21st Aug 2009 11:55
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary |
|
Date of dealing |
20 August 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
500,372 |
19.21 GBP |
18.645 GBP |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
323,644 |
19.26 GBP |
4.5002 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
CFD |
Long |
9,850 |
18.7358 GBP |
|
CFD |
Long |
11,990 |
18.7358 GBP |
|
CFD |
Long |
2,120 |
18.7358 GBP |
|
CFD |
Long |
353 |
18.9682 GBP |
|
CFD |
Long |
1,084 |
18.9593 GBP |
|
CFD |
Long |
310 |
18.2114 GBP |
|
CFD |
Long |
86 |
18.3564 GBP |
|
CFD |
Long |
3,372 |
19.2817 GBP |
|
CFD |
Long |
3,163 |
18.9794 GBP |
|
CFD |
Long |
6 |
18.5582 GBP |
|
CFD |
Long |
108 |
18.2182 GBP |
|
CFD |
Long |
1,891 |
18.6434 GBP |
|
CFD |
Long |
108 |
19.1017 GBP |
|
CFD |
Long |
16,081 |
18.9549 GBP |
|
CFD |
Long |
4,592 |
18.2166 GBP |
|
CFD |
Long |
9,237 |
18.7058 GBP |
|
CFD |
Long |
166 |
18.7058 GBP |
|
CFD |
Long |
3,390 |
18.7227 GBP |
|
CFD |
Long |
654 |
19.0088 GBP |
|
CFD |
Long |
3,962 |
18.3073 GBP |
|
CFD |
Short |
794 |
18.9656 GBP |
|
CFD |
Short |
643 |
18.935 GBP |
|
CFD |
Short |
10,000 |
19.1596 GBP |
|
CFD |
Short |
3,163 |
18.9794 GBP |
|
CFD |
Short |
1,891 |
18.6434 GBP |
|
CFD |
Short |
16,081 |
18.9549 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Call Option / STOCK (1.00 : 1,000.00) |
S |
11 (11,000) |
19.00 GBP |
AMERICAN |
18/09/2009 |
0.91 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
S |
34 (34,000) |
19.00 GBP |
AMERICAN |
18/09/2009 |
1.055 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
18/09/2009 |
1.05 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
S |
34 (34,000) |
19.00 GBP |
AMERICAN |
21/08/2009 |
0.265 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
19.00 GBP |
AMERICAN |
21/08/2009 |
0.265 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
S |
11 (11,000) |
19.00 GBP |
AMERICAN |
21/08/2009 |
0.16 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
B |
34 (34,000) |
19.00 GBP |
AMERICAN |
21/08/2009 |
0.265 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
21/08/2009 |
0.265 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
B |
11 (11,000) |
19.00 GBP |
AMERICAN |
21/08/2009 |
0.16 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
B |
11 (11,000) |
19.00 GBP |
AMERICAN |
18/09/2009 |
0.91 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
B |
34 (34,000) |
19.00 GBP |
AMERICAN |
18/09/2009 |
1.055 GBP |
|
Call Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
19.00 GBP |
AMERICAN |
18/09/2009 |
1.05 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
21 August 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American