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EPT Disclosure

7th Aug 2008 12:17

RNS Number : 8702A
Credit Suisse Equities (Australia)
07 August 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

6-08-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

10441863

0.311

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

10441863

0.311

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

69,325

37.22

Purchase

1,280

37.04

Purchase

3,000

37.04

Purchase

264

37.04

Purchase

890

37.04

Purchase

12

37.04

Purchase

181

37.04

Purchase

151

37.04

Purchase

119

37.04

Purchase

1,244

37.04

Purchase

1,985

37.05

Purchase

95

37.05

Purchase

200

37.05

Purchase

1,000

37.05

Purchase

500

37.05

Purchase

4,314

37.05

Purchase

946

37.07

Purchase

6,084

37.07

Purchase

1,052

37.05

Purchase

1,161

37.05

Purchase

1,000

37.05

Purchase

97

37.05

Purchase

12

37.05

Purchase

37

37.05

Purchase

1,235

37.04

Purchase

3,000

37.04

Purchase

1,275

37.04

Purchase

25

37.02

Purchase

885

37.02

Purchase

6,275

36.95

Purchase

200

36.91

Purchase

18

36.91

Purchase

585

36.90

Purchase

4,162

36.88

Purchase

479

36.94

Purchase

100

36.94

Purchase

1,748

36.94

Purchase

435

36.94

Purchase

1,930

36.94

Purchase

37

36.94

Purchase

338

36.94

Purchase

2,306

36.94

Purchase

679

36.94

Purchase

1

36.94

Purchase

1

36.94

Purchase

211

36.94

Purchase

2,296

36.94

Purchase

197

36.94

Purchase

181

36.94

Purchase

769

36.94

Purchase

12

36.94

Purchase

801

36.94

Purchase

21

36.94

Purchase

106

36.94

Purchase

1,000

36.94

Purchase

999

36.94

Purchase

586

36.81

Purchase

460

36.81

Purchase

99

36.81

Purchase

666

36.73

Purchase

4,162

36.74

Purchase

2,054

36.73

Purchase

142

36.73

Purchase

1,130

36.73

Purchase

53

36.73

Purchase

117

36.73

Purchase

4,162

36.60

Purchase

300

36.58

Purchase

53

36.58

Purchase

2,475

36.58

Purchase

95

36.57

Purchase

2,274

36.57

Purchase

4,162

36.57

Purchase

220

36.55

Purchase

131

36.55

Purchase

300

36.55

Purchase

44

36.55

Purchase

904

36.47

Purchase

222

36.47

Purchase

16

36.47

Purchase

796

36.47

Purchase

1,654

36.47

Purchase

257

36.47

Purchase

299

36.47

Purchase

1,262

36.47

Purchase

13

36.46

Purchase

979

36.46

Purchase

1,099

36.46

Purchase

780

36.46

Purchase

161

36.46

Purchase

7,075

36.50

Purchase

59

36.46

Purchase

100,000

36.50

Purchase

220

36.52

Purchase

74

36.59

Purchase

314

36.59

Purchase

95

36.59

Purchase

761

36.59

Purchase

1,125

36.59

Purchase

139

36.59

Purchase

2,486

36.59

Purchase

457

36.60

Purchase

96

36.60

Purchase

12

36.60

Purchase

3,597

36.60

Purchase

4,685

36.61

Purchase

1,142

36.61

Purchase

4,148

36.62

Purchase

14

36.62

Purchase

1,632

36.57

Purchase

644

36.57

Purchase

1,687

36.57

Purchase

2,000

36.57

Purchase

760

36.57

Purchase

60

36.57

Purchase

205

36.57

Purchase

907

36.57

Purchase

793

36.57

Purchase

13

36.57

Purchase

249

36.57

Purchase

112

36.57

Purchase

16

36.57

Purchase

922

36.57

Purchase

6,770

36.57

Purchase

11

36.57

Purchase

136

36.57

Purchase

597

36.57

Purchase

122

36.57

Purchase

1,063

36.57

Purchase

2

36.57

Purchase

1,299

36.57

Purchase

517

36.61

Purchase

1,386

36.61

Purchase

227

36.61

Purchase

159

36.61

Purchase

1,381

36.61

Purchase

820

36.61

Purchase

264

36.61

Purchase

136

36.61

Purchase

243

36.61

Purchase

1,995

36.64

Purchase

3,415

36.64

Purchase

3,461

36.63

Purchase

20

36.63

Purchase

98

36.63

Purchase

483

36.63

Purchase

757

36.63

Purchase

1

36.63

Purchase

95

36.63

Purchase

1,644

36.63

Purchase

120

36.63

Purchase

105

36.62

Purchase

1,594

36.63

Purchase

160

36.63

Purchase

494

36.63

Purchase

17

36.63

Purchase

168

36.63

Purchase

950

36.63

Purchase

779

36.63

Purchase

791

36.61

Purchase

189

36.61

Purchase

2,267

36.61

Purchase

915

36.61

Purchase

689

36.60

Purchase

142

36.60

Purchase

2,062

36.60

Purchase

77

36.61

Purchase

10

36.61

Purchase

10

36.61

Purchase

813

36.61

Purchase

364

36.61

Purchase

1,140

36.61

Purchase

1,748

36.61

Purchase

4,162

36.61

Purchase

2,718

36.61

Purchase

95

36.61

Purchase

38

36.61

Purchase

230

36.61

Purchase

405

36.61

Purchase

526

36.61

Purchase

120

36.61

Purchase

30

36.61

Purchase

3,770

36.62

Purchase

392

36.62

Purchase

2,325

36.62

Purchase

125

36.62

Purchase

970

36.62

Purchase

303

36.62

Purchase

1,970

36.64

Purchase

338

36.64

Purchase

95

36.64

Purchase

34

36.64

Purchase

29

36.64

Purchase

17

36.64

Purchase

2,517

36.64

Purchase

439

36.62

Purchase

460

36.62

Purchase

1,298

36.62

Purchase

769

36.62

Purchase

1,142

36.62

Purchase

493

36.62

Purchase

4,162

36.66

Purchase

2,921

36.66

Purchase

302

36.66

Purchase

96

36.66

Purchase

8

36.66

Purchase

2,500

36.66

Purchase

2,730

36.65

Purchase

1,397

36.65

Purchase

35

36.65

Purchase

137

36.64

Purchase

142

36.64

Purchase

770

36.64

Purchase

3,529

36.63

Purchase

416

36.71

Purchase

251

36.71

Purchase

115

36.71

Purchase

806

36.71

Purchase

2

36.71

Purchase

156

36.71

Purchase

56

36.71

Purchase

1,337

36.71

Purchase

1,861

36.71

Purchase

499

36.72

Purchase

1,144

36.72

Purchase

3,432

36.72

Purchase

900

36.72

Purchase

52

36.72

Purchase

6

36.72

Purchase

194

36.72

Purchase

770

36.72

Purchase

3

36.72

Purchase

941

36.74

Purchase

2,721

36.74

Purchase

500

36.74

Purchase

4,160

36.73

Purchase

1

36.73

Purchase

1

36.73

Purchase

2,538

36.70

Purchase

1,000

36.70

Purchase

167

36.70

Purchase

457

36.70

Purchase

754

36.70

Purchase

1,097

36.70

Purchase

351

36.70

Purchase

400

36.70

Purchase

1,560

36.70

Purchase

17

36.68

Purchase

-667

36.68

Purchase

667

36.68

Purchase

490

36.68

Purchase

1,000

36.68

Purchase

5

36.68

Purchase

90

36.68

Purchase

125

36.68

Purchase

1,546

36.67

Purchase

212

36.67

Purchase

10

36.67

Purchase

2,211

36.67

Purchase

1,475

36.67

Purchase

5,000

36.67

Purchase

250

36.67

Purchase

879

36.67

Purchase

1,000

36.67

Purchase

495

36.67

Purchase

196

36.67

Purchase

95

36.67

Purchase

95

36.67

Purchase

16

36.67

Purchase

1,118

36.67

Purchase

67

36.66

Purchase

103

36.65

Purchase

4,162

36.64

Purchase

381

36.72

Purchase

2,270

36.72

Purchase

8

36.72

Purchase

1,387

36.72

Purchase

16

36.72

Purchase

100

36.72

Purchase

174

36.91

Purchase

64

36.91

Purchase

4,545

36.91

Purchase

500

36.89

Purchase

211

36.89

Purchase

840

36.89

Purchase

2,210

36.88

Purchase

97

36.88

Purchase

1,382

36.88

Purchase

373

36.84

Purchase

514

36.84

Purchase

1,089

36.84

Purchase

430

36.84

Purchase

2,122

36.81

Purchase

282

36.81

Purchase

95

36.81

Purchase

1

36.81

Purchase

8,403

36.87

Purchase

72

36.86

Purchase

265

36.86

Purchase

3,770

36.87

Purchase

119

36.85

Purchase

273

36.85

Purchase

6,243

36.87

Purchase

204

36.85

Purchase

500

36.85

Purchase

461

36.85

Purchase

130

36.85

Purchase

975

36.85

Purchase

2

36.85

Purchase

162

36.85

Purchase

59

36.85

Purchase

12

36.85

Purchase

95

36.85

Purchase

254

36.85

Purchase

1,000

36.85

Purchase

159

36.85

Purchase

149

36.85

Purchase

171

36.86

Purchase

3,494

36.86

Purchase

1,686

36.89

Purchase

396

36.89

Purchase

1,000

36.89

Purchase

1,080

36.89

Purchase

497

36.86

Purchase

608

36.56

Purchase

300

36.56

Purchase

300

36.56

Purchase

2,054

36.56

Purchase

154

36.56

Purchase

1,584

36.56

Purchase

7,881

36.57

Purchase

117

36.57

Purchase

1,002

36.57

Purchase

1,000

36.57

Purchase

200

36.65

Purchase

200

36.65

Purchase

500

36.65

Purchase

46

36.70

Purchase

19

36.70

Purchase

5,345

36.70

Purchase

3,435

36.69

Purchase

1,083

36.69

Purchase

99

36.69

Purchase

377

36.69

Purchase

5,923

36.76

Purchase

52

36.76

Purchase

163

36.76

Purchase

216

36.76

Purchase

400

36.76

Purchase

1,570

36.76

Purchase

156

36.62

Purchase

4,578

36.63

Purchase

95

36.62

Purchase

172

36.62

Purchase

440

36.62

Purchase

188

36.62

Purchase

1,000

36.62

Purchase

780

36.62

Purchase

2,163

36.62

Purchase

977

36.62

Purchase

598

36.62

Purchase

2,346

36.61

Purchase

-4

36.61

Purchase

4

36.61

Purchase

4,109

36.61

Purchase

53

36.61

Purchase

4,947

36.61

Purchase

87

36.61

Purchase

97

36.61

Purchase

22

36.61

Purchase

138

36.61

Purchase

105

36.61

Purchase

14

36.61

Purchase

1,637

36.59

Purchase

540

36.59

Purchase

96

36.59

Purchase

535

36.59

Purchase

280

36.60

Purchase

3,680

36.55

Purchase

1,000

36.55

Purchase

500

36.55

Purchase

1,063

36.55

Purchase

62

36.54

Purchase

4,100

36.54

Purchase

800

36.52

Purchase

791

36.52

Purchase

307

36.49

Purchase

256

36.49

Purchase

5,766

36.51

Purchase

61

36.51

Purchase

2,000

36.49

Purchase

300

36.49

Purchase

900

36.49

Purchase

815

36.49

Purchase

3,190

36.51

Purchase

2,000

36.51

Purchase

3,126

36.52

Purchase

818

36.52

Purchase

634

36.52

Purchase

300

36.51

Purchase

337

36.50

Purchase

4,162

36.47

Purchase

35

36.53

Purchase

400

36.53

Purchase

65

36.53

Purchase

126

36.53

Purchase

154

36.53

Purchase

11

36.50

Purchase

1,000

36.50

Purchase

500

36.50

Purchase

500

36.50

Purchase

2,000

36.50

Purchase

567

36.50

Purchase

4,162

36.50

Purchase

4,067

36.50

Purchase

40

36.47

Purchase

98

36.47

Purchase

555

36.47

Purchase

1,000

36.47

Purchase

140

36.47

Purchase

500

36.47

Purchase

2,245

36.47

Purchase

95

36.45

Purchase

3,936

36.46

Purchase

180

36.46

Purchase

46

36.46

Purchase

3,912

36.42

Purchase

300

36.42

Purchase

158

36.42

Purchase

198

36.42

Purchase

426

36.42

Purchase

5,410

36.42

Purchase

2,923

36.41

Purchase

147

36.41

Purchase

124

36.41

Purchase

121

36.41

Purchase

500

36.41

Purchase

200

36.41

Purchase

147

36.41

Purchase

4,162

36.40

Purchase

25

36.46

Purchase

293

36.46

Purchase

281

36.46

Purchase

1

36.46

Purchase

400

36.46

Purchase

159

36.46

Purchase

145

36.46

Purchase

696

36.46

Purchase

889

36.46

Purchase

99

36.46

Purchase

12

36.46

Purchase

4

36.61

Purchase

473

36.88

Purchase

667

36.68

Purchase

4,162

36.50

Purchase

103,644

39.99

Purchase

94,290

36.53

Purchase

5,710

36.53

Sale

-220

36.55

Sale

4,162

36.50

Sale

-4,162

36.50

Sale

-887

36.50

Sale

-162

36.50

Sale

-163

36.58

Sale

-426

36.42

Sale

-141

36.42

Sale

-5,410

36.42

Sale

-52

36.40

Sale

-594

36.40

Sale

-2,923

36.41

Sale

-147

36.41

Sale

-124

36.41

Sale

-121

36.41

Sale

-165

36.45

Sale

-13

36.45

Sale

-204

36.45

Sale

-223

36.45

Sale

-437

36.45

Sale

-293

36.46

Sale

-281

36.46

Sale

-145

36.46

Sale

-696

36.46

Sale

-1,885

37.10

Sale

-107

37.10

Sale

-278

37.10

Sale

-1,030

37.10

Sale

-1,770

37.07

Sale

-550

37.07

Sale

-4,704

37.07

Sale

-607

37.07

Sale

-2,369

37.07

Sale

-5,000

36.50

Sale

-11,744

36.50

Sale

-49

36.50

Sale

-100

36.50

Sale

-153

36.50

Sale

-2,857

36.50

Sale

-935

36.50

Sale

-15,000

36.50

Sale

-15,860

36.50

Sale

-150

36.50

Sale

-100

36.50

Sale

-374

36.50

Sale

-6,621

36.50

Sale

-1

36.50

Sale

-2,700

36.50

Sale

-7,389

36.50

Sale

-9,853

36.50

Sale

-80

36.50

Sale

-10,067

36.50

Sale

-147

36.50

Sale

-3

36.50

Sale

-26

36.50

Sale

-342

36.50

Sale

-5,000

36.50

Sale

-7

36.50

Sale

-49

36.50

Sale

-182

36.50

Sale

-280

36.50

Sale

-600

36.50

Sale

-85

36.61

Sale

-108

36.61

Sale

-27

36.61

Sale

-1,040

36.84

Sale

-100

36.84

Sale

-475

36.84

Sale

-700

36.84

Sale

-365

36.84

Sale

-9,695

36.88

Sale

-305

36.89

Sale

-72

36.90

Sale

-1,081

36.87

Sale

-1,680

36.87

Sale

-1,460

36.87

Sale

-779

36.87

Sale

-5,000

36.83

Sale

-2,735

36.73

Sale

-1,260

36.73

Sale

-1,360

36.73

Sale

-1,129

36.73

Sale

-1,954

36.73

Sale

-12

36.73

Sale

-210

36.73

Sale

-1,340

36.73

Sale

-11

36.72

Sale

-209

36.72

Sale

-3,348

36.78

Sale

-400

36.78

Sale

-1,936

36.78

Sale

-511

36.78

Sale

-100

36.78

Sale

-3,705

36.78

Sale

-4,186

36.75

Sale

-270

36.75

Sale

-23

36.75

Sale

-700

36.75

Sale

-1,792

36.75

Sale

-1,217

36.75

Sale

-312

36.75

Sale

-177

36.58

Sale

-1,460

36.58

Sale

-425

36.58

Sale

-1,674

36.58

Sale

-300

36.58

Sale

-2,920

36.58

Sale

-513

36.58

Sale

-1,474

36.58

Sale

-1,460

36.60

Sale

-681

36.46

Sale

-135

36.46

Sale

-226

36.46

Sale

-48

36.47

Sale

-802

36.47

Sale

-9,108

36.47

Sale

-863

36.42

Sale

-567

36.42

Sale

-398

36.40

Sale

-10

36.40

Sale

-130

36.40

Sale

-292

36.40

Sale

-19

36.40

Sale

-42

36.40

Sale

-458

36.40

Sale

-20

36.40

Sale

-80

36.40

Sale

-675

36.40

Sale

-900

36.40

Sale

-99

36.40

Sale

-882

36.40

Sale

-19

36.40

Sale

-275

36.40

Sale

-1,116

36.40

Sale

-12,624

36.40

Sale

-600

36.40

Sale

-19,400

36.40

Sale

-1,829

36.40

Sale

-29

36.40

Sale

-178

36.40

Sale

-81

36.40

Sale

-141

36.40

Sale

-76

36.41

Sale

-172

36.41

Sale

-98

36.40

Sale

-201

36.40

Sale

-83

36.40

Sale

-154

36.40

Sale

-20

36.40

Sale

-77

36.40

Sale

-32

36.40

Sale

-34

36.40

Sale

-140

36.40

Sale

-4

36.40

Sale

-680

36.40

Sale

-14

36.40

Sale

-356

36.40

Sale

-8,522

36.40

Sale

-533

36.41

Sale

-533

36.41

Sale

-72

36.40

Sale

-26

36.40

Sale

-493

36.40

Sale

-4,976

36.40

Sale

-500

36.40

Sale

-52

36.40

Sale

-812

36.40

Sale

-2

36.40

Sale

-53

36.40

Sale

-1,016

36.40

Sale

-47

36.40

Sale

-1,372

36.40

Sale

-9

36.40

Sale

-865

36.40

Sale

-2,135

36.40

Sale

-402

36.40

Sale

-276

36.40

Sale

-449

36.40

Sale

-39

36.40

Sale

-3,252

36.40

Sale

-479

36.40

Sale

-84

36.40

Sale

-756

36.40

Sale

-16

36.41

Sale

-396

36.40

Sale

-5,982

36.40

Sale

-1,193

36.40

Sale

-8,746

36.40

Sale

-61

36.40

Sale

-80

36.40

Sale

-1,965

36.40

Sale

-4,493

36.45

Sale

-564

36.45

Sale

-8,123

36.45

Sale

-11,013

36.45

Sale

-1,397

36.45

Sale

-2,009

36.45

Sale

-13

36.45

Sale

-215

36.45

Sale

-23

36.45

Sale

-192

36.45

Sale

-151

36.45

Sale

-157

36.45

Sale

-300

36.45

Sale

-78

36.45

Sale

-305

36.45

Sale

-422

36.45

Sale

-578

36.45

Sale

-244

36.46

Sale

-338

36.46

Sale

-500

36.47

Sale

-121

36.47

Sale

-137

36.47

Sale

-132

36.47

Sale

-132

36.47

Sale

-300

36.45

Sale

-49

36.45

Sale

-146

36.45

Sale

-54

36.47

Sale

-180

36.47

Sale

-199

36.47

Sale

-1,165

36.45

Sale

-1,157

36.45

Sale

-4,160

36.45

Sale

-7,414

36.45

Sale

-1

36.45

Sale

-1,271

36.45

Sale

-2,600

36.45

Sale

-442

36.47

Sale

-250

36.45

Sale

-14

36.45

Sale

-1,344

36.45

Sale

-10

36.46

Sale

-443

36.46

Sale

-586

36.46

Sale

-88

36.46

Sale

-51

36.46

Sale

-35

36.46

Sale

-126

36.46

Sale

-312

36.46

Sale

-450

36.46

Sale

-137

36.46

Sale

-178

36.46

Sale

-556

36.46

Sale

-531

36.46

Sale

-2,068

36.45

Sale

-5,299

36.45

Sale

-27

36.46

Sale

-25

36.46

Sale

-33

36.46

Sale

-303

36.46

Sale

-1

36.46

Sale

-60

36.46

Sale

-385

36.46

Sale

-255

36.46

Sale

-13

36.46

Sale

-126

36.46

Sale

-108

36.46

Sale

-169

36.46

Sale

-270

36.45

Sale

-346

36.46

Sale

-329

36.46

Sale

-253

36.46

Sale

-770

36.46

Sale

-46

36.46

Sale

-1,144

36.46

Sale

-1,066

36.45

Sale

-1,612

36.45

Sale

-1

36.47

Sale

-117

36.47

Sale

-5,727

36.47

Sale

-7,210

36.47

Sale

-269

36.47

Sale

-216

36.46

Sale

-422

36.46

Sale

-503

36.46

Sale

-1,347

36.46

Sale

-12

36.46

Sale

-430

36.46

Sale

-2,070

36.46

Sale

-2,500

36.46

Sale

-30

36.46

Sale

-6,095

36.46

Sale

-3

36.37

Sale

-4,162

36.50

Sale

-504,178

36.41

Sale

-30,532

36.41

TOTAL BUYS:834003

TOTAL SELLS:922371

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

 

 

 

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

7-08-2008

Contact name

Carolyn Collins/ Simon Crawley

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFLLTVIDIIT

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