25th Sep 2008 11:39
|
FORM 38.5 (SUMMARY) |
|
Lodge with Company Announcements Office and the Panel. Use a separate form for each class of |
|
securities in which dealings have been made. |
|
CONNECTED EXEMPT PRINCIPLE TRADER: |
|
DISCLOSURE UNDER RULE 38.5 OF THE CITY CODE ON TAKEOVERS AND |
|
Name of EPT |
Merrill Lynch International |
|
Date of disclosure |
25 September 2008 |
|
Date of dealing |
24 September 2008 |
|
Telephone number |
020 7996 2121 |
|
Please see attached disclosure of dealings under Rule 38.5 in the securities of the following |
|
24 September 2008 |
|
Lloyds TSB Group Plc - Common |
|
Imperial Energy Corporation Plc - Common |
|
HBOS Plc - Common |
|
Banco Santander SA. - Common |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Lloyds TSB Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
24/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,354,048 |
GBP 2.66 |
GBP 2.02 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,417,768 |
GBP 2.67 |
GBP 2.17 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
189,237 |
GBP 2.53 |
|
Long Swap |
LONG |
20,000 |
GBP 2.56 |
|
Long Swap |
LONG |
25,000 |
GBP 2.57 |
|
Long Swap |
LONG |
89,065 |
GBP 2.58 |
|
Long Swap |
LONG |
125,000 |
GBP 2.57 |
|
Long Swap |
LONG |
186,386 |
GBP 2.55 |
|
Long Swap |
LONG |
5,000 |
GBP 2.55 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
125,000 |
GBP 2.55 |
|
Short Swap |
SHORT |
1,053 |
GBP 2.53 |
|
Short Swap |
SHORT |
109,252 |
GBP 2.54 |
|
Short Swap |
SHORT |
106,100 |
GBP 2.54 |
|
Short Swap |
SHORT |
79,985 |
GBP 2.56 |
|
Short Swap |
SHORT |
25,000 |
GBP 2.56 |
|
Short Swap |
SHORT |
20,000 |
GBP 2.57 |
|
Short Swap |
SHORT |
5,000 |
GBP 2.55 |
|
Short Swap |
SHORT |
186,386 |
GBP 2.54 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
25/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
HBOS Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
24/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,724,152 |
GBP 1.88 |
GBP 0.80 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,941,981 |
GBP 1.90 |
GBP 0.81 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
145,250 |
GBP 1.85 |
|
Long Swap |
LONG |
15,000 |
GBP 1.85 |
|
Long Swap |
LONG |
15,575 |
GBP 1.86 |
|
Long Swap |
LONG |
17,442 |
GBP 1.84 |
|
Long Swap |
LONG |
20,000 |
GBP 1.83 |
|
Long Swap |
LONG |
35,000 |
GBP 1.80 |
|
Long Swap |
LONG |
39,996 |
GBP 1.86 |
|
Long Swap |
LONG |
40,000 |
GBP 1.83 |
|
Long Swap |
LONG |
4,750 |
GBP 1.85 |
|
Long Swap |
LONG |
80,900 |
GBP 1.87 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
5,400 |
GBP 1.83 |
|
Short Swap |
SHORT |
61,418 |
GBP 1.84 |
|
Short Swap |
SHORT |
57,438 |
GBP 1.84 |
|
Short Swap |
SHORT |
40,000 |
GBP 1.83 |
|
Short Swap |
SHORT |
21,400 |
GBP 1.84 |
|
Short Swap |
SHORT |
21,231 |
GBP 1.84 |
|
Short Swap |
SHORT |
20,000 |
GBP 1.83 |
|
Short Swap |
SHORT |
15,575 |
GBP 1.85 |
|
Short Swap |
SHORT |
15,000 |
GBP 1.85 |
|
Short Swap |
SHORT |
70,000 |
GBP 1.83 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
25/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Lloyds TSB Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5 |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
(Rule 38.5 of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Banco Santander SA. |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
24/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
2,559,581 |
EUR 10.67 |
EUR 10.49 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
531,381 |
EUR 10.67 |
EUR 10.50 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
225,700 |
EUR 10.55 |
|
Long Swap |
LONG |
142,197 |
EUR 10.57 |
|
Long Swap |
LONG |
14,377 |
EUR 10.55 |
|
Long Swap |
LONG |
2,580 |
EUR 10.56 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
844 |
EUR 10.55 |
|
Short Swap |
SHORT |
15,274 |
EUR 10.55 |
|
Short Swap |
SHORT |
16,896 |
EUR 10.56 |
|
Short Swap |
SHORT |
109,240 |
EUR 10.57 |
|
Short Swap |
SHORT |
225,700 |
EUR 10.56 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
25/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Banco Santander SA. |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH |
|
RECOGNISED INTERMEDIARY STATUS DEALING IN CLIENT- |
|
SERVICING CAPACITY |
|
(Rule 38.5(a) of The City Code on Takeovers and Mergers) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Imperial Energy Corporation Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
24/09/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
218,354 |
GBP 10.68 |
GBP 10.20 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
249,533 |
GBP 10.66 |
GBP 10.20 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
25/09/2008 |
|
Contact name |
Louise Howard |
|
Telephone number |
+44 20 7996 2121 |
|
Name of offeree/offeror with whom connected |
Imperial Energy Corporation Plc |
|
Nature of connection # |
Advisor |
Related Shares:
Banco SantanderLloyds