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EPT Disclosure

27th Aug 2008 11:51

RNS Number : 1133C
Deutsche Bank AG
27 August 2008
 
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
 
 
1. KEY INFORMATION
 
Name of exempt principal trader
Deutsche Securities Australia Limited
Company dealt in
Rio Tinto Limited
Class of relevant security to which the dealings being disclosed relate(Note 1)
Ordinary
Date of dealing
26/08/2008
 
 
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
 
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
 
 
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
1,347,593 0.29%
-923,154 -0.20
(2) Derivatives (other than options)
 
746,087 0.16%
-1,208,349 -0.26
(3) Options and agreements to purchase/sell
 
1,208,000 0.26%
-850,100 -0.19
Total
 
3,301,680 0.71%
-2,981,603 -0.65
 
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
 
Class of relevant security:
 
Long
Short
 
 
Number (%)
Number (%)
(1) Relevant securities
 
 
 
(2) Derivatives (other than options)
 
 
 
(3) Options and agreements to purchase/sell
 
 
 
Total
 
 
 
 
(c) Rights to subscribe (Note 2)
 
Class of relevant security:
 
Details
 
 
 
3. DEALINGS (Note 3)
 
(a) Purchases and sales
 
Purchase/sale
 
Number of securities
Price per unit (Note 4)
AUD $
Purchase
159
120.31
Purchase
42
120.41
Purchase
1
120.42
Purchase
382
120.45
Purchase
28
120.47
Purchase
137
120.51
Purchase
118
120.54
Purchase
402
120.55
Purchase
57
120.56
Purchase
55
120.57
Purchase
299
120.63
Purchase
84
120.64
Purchase
2786
120.66
Purchase
110
120.68
Purchase
225
120.69
Purchase
28
120.70
Purchase
3
120.71
Purchase
71
120.73
Purchase
144
120.74
Purchase
262
120.77
Purchase
166
120.81
Purchase
300
120.82
Purchase
374
120.85
Purchase
205
120.90
Purchase
99
120.92
Purchase
203
120.93
Purchase
332
120.94
Purchase
172
120.95
Purchase
176
120.97
Purchase
19
121.01
Purchase
56
121.03
Purchase
89
121.08
Purchase
22
121.13
Purchase
156
121.14
Purchase
17
121.16
Purchase
278
121.20
Purchase
363
121.21
Purchase
20
121.23
Purchase
201
121.26
Purchase
1950
121.26
Purchase
66
121.28
Purchase
373
121.30
Purchase
13
121.33
Purchase
763
121.38
Purchase
59
121.50
Purchase
373
121.60
Purchase
206
121.63
Purchase
158
121.64
Purchase
410
121.65
Purchase
71
121.67
Purchase
66
121.69
Purchase
567
121.71
Purchase
294
121.72
Purchase
425
121.74
Purchase
39
121.76
Purchase
1
121.77
Purchase
2
121.78
Purchase
172
121.80
Purchase
375
121.84
Purchase
471
121.88
Purchase
152
121.89
Purchase
301
121.90
Purchase
61
121.91
Purchase
344
121.93
Purchase
405
121.94
Purchase
741
121.95
Purchase
3
121.96
Purchase
245
121.97
Purchase
344
121.98
Purchase
172
122.00
Purchase
98
122.01
Purchase
404
122.03
Purchase
172
122.04
Purchase
714
122.05
Purchase
389
122.09
Purchase
837
122.10
Purchase
791
122.12
Purchase
248
122.13
Purchase
100
122.14
Purchase
99
122.15
Purchase
36
122.18
Purchase
212
122.19
Purchase
766
122.20
Purchase
173
122.22
Purchase
1218
122.23
Purchase
1493
122.26
Purchase
515
122.27
Purchase
172
122.28
Purchase
173
122.29
Purchase
2630
122.30
Purchase
669
122.31
Purchase
1604
122.32
Purchase
470
122.33
Purchase
210
122.34
Purchase
176
122.36
Purchase
1540
122.37
Purchase
430
122.38
Purchase
832
122.39
Purchase
4
122.43
Purchase
184
122.45
Purchase
172
122.47
Purchase
148
122.49
Purchase
452
122.50
Purchase
563
122.53
Purchase
10
122.55
Purchase
178
122.58
Purchase
1448
122.59
Purchase
482
122.60
Purchase
717
122.61
Purchase
756
122.62
Purchase
918
122.63
Purchase
241
122.67
Purchase
1254
122.69
Purchase
1070
122.70
Purchase
119
122.71
Purchase
340
122.72
Purchase
201
122.74
Purchase
55
122.76
Purchase
352
122.77
Purchase
180
122.78
Purchase
28
122.79
Purchase
645
122.80
Purchase
707
122.82
Purchase
344
122.83
Purchase
239
122.84
Purchase
190
122.85
Purchase
240
122.86
Purchase
749
122.87
Purchase
1251
122.88
Purchase
4700
122.89
Purchase
1061
122.90
Purchase
225
122.95
Purchase
871
122.97
Purchase
2788
122.98
Purchase
2470
122.99
Purchase
355
123.00
Purchase
237
123.01
Purchase
1000
123.10
Purchase
144
123.11
Purchase
18
123.12
Purchase
99
123.14
Purchase
553
123.17
Purchase
458
123.18
Purchase
246
123.20
Purchase
131
123.21
Purchase
20
123.22
Purchase
334
123.24
Purchase
580
123.25
Purchase
54
123.26
Purchase
985
123.27
Purchase
493
123.28
Purchase
742
123.29
Purchase
125
123.30
Purchase
90
123.34
Purchase
4
123.36
Purchase
55
123.37
Purchase
365
123.39
Purchase
668
123.40
Purchase
580
123.41
Purchase
246
123.43
Purchase
474
123.44
Purchase
146
123.45
Purchase
764
123.46
Purchase
326
123.47
Purchase
241
123.48
Purchase
306
123.49
Purchase
1568
123.50
Purchase
383
123.51
Purchase
498
123.53
Purchase
247
123.55
Purchase
241
123.58
Purchase
46
123.60
Purchase
1061
123.61
Purchase
423
123.62
Purchase
28
123.65
Purchase
620
123.67
Purchase
8900
123.74
Purchase
16233
124.06
TOTAL PURCHASE
102,873
 
Sale
38
120.07
Sale
1810
120.10
Sale
245
120.21
Sale
54
120.22
Sale
300
120.25
Sale
205
120.30
Sale
114
120.31
Sale
8
120.32
Sale
272
120.41
Sale
211
120.42
Sale
8
120.43
Sale
15
120.44
Sale
117
120.47
Sale
1938
120.49
Sale
1791
120.50
Sale
50
120.51
Sale
86
120.52
Sale
4
120.53
Sale
8
120.54
Sale
88
120.55
Sale
144
120.56
Sale
4
120.57
Sale
5
120.58
Sale
61
120.59
Sale
60
120.60
Sale
74
120.61
Sale
19
120.62
Sale
48
120.63
Sale
48
120.64
Sale
159
120.65
Sale
42
120.66
Sale
89
120.68
Sale
145
120.69
Sale
107
120.70
Sale
16
120.71
Sale
69
120.72
Sale
68
120.73
Sale
7
120.74
Sale
30
120.75
Sale
25
120.76
Sale
82
120.79
Sale
8
120.80
Sale
3
120.82
Sale
23
120.83
Sale
175
120.92
Sale
71
120.93
Sale
84
120.94
Sale
47
120.95
Sale
5
120.96
Sale
33
120.97
Sale
189
120.98
Sale
409
120.99
Sale
175
121.00
Sale
559
121.01
Sale
65
121.02
Sale
8
121.03
Sale
28
121.05
Sale
1984
121.07
Sale
5
121.08
Sale
228
121.09
Sale
19
121.10
Sale
56
121.11
Sale
8
121.12
Sale
3
121.13
Sale
118
121.14
Sale
296
121.15
Sale
4
121.16
Sale
14
121.17
Sale
88
121.18
Sale
247
121.19
Sale
134
121.20
Sale
1
121.21
Sale
5
121.22
Sale
253
121.23
Sale
5
121.25
Sale
220
121.27
Sale
94
121.28
Sale
145
121.29
Sale
156
121.30
Sale
3
121.32
Sale
2
121.33
Sale
97
121.34
Sale
79
121.36
Sale
1248
121.39
Sale
36
121.41
Sale
326
121.42
Sale
968
121.43
Sale
48
121.44
Sale
42
121.45
Sale
2
121.46
Sale
30
121.47
Sale
17
121.49
Sale
766
121.50
Sale
37
121.61
Sale
38
121.64
Sale
576
121.65
Sale
138
121.66
Sale
48
121.67
Sale
4
121.68
Sale
103
121.69
Sale
177
121.70
Sale
407
121.71
Sale
494
121.72
Sale
196
121.73
Sale
59
121.74
Sale
677
121.75
Sale
4
121.76
Sale
96
121.77
Sale
195
121.78
Sale
126
121.79
Sale
440
121.80
Sale
457
121.81
Sale
247
121.82
Sale
127
121.83
Sale
400
121.84
Sale
3716
121.84
Sale
35
121.85
Sale
201
121.87
Sale
99
121.88
Sale
3
121.90
Sale
8
121.92
Sale
81
121.93
Sale
596
121.94
Sale
237
121.95
Sale
65
121.96
Sale
115
121.97
Sale
19
121.98
Sale
320
121.99
Sale
195
122.00
Sale
1
122.02
Sale
73
122.03
Sale
1355
122.04
Sale
1432
122.05
Sale
4
122.06
Sale
132
122.07
Sale
165
122.09
Sale
47
122.13
Sale
48
122.14
Sale
42
122.15
Sale
475
122.16
Sale
783
122.19
Sale
6
122.20
Sale
175
122.21
Sale
356
122.22
Sale
240
122.23
Sale
14
122.24
Sale
305
122.25
Sale
242
122.26
Sale
186
122.27
Sale
328
122.28
Sale
206
122.29
Sale
2703
122.30
Sale
616
122.31
Sale
105
122.32
Sale
145
122.33
Sale
2
122.34
Sale
695
122.36
Sale
1
122.38
Sale
890
122.39
Sale
2
122.40
Sale
6
122.43
Sale
101
122.45
Sale
72
122.46
Sale
172
122.47
Sale
12
122.49
Sale
65
122.50
Sale
66
122.51
Sale
99
122.53
Sale
1318
122.54
Sale
90
122.55
Sale
154
122.58
Sale
109
122.59
Sale
407
122.60
Sale
584
122.61
Sale
610
122.62
Sale
147
122.63
Sale
4
122.64
Sale
5
122.65
Sale
64
122.66
Sale
142
122.67
Sale
1000
122.68
Sale
506
122.69
Sale
203
122.70
Sale
108
122.71
Sale
3
122.72
Sale
536
122.73
Sale
5
122.74
Sale
425
122.75
Sale
246
122.76
Sale
122
122.77
Sale
103
122.78
Sale
412
122.79
Sale
1
122.80
Sale
73
122.81
Sale
33
122.82
Sale
662
122.83
Sale
30
122.84
Sale
474
122.85
Sale
72
122.86
Sale
358
122.87
Sale
65
122.88
Sale
714
122.89
Sale
4
122.90
Sale
1
122.94
Sale
371
122.95
Sale
107
122.96
Sale
430
122.97
Sale
211
122.98
Sale
739
122.99
Sale
57
123.00
Sale
316
123.01
Sale
11
123.02
Sale
52
123.04
Sale
469
123.08
Sale
417
123.09
Sale
32
123.14
Sale
36
123.17
Sale
200
123.18
Sale
424
123.19
Sale
1173
123.20
Sale
482
123.21
Sale
265
123.22
Sale
261
123.23
Sale
353
123.24
Sale
497
123.25
Sale
22
123.26
Sale
359
123.27
Sale
2030
123.28
Sale
658
123.29
Sale
26
123.30
Sale
176
123.32
Sale
223
123.33
Sale
76
123.34
Sale
55
123.37
Sale
25
123.38
Sale
135
123.40
Sale
65
123.41
Sale
327
123.43
Sale
139
123.44
Sale
65
123.45
Sale
193
123.46
Sale
414
123.47
Sale
568
123.48
Sale
1394
123.49
Sale
385
123.50
Sale
119
123.51
Sale
381
123.52
Sale
137
123.53
Sale
39
123.54
Sale
31
123.58
Sale
599
123.59
Sale
443
123.60
Sale
165
123.61
Sale
230
123.63
Sale
190
123.66
Sale
293
123.72
Sale
8900
123.74
TOTAL SALES
76,951
 
 
(b) Derivatives transactions (other than options)
 
Product name,
e.g. CFD
Long/short (Note 5)
Number of securities (Note 6)
Price per unit (Note 4)
AUD $
CFD
Long
120
120.92
CFD
Long
58
121.29
CFD
Long
37
121.61
CFD
Long
53
121.75
CFD
Long
2
121.76
CFD
Long
28
121.78
CFD
Long
3716
121.84
CFD
Long
33
121.85
CFD
Long
201
121.87
CFD
Long
99
121.88
CFD
Long
554
122.30
CFD
Long
300
122.61
CFD
Long
1000
122.68
CFD
Long
33
122.82
CFD
Long
45
122.97
CFD
Long
33
122.98
CFD
Long
53
123.00
CFD
Long
46
123.01
CFD
Long
6
123.02
CFD
Long
52
123.04
CFD
Long
200
123.08
CFD
Long
21
123.09
CFD
Long
36
123.17
CFD
Long
23
123.18
CFD
Long
193
123.19
CFD
Long
1108
123.20
CFD
Long
41
123.22
CFD
Long
128
123.24
CFD
Long
52
123.27
CFD
Long
2025
123.28
CFD
Long
26
123.30
CFD
Long
55
123.37
CFD
Long
35
123.40
CFD
Long
115
123.46
CFD
Long
30
123.47
CFD
Long
299
123.49
CFD
Long
42
123.50
CFD
Long
55
123.51
CFD
Long
86
123.52
CFD
Long
67
123.53
CFD
Long
39
123.54
CFD
Long
35
123.59
CFD
Long
3
123.60
CFD
Long
8900
123.74
CFD
Short
42
120.41
CFD
Short
1
120.42
CFD
Short
28
120.47
CFD
Short
57
120.56
CFD
Short
55
120.57
CFD
Short
2786
120.66
CFD
Short
45
120.68
CFD
Short
28
120.70
CFD
Short
300
120.82
CFD
Short
99
120.92
CFD
Short
31
120.93
CFD
Short
1950
121.26
CFD
Short
71
121.67
CFD
Short
16
121.69
CFD
Short
567
121.71
CFD
Short
160
121.72
CFD
Short
2630
122.30
CFD
Short
74
122.32
CFD
Short
126
122.33
CFD
Short
19
122.58
CFD
Short
161
122.59
CFD
Short
71
122.97
CFD
Short
1000
123.10
CFD
Short
500
123.46
CFD
Short
500
123.50
CFD
Short
8900
123.74
CFD
Short
500
124.06
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
 
Product name,
e.g. call option
 
Writing, selling, purchasing, varying etc.
Number of securities to which the option relates (Note 6)
Exercise
price
Type, e.g. American, European etc.
Expiry
date
Option money
paid/received per unit (Note 4)
 
 
 
 
 
 
 
 
 
 
(ii) Exercising
 
Product name, e.g. call option
Number of securities
Exercise price per unit (Note 4)
 
 
 
 
 
(d) Other dealings (including new securities) (Note 3)
 
Nature of transaction (Note 7)
 
Details
Price per unit (if applicable)(Note 4)
 
 
 
 
 
 
 
 
4. OTHER INFORMATION
 
Agreements, arrangements or understandings relating to options or derivatives
 
 
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 
 
 
 
 
 
Is a Supplemental Form 38.5(b) attached? (Note 8) NO
 
 
Date of disclosure
27/08/2008
Contact name
Artie Movsesian
Telephone number
020 7545 8515
Name of offeree/offeror with which connected
Rio Tinto plc
Nature of connection (Note 9)
Connected Advisor to Offeree
 
 
Notes
 
The Notes on Form 38.5(b) can be viewed on the Takeover Panel’s website at www.thetakeoverpanel.org.uk

 

 
 
 
 
 
 
This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMPRMMTMMITBLP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,684.56
Change50.81