Collins
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Telephone number
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44 20 7888 5416
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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