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EPT Disclosure

4th Sep 2008 12:56

RNS Number : 7554C
Deutsche Bank AG
04 September 2008
 
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
 
Company dealt in
BHP Billiton Ltd
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
03/09/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
9,072,351 0.27%
-6,846,762 -0.20%
(2) Derivatives (other than options)
 
6,938,012 0.21%
-7,545,080 -0.22%
(3) Options and agreements to purchase/sell
 
13,731,000 0.41%
-7,980,000 -0.24%
Total
 
29,741,363 0.89%
-22,371,842 -0.67%
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
10000
37.80
Purchase
5000
37.81
Purchase
10000
37.82
Purchase
5000
37.85
Purchase
669
37.87
Purchase
260
37.88
Purchase
5895
37.89
Purchase
19695
37.90
Purchase
5141
37.91
Purchase
150
37.92
Purchase
6227
37.93
Purchase
100
37.94
Purchase
148550
37.95
Purchase
1431
37.97
Purchase
5514
37.98
Purchase
6303
37.99
Purchase
6981
38.00
Purchase
5544
38.01
Purchase
5000
38.02
Purchase
2698
38.03
Purchase
517
38.04
Purchase
1487
38.05
Purchase
1000
38.06
Purchase
4056
38.07
Purchase
2707
38.08
Purchase
8642
38.09
Purchase
3550
38.10
Purchase
2264
38.11
Purchase
5159
38.12
Purchase
1212
38.13
Purchase
800
38.14
Purchase
262
38.15
Purchase
44533
38.16
Purchase
403
38.16
Purchase
1459
38.17
Purchase
433
38.18
Purchase
482
38.19
Purchase
3701
38.20
Purchase
500
38.22
Purchase
1500
38.27
Purchase
15960
38.29
Purchase
500
38.30
Purchase
5586
38.32
Purchase
383
38.33
Purchase
3300
38.38
Purchase
43700
38.39
Purchase
12848
38.40
Purchase
173
38.41
Purchase
18585
38.43
Purchase
7911
38.44
Purchase
26690
38.45
Purchase
12475
38.46
Purchase
34968
38.47
Purchase
49495
38.48
Purchase
57669
38.49
Purchase
156780
38.50
Purchase
10000
38.51
Purchase
21291
38.51
Purchase
2720
38.53
Purchase
51370
38.53
Purchase
4474
38.54
Purchase
35482
38.55
Purchase
18609
38.56
Purchase
21110
38.57
Purchase
17750
38.58
Purchase
15170
38.59
Purchase
13432
38.60
Purchase
267
38.61
Purchase
3489
38.62
Purchase
1037
38.63
Purchase
22313
38.64
Purchase
18909
38.65
Purchase
7732
38.66
Purchase
14176
38.67
Purchase
30677
38.68
Purchase
9367
38.69
Purchase
13359
38.70
Purchase
4173
38.71
Purchase
11073
38.72
Purchase
4115
38.73
Purchase
11151
38.74
Purchase
3591
38.75
Purchase
2154
38.76
Purchase
13452
38.77
Purchase
7226
38.78
Purchase
4152
38.79
Purchase
852
38.80
Purchase
698
38.81
TOTAL PURCHASE
1184468
 
Sale
546
37.80
Sale
432
37.81
Sale
600
37.82
Sale
115
37.83
Sale
841
37.84
Sale
6653
37.85
Sale
50000
37.85
Sale
786
37.86
Sale
2004
37.87
Sale
231
37.88
Sale
3016
37.89
Sale
13979
37.90
Sale
3430
37.91
Sale
6834
37.92
Sale
9052
37.93
Sale
6944
37.94
Sale
38618
37.95
Sale
1879
37.96
Sale
8793
37.97
Sale
865
37.98
Sale
6098
37.99
Sale
4441
38.00
Sale
869
38.02
Sale
1393
38.03
Sale
822
38.04
Sale
373
38.05
Sale
2312
38.06
Sale
100
38.07
Sale
2685
38.08
Sale
6526
38.09
Sale
786
38.10
Sale
8463
38.11
Sale
17887
38.12
Sale
17705
38.13
Sale
4488
38.14
Sale
1310
38.15
Sale
1860
38.16
Sale
1225
38.17
Sale
2654
38.18
Sale
59550
38.18
Sale
4261
38.19
Sale
5766
38.20
Sale
345
38.21
Sale
596
38.22
Sale
2229
38.23
Sale
240
38.24
Sale
495
38.25
Sale
1200
38.28
Sale
30
38.29
Sale
7585
38.30
Sale
424
38.31
Sale
485
38.32
Sale
500
38.33
Sale
4000
38.39
Sale
500
38.40
Sale
534
38.42
Sale
30000
38.42
Sale
698
38.43
Sale
39200
38.44
Sale
6585
38.44
Sale
1658
38.45
Sale
1472
38.46
Sale
15316
38.47
Sale
15302
38.48
Sale
10000
38.48
Sale
34963
38.49
Sale
18340
38.50
Sale
6437
38.51
Sale
2047
38.52
Sale
2238
38.53
Sale
1839
38.54
Sale
2372
38.55
Sale
1534
38.56
Sale
7428
38.57
Sale
16619
38.58
Sale
8015
38.59
Sale
7171
38.60
Sale
6887
38.61
Sale
4799
38.62
Sale
2624
38.63
Sale
3881
38.64
Sale
72056
38.65
Sale
6859
38.66
Sale
6377
38.67
Sale
4649
38.68
Sale
3082
38.69
Sale
675
38.70
Sale
1917
38.71
Sale
389
38.72
Sale
2971
38.73
Sale
2472
38.74
Sale
8544
38.75
Sale
4202
38.76
Sale
1666
38.77
Sale
267
38.78
Sale
2231
38.79
Sale
288
38.83
Sale
3868
39.29
TOTAL SALES
696293
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
50
37.88
CFD
Long
463
37.93
CFD
Long
514
37.94
CFD
Long
200
37.95
CFD
Long
50
37.96
CFD
Long
5000
37.97
CFD
Long
5000
37.99
CFD
Long
2000
38.06
CFD
Long
287
38.08
CFD
Long
5469
38.09
CFD
Long
2134
38.11
CFD
Long
5046
38.12
CFD
Long
494
38.13
CFD
Long
1387
38.14
CFD
Long
100
38.15
CFD
Long
101
38.16
CFD
Long
113
38.17
CFD
Long
250
38.18
CFD
Long
59550
38.18
CFD
Long
2641
38.19
CFD
Long
5250
38.20
CFD
Long
109
38.22
CFD
Long
1200
38.28
CFD
Long
3000
38.30
CFD
Long
100
38.32
CFD
Long
500
38.33
CFD
Long
4000
38.39
CFD
Long
500
38.40
CFD
Long
30000
38.42
CFD
Long
39200
38.44
CFD
Long
500
38.44
CFD
Long
1400
38.45
CFD
Long
1000
38.46
CFD
Long
2000
38.47
CFD
Long
1050
38.48
CFD
Long
10000
38.48
CFD
Long
3269
38.49
CFD
Long
9500
38.50
CFD
Long
1421
38.55
CFD
Long
5342
38.57
CFD
Long
382
38.58
CFD
Long
1273
38.59
CFD
Long
2035
38.60
CFD
Long
3049
38.61
CFD
Long
3125
38.62
CFD
Long
460
38.63
CFD
Long
1168
38.64
CFD
Long
2502
38.69
CFD
Long
1304
38.75
CFD
Long
1000
38.79
CFD
Long
3868
39.29
CFD
Short
5000
37.81
CFD
Short
5000
37.85
CFD
Short
624
37.90
CFD
Short
150
37.92
CFD
Short
300
37.93
CFD
Short
100
37.94
CFD
Short
500
37.95
CFD
Short
500
37.97
CFD
Short
1101
38.00
CFD
Short
5000
38.01
CFD
Short
1017
38.03
CFD
Short
517
38.04
CFD
Short
368
38.05
CFD
Short
1000
38.06
CFD
Short
1100
38.07
CFD
Short
982
38.08
CFD
Short
12
38.11
CFD
Short
5000
38.12
CFD
Short
500
38.13
CFD
Short
800
38.14
CFD
Short
44533
38.16
CFD
Short
100
38.16
CFD
Short
500
38.20
CFD
Short
500
38.22
CFD
Short
1500
38.27
CFD
Short
500
38.30
CFD
Short
383
38.33
CFD
Short
43700
38.39
CFD
Short
10000
38.40
CFD
Short
500
38.45
CFD
Short
1250
38.47
CFD
Short
700
38.48
CFD
Short
6368
38.49
CFD
Short
2200
38.50
CFD
Short
10000
38.51
CFD
Short
1910
38.51
CFD
Short
2300
38.53
CFD
Short
51370
38.53
CFD
Short
2208
38.55
CFD
Short
1961
38.56
CFD
Short
2503
38.59
CFD
Short
3839
38.60
CFD
Short
693
38.63
CFD
Short
1809
38.64
CFD
Short
3000
38.70
CFD
Short
1499
38.75
CFD
Short
906
38.76
CFD
Short
94
38.78
CFD
Short
3868
39.29
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
Date
Option money
paid/received per unit
AUD $
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit
Australian Dollar $
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
04/09/2008
Contact name
Artie Movsesian
Telephone number
020 7545 7804
Name of offeree/offeror with which connected
Rio Tinto Plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
 
 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMLIMBTMMIMBLP

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