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EPT Disclosure

10th Nov 2008 11:37

RNS Number : 8111H
Credit Suisse Securities (Eur) Ltd
10 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Securities (Europe) Limited

 

Company dealt in

Rio Tinto Plc

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary Shares

Date of dealing

07-Nov-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

 

 

-3567046

-0.357

(2) Derivatives (other than options)

 

(3) Options and agreements to purchase/sell 

 

 

 

 

Total

 

 

-3567046

-0.357

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : 

Long

Short

(1) Relevant Securities 

(2) Derivatives (other than options) 

(3) Options and agreements to purchasesell 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Buy

777

25.72 (GBP)

Buy

772

25.89 (GBP)

Buy

767

26.04 (GBP)

Buy

767

26.05 (GBP)

Buy

765

26.12 (GBP)

Buy

764

26.16 (GBP)

Buy

740

27 (GBP)

Buy

673

25.28 (GBP)

Buy

660

25.75 (GBP)

Buy

660

25.84 (GBP)

Buy

660

26.1 (GBP)

Buy

660

26.99 (GBP)

Buy

660

25.78 (GBP)

Buy

601

25.07 (GBP)

Buy

600

26.03 (GBP)

Buy

575

25.74 (GBP)

Buy

566

26.06 (GBP)

Buy

515

26.06 (GBP)

Buy

511

26.04 (GBP)

Buy

504

25.91 (GBP)

Buy

500

26.15 (GBP)

Buy

500

25.75 (GBP)

Buy

500

25.92 (GBP)

Buy

500

26.77 (GBP)

Buy

494

26.02 (GBP)

Buy

483

25.75 (GBP)

Buy

466

26.69 (GBP)

Buy

465

25.79 (GBP)

Buy

464

25.12 (GBP)

Buy

457

26.6 (GBP)

Buy

456

26.06 (GBP)

Buy

440

26.15 (GBP)

Buy

440

26.11 (GBP)

Buy

423

26.02 (GBP)

Buy

416

25.93 (GBP)

Buy

400

26.06 (GBP)

Buy

400

26.06 (GBP)

Buy

400

25.87 (GBP)

Buy

399

25.58 (GBP)

Buy

398

25.9 (GBP)

Buy

397

26.12 (GBP)

Buy

390

25.91 (GBP)

Buy

388

25.61 (GBP)

Buy

386

25.92 (GBP)

Buy

382

25.58 (GBP)

Buy

380

26.33 (GBP)

Buy

375

25.88 (GBP)

Buy

367

25.85 (GBP)

Buy

367

26.06 (GBP)

Buy

363

25.9 (GBP)

Buy

360

26.1 (GBP)

Buy

344

25.93 (GBP)

Buy

339

26.11 (GBP)

Buy

333

25.71 (GBP)

Buy

331

26.07 (GBP)

Buy

322

25.92 (GBP)

Buy

318

25.6 (GBP)

Buy

318

25.85 (GBP)

Buy

310

25.79 (GBP)

Buy

300

25.67 (GBP)

Buy

300

25.68 (GBP)

Buy

300

26.14 (GBP)

Buy

300

26.68 (GBP)

Buy

300

26.68 (GBP)

Buy

294

26.6 (GBP)

Buy

278

26.33 (GBP)

Buy

274

26.02 (GBP)

Buy

267

25.91 (GBP)

Buy

257

26.11 (GBP)

Buy

256

26.05 (GBP)

Buy

252

26.14 (GBP)

Buy

252

26.06 (GBP)

Buy

252

26.7 (GBP)

Buy

250

26.18 (GBP)

Buy

247

26.16 (GBP)

Buy

240

26.15 (GBP)

Buy

240

26.06 (GBP)

Buy

223

26.14 (GBP)

Buy

220

26.44 (GBP)

Buy

211

25.92 (GBP)

Buy

205

25.68 (GBP)

Buy

205

25.85 (GBP)

Buy

201

26.06 (GBP)

Buy

200

26.44 (GBP)

Buy

200

25.96 (GBP)

Buy

200

25.46 (GBP)

Buy

200

25.46 (GBP)

Buy

200

26.16 (GBP)

Buy

200

25.85 (GBP)

Buy

200

25.85 (GBP)

Buy

200

25.94 (GBP)

Buy

200

25.64 (GBP)

Buy

199

25.64 (GBP)

Buy

196

25.07 (GBP)

Buy

195

26.16 (GBP)

Buy

192

25.72 (GBP)

Buy

188

26.01 (GBP)

Buy

188

25.87 (GBP)

Buy

186

25.83 (GBP)

Buy

183

26.69 (GBP)

Buy

181

26.02 (GBP)

Buy

176

25.59 (GBP)

Buy

166

25.87 (GBP)

Buy

151

26.18 (GBP)

Buy

140

26.71 (GBP)

Buy

139

25.24 (GBP)

Buy

137

26.18 (GBP)

Buy

130

25.96 (GBP)

Buy

121

25.82 (GBP)

Buy

120

25.67 (GBP)

Buy

120

25.85 (GBP)

Buy

118

25.28 (GBP)

Buy

118

25.74 (GBP)

Buy

114

25.93 (GBP)

Buy

114

26.11 (GBP)

Buy

112

26.14 (GBP)

Buy

111

25.46 (GBP)

Buy

111

25.74 (GBP)

Buy

106

26.1 (GBP)

Buy

100

26.14 (GBP)

Buy

100

25.94 (GBP)

Buy

100

25.43 (GBP)

Buy

100

25.72 (GBP)

Buy

100

25.72 (GBP)

Buy

100

26.69 (GBP)

Buy

100

26.01 (GBP)

Buy

100

26 (GBP)

Buy

100

26.14 (GBP)

Buy

99

25.8 (GBP)

Buy

99

26.11 (GBP)

Buy

98

26.06 (GBP)

Buy

98

26.06 (GBP)

Buy

89

26.02 (GBP)

Buy

85

25.8 (GBP)

Buy

84

26.33 (GBP)

Buy

81

26.99 (GBP)

Buy

80

26 (GBP)

Buy

78

25.82 (GBP)

Buy

74

25.63 (GBP)

Buy

72

26.14 (GBP)

Buy

71

26.68 (GBP)

Buy

63

25.24 (GBP)

Buy

63

25.24 (GBP)

Buy

63

25.68 (GBP)

Buy

61

26.01 (GBP)

Buy

60

25.45 (GBP)

Buy

57

26.02 (GBP)

Buy

48

26.7 (GBP)

Buy

45

26.55 (GBP)

Buy

43

25.85 (GBP)

Buy

37

25.94 (GBP)

Buy

27

25.8 (GBP)

Buy

13

26.1 (GBP)

Buy

4

25.74 (GBP)

Sell

775

25.8 (GBP)

Sell

772

25.88 (GBP)

Sell

766

26.1 (GBP)

Sell

763

26.14 (GBP)

Sell

660

25.66 (GBP)

Sell

660

26.15 (GBP)

Sell

660

25.75 (GBP)

Sell

650

26.56 (GBP)

Sell

600

26.28 (GBP)

Sell

565

25.79 (GBP)

Sell

560

25.76 (GBP)

Sell

546

26.71 (GBP)

Sell

537

25.72 (GBP)

Sell

532

25.64 (GBP)

Sell

523

25.89 (GBP)

Sell

513

26.47 (GBP)

Sell

500

26.15 (GBP)

Sell

500

26.67 (GBP)

Sell

500

25.43 (GBP)

Sell

500

25.78 (GBP)

Sell

467

26.08 (GBP)

Sell

464

25.24 (GBP)

Sell

462

26.22 (GBP)

Sell

461

26.1 (GBP)

Sell

451

26.15 (GBP)

Sell

450

25.76 (GBP)

Sell

450

26.02 (GBP)

Sell

436

26.08 (GBP)

Sell

424

26.32 (GBP)

Sell

414

26.07 (GBP)

Sell

413

26.02 (GBP)

Sell

400

26.09 (GBP)

Sell

400

25.17 (GBP)

Sell

400

25.59 (GBP)

Sell

400

25.55 (GBP)

Sell

400

26.05 (GBP)

Sell

400

26.08 (GBP)

Sell

400

25.8 (GBP)

Sell

400

25.99 (GBP)

Sell

400

26.34 (GBP)

Sell

392

25.93 (GBP)

Sell

392

25.43 (GBP)

Sell

390

27.07 (GBP)

Sell

382

25.82 (GBP)

Sell

378

25.79 (GBP)

Sell

373

26.83 (GBP)

Sell

368

26.04 (GBP)

Sell

365

26.12 (GBP)

Sell

360

24.83 (GBP)

Sell

353

26.07 (GBP)

Sell

337

26.05 (GBP)

Sell

334

26.12 (GBP)

Sell

333

25.93 (GBP)

Sell

304

26.7 (GBP)

Sell

300

26.23 (GBP)

Sell

300

26.06 (GBP)

Sell

296

25.99 (GBP)

Sell

294

26.01 (GBP)

Sell

294

25.93 (GBP)

Sell

290

26.04 (GBP)

Sell

289

25.6 (GBP)

Sell

284

25.82 (GBP)

Sell

264

26.15 (GBP)

Sell

245

25.8 (GBP)

Sell

240

25.93 (GBP)

Sell

240

25.93 (GBP)

Sell

240

25.91 (GBP)

Sell

240

25.72 (GBP)

Sell

240

26.08 (GBP)

Sell

240

26.18 (GBP)

Sell

238

26.17 (GBP)

Sell

229

25.575 (GBP)

Sell

229

26.97 (GBP)

Sell

229

25.85 (GBP)

Sell

222

25.88 (GBP)

Sell

220

26.39 (GBP)

Sell

211

25.96 (GBP)

Sell

210

25.95 (GBP)

Sell

205

25.93 (GBP)

Sell

205

25.79 (GBP)

Sell

205

25.92 (GBP)

Sell

205

25.76 (GBP)

Sell

200

25.79 (GBP)

Sell

200

25.71 (GBP)

Sell

200

25.71 (GBP)

Sell

200

26.39 (GBP)

Sell

200

25.83 (GBP)

Sell

200

26 (GBP)

Sell

200

25.93 (GBP)

Sell

200

25.79 (GBP)

Sell

200

25.91 (GBP)

Sell

200

25.17 (GBP)

Sell

200

25.91 (GBP)

Sell

200

25.96 (GBP)

Sell

200

26.18 (GBP)

Sell

200

26.06 (GBP)

Sell

200

25.21 (GBP)

Sell

198

26.05 (GBP)

Sell

191

26.69 (GBP)

Sell

190

25.89 (GBP)

Sell

188

25.95 (GBP)

Sell

187

25.88 (GBP)

Sell

184

27.03 (GBP)

Sell

183

25.95 (GBP)

Sell

183

25.73 (GBP)

Sell

180

26.21 (GBP)

Sell

180

25.56 (GBP)

Sell

172

25.21 (GBP)

Sell

169

26.06 (GBP)

Sell

167

25.97 (GBP)

Sell

160

26.05 (GBP)

Sell

157

25.64 (GBP)

Sell

150

25.66 (GBP)

Sell

150

27.03 (GBP)

Sell

147

25.62 (GBP)

Sell

145

26.97 (GBP)

Sell

143

25.88 (GBP)

Sell

141

25.95 (GBP)

Sell

140

25.035 (GBP)

Sell

137

25.81 (GBP)

Sell

136

25.73 (GBP)

Sell

135

25.91 (GBP)

Sell

131

25.91 (GBP)

Sell

131

26.47 (GBP)

Sell

127

26.28 (GBP)

Sell

126

25.91 (GBP)

Sell

126

25.74 (GBP)

Sell

125

25.64 (GBP)

Sell

119

26.18 (GBP)

Sell

119

25.98 (GBP)

Sell

119

25.66 (GBP)

Sell

119

25.15 (GBP)

Sell

117

25.13 (GBP)

Sell

116

25.77 (GBP)

Sell

116

25.85 (GBP)

Sell

116

25.85 (GBP)

Sell

116

25.81 (GBP)

Sell

116

25.85 (GBP)

Sell

116

25.69 (GBP)

Sell

115

25.87 (GBP)

Sell

115

25.94 (GBP)

Sell

115

25.88 (GBP)

Sell

115

25.88 (GBP)

Sell

114

26.19 (GBP)

Sell

114

26.18 (GBP)

Sell

113

25.46 (GBP)

Sell

110

26.55 (GBP)

Sell

109

25.1 (GBP)

Sell

106

26.02 (GBP)

Sell

105

25.85 (GBP)

Sell

102

26.07 (GBP)

Sell

100

26.39 (GBP)

Sell

100

26.28 (GBP)

Sell

100

25.21 (GBP)

Sell

100

26.06 (GBP)

Sell

100

25.13 (GBP)

Sell

100

25.13 (GBP)

Sell

100

26.39 (GBP)

Sell

100

26.73 (GBP)

Sell

100

25.46 (GBP)

Sell

100

26.67 (GBP)

Sell

100

26.73 (GBP)

Sell

99

26.47 (GBP)

Sell

97

25.54 (GBP)

Sell

95

26.28 (GBP)

Sell

94

26.17 (GBP)

Sell

92

25.03 (GBP)

Sell

90

26.88 (GBP)

Sell

88

26.07 (GBP)

Sell

86

26.07 (GBP)

Sell

86

26.56 (GBP)

Sell

85

25.46 (GBP)

Sell

85

25.97 (GBP)

Sell

84

26.7 (GBP)

Sell

83

25.85 (GBP)

Sell

83

25.77 (GBP)

Sell

80

25.04 (GBP)

Sell

80

25.04 (GBP)

Sell

78

25.95 (GBP)

Sell

76

25.71 (GBP)

Sell

75

25.66 (GBP)

Sell

74

25.46 (GBP)

Sell

69

25.99 (GBP)

Sell

68

25.74 (GBP)

Sell

66

26.12 (GBP)

Sell

65

25.03 (GBP)

Sell

64

25.54 (GBP)

Sell

63

26.04 (GBP)

Sell

61

25.64 (GBP)

Sell

59

25.76 (GBP)

Sell

58

25.15 (GBP)

Sell

58

25.13 (GBP)

Sell

56

25.95 (GBP)

Sell

55

25.1 (GBP)

Sell

49

25.62 (GBP)

Sell

42

26.7 (GBP)

Sell

39

25.77 (GBP)

Sell

37

25.64 (GBP)

Sell

32

25.54 (GBP)

Sell

32

26.07 (GBP)

Sell

32

26.47 (GBP)

Sell

31

26.28 (GBP)

Sell

31

26.17 (GBP)

Sell

30

26.02 (GBP)

Sell

29

26.08 (GBP)

Sell

28

25.46 (GBP)

Sell

27

25.46 (GBP)

Sell

27

25.03 (GBP)

Sell

23

26.09 (GBP)

Sell

15

25.98 (GBP)

Sell

8

25.24 (GBP)

TOTAL BUYS:43496

TOTAL SELLS:47104

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

10-Nov-2008 09:59:19

 

Contact name

Collins,Carolyn; Philipp Abelbeck

 

Telephone number

44 20 7888 0241

 

Name of offeree/offeror with which connected

Rio Tinto Plc

 

Nature of connection (Note 9)

ADVISOR

Notes 

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFFLFFSSASEDF

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,786.46
Change0.00