14th Nov 2007 11:14
UBS AG (EPT)14 November 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 13 NOVEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 17,100 0.01% 1,550 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 17,100 0.01% 1,550 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) PURCHASE 120 916 pence PURCHASE 138 916.5 PURCHASE 742 916.5 PURCHASE 600 917 PURCHASE 2751 917 PURCHASE 400 917 PURCHASE 600 917 SALE 438 917.5 SALE 13 917.5 SALE 48 917.5 PURCHASE 2500 919.5 PURCHASE 1919 919.5 SALE 370 920 SALE 266 920 SALE 900 920 SALE 472 920 SALE 300 920 SALE 389 920.5 SALE 2500 920.5 SALE 1725 920.5 PURCHASE 405 920.5 PURCHASE 119 920.5 SALE 114 921 SALE 2500 921.5 SALE 287 921.5 SALE 779 921.5 SALE 500 921.5 SALE 351 921.5 SALE 2500 921.5 SALE 422 921.5 SALE 335 921.5 SALE 1728 922 SALE 41 922 PURCHASE 4565 922 SALE 578 922 SALE 1311 922 SALE 582 922 SALE 387 922 PURCHASE 1713 922.5 SALE 1076 922.5 PURCHASE 22 922.5 PURCHASE 22 922.5 PURCHASE 100 922.5 SALE 1934 922.5 SALE 2939 922.5 SALE 547 922.5 PURCHASE 207 923 PURCHASE 26 923 PURCHASE 2470 923 PURCHASE 1000 923 PURCHASE 676 923 PURCHASE 1460 923 PURCHASE 935 924 PURCHASE 1105 924 PURCHASE 86 924 SALE 2556 924 SALE 880 924 SALE 385 924 SALE 1045 924 SALE 545 924 SALE 655 924 SALE 572 924 SALE 1300 924 SALE 801 924.5 SALE 1110 924.5 SALE 2127 924.5 SALE 1100 924.5 PURCHASE 2093 925 PURCHASE 1000 925 PURCHASE 1000 925 PURCHASE 1608 925 PURCHASE 343 925 PURCHASE 9683 925.5 TOTAL PURCHASES 40,408 TOTAL SALES 39,408 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 14 NOVEMBER 2007Contact name NIMISHA SACHDEVTelephone number 020 7568 9289Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros