23rd Apr 2008 10:40
Deutsche Bank AG23 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Securities Australia Limited Company dealt in Rio Tinto Limited Class of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 22/04/2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 501,420 0.11% -2,006,890 -0.44 (2) Derivatives (other than options) 1,332,202 0.29% -567,134 -0.12 (3) Options and agreements to purchase/sell 1,518,000 0.33% -825,000 -0.18 Total 3,351,622 0.73% -3,399,024 -0.74 (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) AUD $ Purchase 2148 142.31Purchase 23 142.32Purchase 7 142.34Purchase 30 142.35Purchase 83 142.36Purchase 91 142.38Purchase 21 142.39Purchase 96 142.41Purchase 170 142.42Purchase 1250 142.44Purchase 43 142.44Purchase 304 142.45Purchase 55 142.46Purchase 103 142.48Purchase 78 142.52Purchase 42 142.54Purchase 512 142.55Purchase 1174 142.56Purchase 486 142.57Purchase 1087 142.59Purchase 1176 142.60Purchase 85 142.61Purchase 60 142.65Purchase 58 142.66Purchase 38 142.69Purchase 207 142.71Purchase 136 142.72Purchase 30 142.73Purchase 133 142.74Purchase 36 142.75Purchase 80 142.76Purchase 33 142.77Purchase 3 142.78Purchase 4704 142.80Purchase 110 142.81Purchase 18 142.83Purchase 32350 142.85Purchase 397 142.86Purchase 142 142.87Purchase 36 142.88Purchase 102 142.90Purchase 45 142.91Purchase 1000 142.93Purchase 229 142.94Purchase 93 142.95Purchase 213 142.96Purchase 119 142.97Purchase 197 142.98Purchase 691 142.99Purchase 28779 143.00Purchase 414 143.01Purchase 49 143.02Purchase 67 143.04Purchase 70 143.05Purchase 215 143.06Purchase 86 143.07Purchase 17 143.08Purchase 112 143.09Purchase 104 143.10Purchase 202 143.11Purchase 26 143.12Purchase 154 143.13Purchase 67 143.14Purchase 133 143.15Purchase 61 143.19Purchase 32 143.20Purchase 47 143.22Purchase 47 143.23Purchase 20 143.24Purchase 48 143.25Purchase 95 143.26Purchase 23 143.28Purchase 82 143.29Purchase 363 143.39Purchase 18000 143.48Purchase 18224 143.56Purchase 662 143.60Purchase 60 143.73Purchase 362 143.99Purchase 7160 144.00Purchase 57 144.55Purchase 6700 144.90 TOTAL PURCHASE 132,862 Sale 3000 142.31Sale 362 142.60Sale 725 142.75Sale 470 142.81Sale 747 142.85Sale 1000 142.86Sale 250 143.00Sale 6236 143.04Sale 224 143.10Sale 500 143.20Sale 332 143.30Sale 2000 143.36Sale 4184 143.37Sale 1573 143.40Sale 1000 143.45Sale 1767 143.46Sale 233 143.47Sale 18000 143.48Sale 1000 143.50Sale 1708 143.55Sale 5127 143.60Sale 3 143.61Sale 166 143.68Sale 164 143.80Sale 1221 144.00Sale 57 144.55Sale 6700 144.90 TOTAL SALES 58,749 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD AUD $ CFD Long 3000 142.31CFD Long 747 142.85CFD Long 250 143.00CFD Long 6236 143.04CFD Long 500 143.20CFD Long 573 143.40CFD Long 57 144.55CFD Long 6700 144.90CFD Short 23 142.32CFD Short 7 142.34CFD Short 30 142.35CFD Short 83 142.36CFD Short 91 142.38CFD Short 21 142.39CFD Short 96 142.41CFD Short 170 142.42CFD Short 1250 142.44CFD Short 43 142.44CFD Short 304 142.45CFD Short 55 142.46CFD Short 103 142.48CFD Short 78 142.52CFD Short 42 142.54CFD Short 150 142.55CFD Short 87 142.56CFD Short 123 142.57CFD Short 90 142.60CFD Short 85 142.61CFD Short 60 142.65CFD Short 58 142.66CFD Short 38 142.69CFD Short 207 142.71CFD Short 136 142.72CFD Short 30 142.73CFD Short 133 142.74CFD Short 36 142.75CFD Short 80 142.76CFD Short 33 142.77CFD Short 707 142.80CFD Short 110 142.81CFD Short 18 142.83CFD Short 133 142.85CFD Short 397 142.86CFD Short 142 142.87CFD Short 36 142.88CFD Short 102 142.90CFD Short 45 142.91CFD Short 229 142.94CFD Short 93 142.95CFD Short 213 142.96CFD Short 116 142.97CFD Short 113 142.98CFD Short 59 142.99CFD Short 811 143.00CFD Short 414 143.01CFD Short 49 143.02CFD Short 67 143.04CFD Short 70 143.05CFD Short 215 143.06CFD Short 86 143.07CFD Short 17 143.08CFD Short 112 143.09CFD Short 104 143.10CFD Short 202 143.11CFD Short 26 143.12CFD Short 154 143.13CFD Short 67 143.14CFD Short 133 143.15CFD Short 61 143.19CFD Short 32 143.20CFD Short 47 143.22CFD Short 47 143.23CFD Short 20 143.24CFD Short 48 143.25CFD Short 95 143.26CFD Short 23 143.28CFD Short 82 143.29CFD Short 300 143.60CFD Short 60 143.73CFD Short 57 144.55CFD Short 6700 144.90 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 6) price European etc. date paid/received per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 23/04/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto plc Nature of connection (Note 9) Connected Advisor to Offeree Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto