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EPT Disclosure

18th Aug 2008 07:37

RNS Number : 5012B
Macquarie Group Limited
18 August 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Macquarie Capital Securities (Australia) Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary shares ISIN: AU000000RIO1

Date of dealing

15 August 2008

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 0 0

 0 0

 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

See Annexure A

 (b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO

Date of disclosure

18 August 2008

 

Contact name

Johanna Uy

 

Telephone number

+44 (0) 2030374339

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

Connected principal trader

 

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

Annexure A

Purchase/sale

Number of securities

Price per security

Purchase/sale

Number of securities

Price per security

RIO

Purchase

472

115.2

RIO

Purchase

6500

115.2

RIO

Purchase

1528

115.2

RIO

Purchase

14000

114.52

RIO

Purchase

14000

115.05

RIO

Purchase

300

115.06

RIO

Purchase

700

115.06

RIO

Purchase

688

115

RIO

Purchase

35

115

RIO

Purchase

180

115

RIO

Purchase

77

115

RIO

Purchase

7994

115.04

RIO

Purchase

10000

115.05

RIO

Purchase

10000

115.42

RIO

Purchase

10000

115.59

RIO

Purchase

10000

115.72

RIO

Purchase

20000

115.48

RIO

Purchase

10000

115.65

RIO

Purchase

204

114.3046

RIO

Purchase

2994

115.04

RIO

Purchase

5000

115.04

RIO

Purchase

6730

115.0725

131402

RIO

Sale

142

115.02

RIO

Sale

144

114.97

RIO

Sale

129

114.77

RIO

Sale

6

114.95

RIO

Sale

140

114.95

RIO

Sale

147

115.06

RIO

Sale

10

115

RIO

Sale

170

115

RIO

Sale

45

115

RIO

Sale

56

115

RIO

Sale

19

115

RIO

Sale

35

115

RIO

Sale

946

115

RIO

Sale

50

115

RIO

Sale

62

115

RIO

Sale

66

115

RIO

Sale

31

115

RIO

Sale

880

115

RIO

Sale

150

115

RIO

Sale

25

115

RIO

Sale

2

115.01

RIO

Sale

102

114.89

RIO

Sale

1

114.89

RIO

Sale

75

114.89

RIO

Sale

1

114.89

RIO

Sale

1

114.89

RIO

Sale

80

114.88

RIO

Sale

65

114.88

RIO

Sale

1

114.88

RIO

Sale

19

114.88

RIO

Sale

3

114.88

RIO

Sale

52

114.88

RIO

Sale

1

114.88

RIO

Sale

29

114.86

RIO

Sale

30

114.86

RIO

Sale

331

114.85

RIO

Sale

57

114.85

RIO

Sale

497

114.85

RIO

Sale

135

114.86

RIO

Sale

3

114.85

RIO

Sale

22

114.85

RIO

Sale

2

114.85

RIO

Sale

8

114.85

RIO

Sale

25

114.78

RIO

Sale

30

114.79

RIO

Sale

104

114.79

RIO

Sale

10

114.79

RIO

Sale

1

114.79

RIO

Sale

66

114.79

RIO

Sale

59

114.79

RIO

Sale

53

114.78

RIO

Sale

52

114.78

RIO

Sale

40

114.78

RIO

Sale

15

114.78

RIO

Sale

18

114.78

RIO

Sale

65

114.78

RIO

Sale

2

114.78

RIO

Sale

90

114.78

RIO

Sale

25

114.76

RIO

Sale

110

114.76

RIO

Sale

1

114.77

RIO

Sale

114

114.76

RIO

Sale

60

114.76

RIO

Sale

9

114.76

RIO

Sale

124

114.76

RIO

Sale

9

114.81

RIO

Sale

3

114.81

RIO

Sale

137

114.81

RIO

Sale

45

114.79

RIO

Sale

249

114.79

RIO

Sale

74

114.79

RIO

Sale

57

114.79

RIO

Sale

25

114.79

RIO

Sale

60

114.79

RIO

Sale

4

114.79

RIO

Sale

21

114.78

RIO

Sale

179

114.78

RIO

Sale

64

114.78

RIO

Sale

47

114.78

RIO

Sale

73

114.77

RIO

Sale

47

114.76

RIO

Sale

5

114.76

RIO

Sale

45

114.75

RIO

Sale

310

114.75

RIO

Sale

145

114.75

RIO

Sale

100

114.75

RIO

Sale

235

114.75

RIO

Sale

25

114.71

RIO

Sale

985

114.7

RIO

Sale

6

114.7

RIO

Sale

44

114.7

RIO

Sale

2

114.7

RIO

Sale

178

114.7

RIO

Sale

151

114.7

RIO

Sale

4

114.69

RIO

Sale

3

114.69

RIO

Sale

12

114.65

RIO

Sale

88

114.65

RIO

Sale

100

114.64

RIO

Sale

32

114.63

RIO

Sale

68

114.63

RIO

Sale

47

114.63

RIO

Sale

16

114.63

RIO

Sale

34

114.63

RIO

Sale

4

114.63

RIO

Sale

61

114.63

RIO

Sale

145

114.6

RIO

Sale

10

114.6

RIO

Sale

205

114.6

RIO

Sale

265

114.6

RIO

Sale

133

114.46

RIO

Sale

27

114.46

RIO

Sale

125

114.33

RIO

Sale

2

114.33

RIO

Sale

23

114.31

RIO

Sale

27

114.31

RIO

Sale

64

114.31

RIO

Sale

9

114.31

RIO

Sale

16

114.31

RIO

Sale

34

114.31

RIO

Sale

45

114.31

RIO

Sale

60

114.31

RIO

Sale

135

114.3

RIO

Sale

145

114.3

RIO

Sale

285

114.3

RIO

Sale

150

114.3

RIO

Sale

80

114.3

RIO

Sale

30

114.3

RIO

Sale

70

114.3

RIO

Sale

40

114.3

RIO

Sale

470

114.33

RIO

Sale

530

114.33

RIO

Sale

65

114.3

RIO

Sale

52

114.24

RIO

Sale

51

114.24

RIO

Sale

187

114.23

RIO

Sale

313

114.23

RIO

Sale

117

114.23

RIO

Sale

15

114.23

RIO

Sale

790

114.25

RIO

Sale

180

114.25

RIO

Sale

30

114.25

RIO

Sale

20

114.2

RIO

Sale

1

114.23

RIO

Sale

84

114.22

RIO

Sale

1

114.23

RIO

Sale

3

114.22

RIO

Sale

11

114.2

RIO

Sale

35

114.23

RIO

Sale

10

114.34

RIO

Sale

215

114.4

RIO

Sale

585

114.4

RIO

Sale

64

114.49

RIO

Sale

2

114.49

RIO

Sale

7

114.49

RIO

Sale

1

114.49

RIO

Sale

9

114.49

RIO

Sale

4

114.49

RIO

Sale

56

114.49

RIO

Sale

131

114.56

RIO

Sale

22

114.59

RIO

Sale

1

114.59

RIO

Sale

1

114.59

RIO

Sale

28

114.58

RIO

Sale

80

114.44

RIO

Sale

134

114.52

RIO

Sale

106

114.78

RIO

Sale

25

114.96

RIO

Sale

4

114.96

RIO

Sale

71

114.96

RIO

Sale

108

114.76

RIO

Sale

113

114.76

RIO

Sale

12

114.76

RIO

Sale

89

114.78

RIO

Sale

70

114.71

RIO

Sale

73

115

RIO

Sale

87

114.95

RIO

Sale

214

114.88

RIO

Sale

20

114.88

RIO

Sale

10

114.8

RIO

Sale

281

114.8

RIO

Sale

209

114.8

RIO

Sale

53

114.7

RIO

Sale

74

114.66

RIO

Sale

1

114.66

RIO

Sale

512

114.55

RIO

Sale

67

114.55

RIO

Sale

21

114.55

RIO

Sale

200

114.62

RIO

Sale

69

114.55

RIO

Sale

75

114.55

RIO

Sale

225

114.62

RIO

Sale

447

114.67

RIO

Sale

500

114.67

RIO

Sale

356

114.75

RIO

Sale

144

114.75

RIO

Sale

5

114.77

RIO

Sale

995

114.77

RIO

Sale

20

114.97

RIO

Sale

65

114.97

RIO

Sale

1

114.97

RIO

Sale

1

114.97

RIO

Sale

194

114.97

RIO

Sale

10

114.9

RIO

Sale

68

115.16

RIO

Sale

59

115.04

RIO

Sale

1

115.04

RIO

Sale

61

115.04

RIO

Sale

170

115.04

RIO

Sale

91

115.03

RIO

Sale

21

115.03

RIO

Sale

180

115.03

RIO

Sale

76

115.03

RIO

Sale

56

115.03

RIO

Sale

278

115.03

RIO

Sale

7

115.03

RIO

Sale

116

115.04

RIO

Sale

124

115.04

RIO

Sale

154

115.04

RIO

Sale

110

115.04

RIO

Sale

496

115.04

RIO

Sale

77

115.14

RIO

Sale

4

115.14

RIO

Sale

1

115.14

RIO

Sale

73

115.14

RIO

Sale

1

115.14

RIO

Sale

124

115.14

RIO

Sale

720

115.14

RIO

Sale

79

115.27

RIO

Sale

52

115.13

RIO

Sale

1

115.13

RIO

Sale

23

115.13

RIO

Sale

74

115.17

RIO

Sale

884

115.18

RIO

Sale

72

115.17

RIO

Sale

116

115.18

RIO

Sale

77

115.14

RIO

Sale

923

115.14

RIO

Sale

225

115.14

RIO

Sale

82

115.14

RIO

Sale

78

115.04

RIO

Sale

75

114.85

RIO

Sale

85

114.85

RIO

Sale

35

114.85

RIO

Sale

1

114.85

RIO

Sale

1

114.85

RIO

Sale

803

114.85

RIO

Sale

80

114.85

RIO

Sale

1

114.84

RIO

Sale

170

114.84

RIO

Sale

53

114.84

RIO

Sale

80

114.84

RIO

Sale

85

114.84

RIO

Sale

55

114.84

RIO

Sale

461

114.84

RIO

Sale

15

114.84

RIO

Sale

494

114.84

RIO

Sale

1199

114.84

RIO

Sale

73

114.85

RIO

Sale

3

114.85

RIO

Sale

83

115.05

RIO

Sale

81

115.09

RIO

Sale

106

115.11

RIO

Sale

34

115.1

RIO

Sale

1

115.1

RIO

Sale

4586

115.09

RIO

Sale

200

115.09

RIO

Sale

1

115.09

RIO

Sale

150

115.09

RIO

Sale

953

115

RIO

Sale

47

115

RIO

Sale

106

115

RIO

Sale

1000

114.9

RIO

Sale

96

114.9

RIO

Sale

272

114.9

RIO

Sale

165

114.9

RIO

Sale

467

114.9

RIO

Sale

84

114.9

RIO

Sale

8

114.9

RIO

Sale

500

114.97

RIO

Sale

90

114.97

RIO

Sale

956

114.96

RIO

Sale

180

114.96

RIO

Sale

1

114.96

RIO

Sale

1

114.96

RIO

Sale

107

114.95

RIO

Sale

61

114.95

RIO

Sale

7994

115.04

RIO

Sale

3

115.04

RIO

Sale

108

115.04

RIO

Sale

28

115.09

RIO

Sale

141

115.1

RIO

Sale

430

115.1

RIO

Sale

570

115.1

RIO

Sale

851

115.13

RIO

Sale

121

115.13

RIO

Sale

110

115.13

RIO

Sale

1

115.22

RIO

Sale

1

115.22

RIO

Sale

29

115.22

RIO

Sale

68

115.22

RIO

Sale

1

115.22

RIO

Sale

1500

115.22

RIO

Sale

126

115.22

RIO

Sale

103

115.22

RIO

Sale

152

115.22

RIO

Sale

19

115.22

RIO

Sale

155

115.28

RIO

Sale

46

115.3

RIO

Sale

67

115.3

RIO

Sale

1045

115.28

RIO

Sale

395

115.28

RIO

Sale

7

115.28

RIO

Sale

109

115.28

RIO

Sale

150

115.28

RIO

Sale

181

115.25

RIO

Sale

49

115.31

RIO

Sale

1951

115.3

RIO

Sale

37

115.11

RIO

Sale

1

115.11

RIO

Sale

1500

115.1

RIO

Sale

64

115.1

RIO

Sale

1

115.1

RIO

Sale

40

115.1

RIO

Sale

5

115.09

RIO

Sale

1

115.09

RIO

Sale

144

115.09

RIO

Sale

347

115.1

RIO

Sale

7

115.1

RIO

Sale

3

115.1

RIO

Sale

176

115.05

RIO

Sale

152

114.95

RIO

Sale

4

114.99

RIO

Sale

1

114.99

RIO

Sale

1

114.99

RIO

Sale

163

114.99

RIO

Sale

30

114.99

RIO

Sale

20

115.09

RIO

Sale

207

115.09

RIO

Sale

773

115.09

RIO

Sale

177

115.09

RIO

Sale

163

115.19

RIO

Sale

752

115.2

RIO

Sale

6

115.2

RIO

Sale

1

115.2

RIO

Sale

121

115.2

RIO

Sale

47

115.2

RIO

Sale

8

115.2

RIO

Sale

42

115.2

RIO

Sale

23

115.2

RIO

Sale

18

115.28

RIO

Sale

31

115.28

RIO

Sale

4

115.28

RIO

Sale

1

115.28

RIO

Sale

1

115.28

RIO

Sale

2

115.28

RIO

Sale

75

115.28

RIO

Sale

55

115.28

RIO

Sale

10

115.28

RIO

Sale

136

115.28

RIO

Sale

15

115.28

RIO

Sale

1

115.28

RIO

Sale

10

115.28

RIO

Sale

641

115.28

RIO

Sale

157

115.28

RIO

Sale

158

115.47

RIO

Sale

25

115.44

RIO

Sale

43

115.33

RIO

Sale

1

115.33

RIO

Sale

160

115.33

RIO

Sale

4

115.33

RIO

Sale

199

115.31

RIO

Sale

10

115.31

RIO

Sale

97

115.31

RIO

Sale

461

115.31

RIO

Sale

207

115.33

RIO

Sale

998

115.4

RIO

Sale

2

115.4

RIO

Sale

896

115.45

RIO

Sale

104

115.45

RIO

Sale

72

115.3

RIO

Sale

1250

115.3

RIO

Sale

629

115.3

RIO

Sale

49

115.3

RIO

Sale

206

115.4

RIO

Sale

1

115.4

RIO

Sale

1

115.4

RIO

Sale

1

115.39

RIO

Sale

1336

115.39

RIO

Sale

31

115.39

RIO

Sale

416

115.39

RIO

Sale

212

115.39

RIO

Sale

3

115.39

RIO

Sale

214

115.65

RIO

Sale

176

115.59

RIO

Sale

91

115.59

RIO

Sale

96

115.59

RIO

Sale

572

115.59

RIO

Sale

64

115.59

RIO

Sale

1

115.59

RIO

Sale

1

115.59

RIO

Sale

996

115.59

RIO

Sale

3

115.59

RIO

Sale

217

115.59

RIO

Sale

500

115.59

RIO

Sale

855

115.59

RIO

Sale

428

115.59

RIO

Sale

1096

115.59

RIO

Sale

180

115.59

RIO

Sale

492

115.59

RIO

Sale

232

115.59

RIO

Sale

1538

115.59

RIO

Sale

430

115.59

RIO

Sale

5

115.59

RIO

Sale

27

115.59

RIO

Sale

181

115.59

RIO

Sale

229

115.59

RIO

Sale

21

115.59

RIO

Sale

419

115.59

RIO

Sale

85

115.59

RIO

Sale

98

115.59

RIO

Sale

296

115.55

RIO

Sale

671

115.55

RIO

Sale

198

115.57

RIO

Sale

62

115.56

RIO

Sale

1

115.62

RIO

Sale

999

115.62

RIO

Sale

1000

115.62

RIO

Sale

1

115.66

RIO

Sale

996

115.66

RIO

Sale

3

115.66

RIO

Sale

1

115.66

RIO

Sale

996

115.66

RIO

Sale

3

115.66

RIO

Sale

300

115.65

RIO

Sale

1

115.65

RIO

Sale

1

115.65

RIO

Sale

1

115.65

RIO

Sale

697

115.65

RIO

Sale

512

115.66

RIO

Sale

388

115.66

RIO

Sale

1

115.66

RIO

Sale

1

115.66

RIO

Sale

372

115.61

RIO

Sale

628

115.6

RIO

Sale

98

115.6

RIO

Sale

774

115.6

RIO

Sale

77

115.6

RIO

Sale

25

115.6

RIO

Sale

67

115.6

RIO

Sale

1

115.6

RIO

Sale

1

115.6

RIO

Sale

55

115.6

RIO

Sale

120

115.6

RIO

Sale

830

115.6

RIO

Sale

50

115.6

RIO

Sale

76

115.6

RIO

Sale

158

115.6

RIO

Sale

10

115.57

RIO

Sale

160

115.57

RIO

Sale

99

115.57

RIO

Sale

2

115.57

RIO

Sale

76

115.57

RIO

Sale

652

115.57

RIO

Sale

1

115.57

RIO

Sale

176

115.76

RIO

Sale

104

115.76

RIO

Sale

18

115.82

RIO

Sale

170

115.82

RIO

Sale

4

115.82

RIO

Sale

188

115.82

RIO

Sale

34

115.79

RIO

Sale

1

115.79

RIO

Sale

96

115.79

RIO

Sale

23

115.79

RIO

Sale

162

115.79

RIO

Sale

1304

115.79

RIO

Sale

96

115.87

RIO

Sale

1

115.87

RIO

Sale

66

115.87

RIO

Sale

1836

115.87

RIO

Sale

1

115.87

RIO

Sale

106

115.87

RIO

Sale

91

115.87

RIO

Sale

106

115.87

RIO

Sale

1696

115.87

RIO

Sale

1

115.87

RIO

Sale

551

115.95

RIO

Sale

30

115.95

RIO

Sale

11

115.95

RIO

Sale

1

115.95

RIO

Sale

875

115.95

RIO

Sale

674

115.95

RIO

Sale

652

115.95

RIO

Sale

1

115.95

RIO

Sale

58

115.95

RIO

Sale

147

115.95

RIO

Sale

94

115.94

RIO

Sale

208

115.94

RIO

Sale

99

115.94

RIO

Sale

599

115.94

RIO

Sale

164

115.94

RIO

Sale

836

115.94

RIO

Sale

76

115.95

RIO

Sale

160

115.95

RIO

Sale

1

115.95

RIO

Sale

1203

115.95

RIO

Sale

189

115.95

RIO

Sale

1

115.95

RIO

Sale

102

115.95

RIO

Sale

268

115.95

RIO

Sale

199

115.88

RIO

Sale

637

115.71

RIO

Sale

96

115.71

RIO

Sale

2

115.71

RIO

Sale

190

115.71

RIO

Sale

345

115.71

RIO

Sale

6

115.71

RIO

Sale

525

115.71

RIO

Sale

1

115.7

RIO

Sale

137

115.7

RIO

Sale

862

115.7

RIO

Sale

368

115.7

RIO

Sale

1

115.7

RIO

Sale

300

115.7

RIO

Sale

300

115.7

RIO

Sale

1

115.7

RIO

Sale

1

115.7

RIO

Sale

29

115.7

RIO

Sale

100

115.67

RIO

Sale

900

115.6

RIO

Sale

686

115.46

RIO

Sale

10

115.46

RIO

Sale

304

115.46

RIO

Sale

696

115.46

RIO

Sale

1

115.46

RIO

Sale

1

115.46

RIO

Sale

302

115.46

RIO

Sale

150

115.58

RIO

Sale

55

115.58

RIO

Sale

108

115.58

RIO

Sale

139

115.58

RIO

Sale

103

115.58

RIO

Sale

83

115.58

RIO

Sale

362

115.58

RIO

Sale

216

115.58

RIO

Sale

63

115.58

RIO

Sale

696

115.58

RIO

Sale

25

115.58

RIO

Sale

1224

115.58

RIO

Sale

776

115.58

RIO

Sale

679

115.62

RIO

Sale

63

115.62

RIO

Sale

2

115.62

RIO

Sale

331

115.62

RIO

Sale

1

115.62

RIO

Sale

1

115.62

RIO

Sale

806

115.62

RIO

Sale

6

115.62

RIO

Sale

111

115.62

RIO

Sale

176

115.64

RIO

Sale

10

115.64

RIO

Sale

4

115.64

RIO

Sale

4

115.64

RIO

Sale

284

115.64

RIO

Sale

59

115.64

RIO

Sale

10

115.63

RIO

Sale

1

115.63

RIO

Sale

1

115.63

RIO

Sale

12

115.63

RIO

Sale

98

115.63

RIO

Sale

54

115.62

RIO

Sale

772

115.62

RIO

Sale

322

115.62

RIO

Sale

193

115.62

RIO

Sale

186

115.61

RIO

Sale

31

115.61

RIO

Sale

700

115.61

RIO

Sale

1080

115.61

RIO

Sale

3

115.61

RIO

Sale

204

114.3046

RIO

Sale

8500

115.2

131402

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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