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EPT Disclosure

16th Jul 2009 09:51

RNS Number : 7765V
UBS AG (EPT)
16 July 2009
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Anglo American Plc

Class of relevant security to which the dealings being disclosed relate(Note 1)

0.54945 USD ordinary (GB00B1XZS820)

Date of dealing

15 July 2009

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in(Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities

34760 0.00%

1379138 0.10%

(2) Derivatives (other than options)

0 0.00%

0 0.00%

(3) Options and agreements to purchase/sell

0 0.00%

0 0.00%

Total

34760 0.00%

1379138 0.10%

(b) Interest and short positions in relevant securities of the company, other than the class dealt in(Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities

(2) Derivatives (other than options)

(3)Options and agreements to purchase/sell

Total

(c) Rights to subscribe(Note 2)

Class of relevant security:

Details

3. DEALINGS(Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit(Note 4)

B

211

1775

B

21

1760

B

21

1760

B

21

1760

B

21

1760

S

-2345

1761

S

-1704

1759.75

S

-1676

1762

S

-1639

1763.5

S

-1535

1765.25

S

-1200

1763

S

-861

1764.5

S

-141

1765

S

-1218

1765

S

-141

1765

S

-85

1765

S

-141

1765

S

-300

1765

S

-190

1765

S

-300

1765

S

-110

1765

S

-141

1765

S

-207

1765

S

-79

1765

S

-1701

1764.5

S

-400

1765.5

S

-400

1765.5

S

-92

1765.5

S

-521

1765.5

S

-400

1765.5

S

-300

1765.5

S

-19

1766

S

-122

1766

S

-202

1765.5

S

-671

1766

S

-1515

1766.5

S

-277

1766

S

-813

1766

S

-1200

1765.5

S

-47

1765

S

-500

1765

S

-300

1765

S

-300

1765

S

-653

1765

S

-566

1765

S

-171

1765.5

S

-2167

1765.5

S

-141

1765

S

-125

1765

S

-1100

1766.5

S

-286

1766.5

S

-47

1766.5

S

-172

1766.5

S

-1687

1766.5

S

-237

1766

S

-547

1766

S

-332

1766

S

-333

1766

S

-118

1766

S

-45

1766

S

-140

1765

S

-1526

1765

S

-395

1765.5

S

-6

1765.5

S

-608

1765.5

S

-121

1765.5

S

-400

1765.5

S

-600

1766

S

-900

1766

S

-96

1766

S

-18

1766

S

-590

1766

S

-90

1765.5

S

-842

1766

S

-141

1766

S

-341

1766

S

-106

1766

S

-1262

1766

S

-69

1766.5

S

-1550

1766.5

S

-1071

1767

S

-400

1767

S

-186

1767

S

-99

1767

S

-1509

1768

S

-233

1767

S

-333

1767.5

S

-340

1767.5

S

-240

1767.5

S

-7

1767.5

S

-243

1767

S

-207

1767.5

S

-228

1768.5

S

-114

1770

S

-115

1770

S

-1481

1767

S

-504

1767

S

-504

1767

S

-504

1767

S

-284

1766.5

S

-292

1766.5

S

-292

1766.5

S

-8

1766.5

S

-217

1766.5

S

-1493

1763

S

-133

1763.5

S

-267

1763

S

-146

1763.5

S

-14

1763

S

-125

1763

S

-473

1763

S

-121

1763

S

-270

1763

S

-134

1763

S

-363

1763

S

-487

1763

S

-267

1763.5

S

-141

1763.5

S

-141

1763.5

S

-242

1763.5

S

-48

1763

S

-857

1763

S

-1506

1763

S

-254

1763

S

-254

1763

S

-235

1763

S

-258

1763

S

-19

1763

S

-254

1763

S

-300

1764.5

S

-357

1764.5

S

-79

1763.5

S

-291

1764

S

-146

1764

S

-146

1764

S

-146

1764

S

-145

1764

S

-291

1764

S

-291

1764

S

-283

1764.5

S

-142

1764

S

-283

1764

S

-141

1764

S

-283

1764

S

-286

1763.5

S

-400

1763.5

S

-335

1763

S

-400

1763.5

S

-600

1763.5

S

-543

1763

S

-206

1763

S

-541

1763

S

-1492

1763

S

-547

1764

S

-409

1763.5

S

-44

1763.5

S

-453

1763.5

S

-453

1763.5

S

-453

1763.5

S

-570

1764

S

-173

1764

S

-453

1763.5

S

-365

1764

S

-365

1764

S

-1495

1770

S

-381

1771.5

S

-1450

1771.5

S

-600

1768.5

S

-332

1767.5

S

-1168

1767.5

S

-999

1768.5

S

-100

1767.5

S

-1538

1767.5

S

-268

1768

S

-100

1768.5

S

-462

1767.5

S

-200

1767.5

S

-259

1768

S

-269

1767.5

S

-2000

1767.5

S

-269

1767.5

S

-999

1767.5

S

-100

1767

S

-300

1767.5

S

-27

1767

S

-19

1767

S

-194

1767

S

-187

1767

S

-100

1767

S

-114

1767

S

-107

1767.5

S

-306

1767

S

-269

1768

S

-206

1767

S

-279

1767

S

-300

1768.5

S

-72

1766.5

S

-100

1766.5

S

-127

1766.5

S

-173

1766.5

S

-146

1766.5

S

-73

1766.5

S

-1

1766.5

S

-227

1766.5

S

-227

1766.5

S

-136

1766.5

S

-154

1766.5

S

-64

1766.5

S

-181

1766

S

-100

1766

S

-219

1766

S

-100

1765

S

-100

1765

S

-566

1765

S

-400

1765

S

-33

1765

S

-633

1765

S

-68

1765

S

-7

1765.5

S

-3

1765.5

S

-1745

1766

S

-263

1766

S

-1600

1766

S

-6

1766

S

-1654

1766.5

S

-212

1767

S

-106

1766.5

S

-107

1766.5

B

132

1764

B

83

1764

B

1

1760.5

B

101

1760.5

B

213

1768

B

39

1771

B

39

1771

B

41

1771

B

194

1767.5

B

1014

1767.5

B

931

1767.5

B

461

1767.5

B

461

1767.5

B

461

1767.5

B

461

1767.5

B

465

1767.5

B

290

1763.5

B

290

1763.5

B

200

1762

B

1354

1762

B

36

1762

B

382

1762

B

556

1762

B

555

1762

B

137

1762

B

1619

1762

B

897

1766.5

B

836

1766.5

B

310

1762

B

286

1762

B

95

1763

B

171

1763

B

392

1763

B

236

1763

B

467

1763

B

326

1763

B

659

1763

B

747

1763

B

390

1767.5

B

390

1767.5

B

390

1767.5

B

390

1767.5

B

390

1767.5

B

456

1769.5

B

349

1771

B

82

1771

B

175

1771

B

405

1771

B

18

1771

B

407

1772

B

200

1772

B

300

1771.5

B

200

1771.5

B

280

1771.5

B

97

1770

B

410

1770

B

376

1770

B

24

1770

B

214

1770

B

317

1770

B

156

1770

B

1430

1770.5

B

200

1769

B

140

1769

B

121

1769

B

200

1769

B

79

1769

B

280

1769

B

329

1767.5

B

115

1767.5

B

186

1767.5

B

71

1767.5

B

14

1767.5

B

200

1767.5

B

304

1765

B

304

1765

B

304

1765

B

304

1765

B

304

1765

B

1400

1765

B

1578

1765

B

280

1768.5

B

280

1768.5

B

1130

1769

B

43

1771

B

300

1771

B

337

1771

B

570

1771

B

200

1770.5

B

137

1771

B

26

1771

B

1008

1772

B

460

1772

B

1464

1775.5

B

100

1775.5

B

39

1771

B

92

1771

B

300

1772

B

141

1772

B

410

1772.5

B

280

1772.5

B

138

1772.5

B

410

1772.5

B

1450

1773

B

1158

1775

B

200

1775

B

200

1775

B

100

1775

B

1580

1775.5

B

410

1777.5

B

410

1777.5

B

140

1777.5

B

85

1777.5

B

200

1777.5

B

400

1777.5

B

203

1776.5

B

332

1776.5

B

410

1775.5

B

200

1775.5

B

77

1775.5

B

128

1775.5

B

117

1775.5

B

450

1775.5

B

200

1775.5

B

769

1773

B

482

1773

B

300

1773

B

1703

1775

B

410

1775

B

95

1775

B

28

1775

B

611

1775

B

300

1777

B

844

1777

B

78

1777

B

200

1777

B

200

1777

B

80

1777

B

339

1777

B

220

1777

B

319

1777

B

61

1777

B

400

1777

B

41

1778

B

282

1778

B

45

1778

B

224

1778

B

23

1778

B

41

1778

B

62

1778

B

41

1778

B

41

1778

B

259

1778

B

45

1778

B

282

1778

B

282

1778

B

400

1778

B

1458

1778

B

226

1780

B

99

1780

B

897

1780

B

1

1780

B

136

1781.5

B

423

1781.5

B

377

1781.5

B

706

1781.5

B

482

1781

B

200

1781

B

410

1781

B

410

1781

B

454

1781

B

1147

1777.75

S

-15000

1778

B

1387

1779

B

1683

1780

B

965

1779.5

B

523

1779.5

B

144

1778

B

26

1778.5

B

226

1778.5

B

1

1778.5

B

110

1779.5

B

748

1779.5

B

12

1780

B

25

1780

B

1632

1780

B

12

1780

B

1

1780

B

200

1778

B

982

1778

B

988

1778

B

200

1778

B

140

1778

B

140

1778

B

999

1773

B

1603

1771.5

B

1558

1770.75

B

50

1775

B

50

1775

B

31

1776

B

1541

1775

B

200

1775

B

140

1775

B

200

1775

B

100

1775

B

200

1775

B

140

1775

B

819

1773.5

B

746

1773.5

B

1157

1771.75

B

1394

1771.5

B

183

1769

B

94

1769

B

125

1769

B

122

1769

B

96

1769

B

171

1769

B

16

1769

B

83

1769

B

119

1769

B

200

1769

B

91

1769

B

168

1769

B

193

1765

B

848

1767

B

500

1767

B

163

1767

B

290

1763.5

B

140

1763.5

B

95

1763.5

B

200

1763.5

B

54

1763.5

B

290

1763.5

B

200

1763.5

B

538

1764.5

B

695

1767.5

B

276

1765

B

74

1769.5

B

1376

1769.5

B

501

1769

B

501

1769

B

501

1769

B

501

1769

B

226

1773

B

200

1773

B

133

1773

B

200

1773

B

400

1773

B

58

1773

B

69

1773

B

220

1773

B

10

1773

B

71

1773

B

141

1773

B

70

1773

B

280

1773

B

141

1773

B

200

1773

B

60

1773

B

81

1773

B

1125

1776.5

B

352

1776.5

B

254

1775.5

B

39

1775.5

B

60

1775.5

B

200

1776

B

293

1776

B

1302

1776

B

73

1776

B

800

1775.5

B

260

1775.5

B

585

1775.5

B

1323

1775.75

B

272

1776

B

82

1776

B

1597

1777

B

100

1778

B

100

1778

B

500

1778

B

100

1778.5

B

200

1779

B

100

1779

B

226

1779.5

B

600

1779.5

B

171

1779.5

B

290

1779.5

B

290

1779.5

B

200

1779.5

B

326

1781

B

326

1781

B

326

1781

B

163

1781

B

140

1781.5

B

600

1781.5

B

1571

1784

B

246

1786

B

1708

1786

B

156

1785.5

B

1373

1785.5

B

140

1785.5

B

417

1787

B

619

1788

B

139

1788

B

600

1788

B

88

1788

B

200

1788

B

455

1790.5

B

226

1790.5

B

433

1790.5

B

478

1790.5

B

155

1789.5

B

155

1789.5

B

310

1789.5

B

191

1789.5

B

310

1789.5

B

384

1791.5

B

200

1791.5

B

600

1791.5

B

400

1791.5

B

200

1791.5

B

200

1791

B

374

1791.5

B

660

1794

B

76

1794

B

90

1793.5

B

124

1794

B

139

1794

B

200

1794

B

139

1794

B

589

1794

B

10

1794

B

433

1796

B

700

1795

B

1477

1795

B

111

1795

B

600

1795

B

139

1795

B

135

1795

B

410

1795

B

200

1795

B

410

1794

B

290

1794

B

600

1794

B

37

1794

B

200

1794

B

449

1793.5

B

54

1793.5

B

1332

1793.5

B

400

1792.5

B

200

1792.5

B

290

1792.5

B

268

1793

B

410

1792.5

B

151

1790

B

829

1790

B

468

1790

B

139

1789.5

B

600

1790

B

139

1792

B

200

1792

B

499

1792

B

299

1792

B

202

1792

B

400

1794

B

138

1794.5

B

26

1794

B

148

1794.5

B

28

1794

B

110

1794

B

48

1794

B

200

1794.5

B

6

1794

B

40

1794.5

B

140

1794.5

B

290

1794.5

B

370

1794.5

B

348

1794.5

B

347

1794.5

B

115

1795

B

117

1795

B

115

1795

B

54

1800

B

1876

1755.5

S

-500

1751

S

-302

1751

S

-200

1747

S

-250

1755

B

250

1754.5

B

93

1755

B

443

1755.5

B

960

1756.5

B

960

1756.5

S

-250

1757

B

250

1756.5

S

-378

1756.5

B

647

1756

S

-269

1756.5

B

250

1758.5

S

-1

1759

S

-65

1758

S

-138

1757.5

S

-648

1757.5

S

-249

1759

S

-310

1759

B

890

1758

B

334

1758

B

450

1757

B

153

1757

S

-963

1757.5

S

-200

1756

B

400

1757

S

-763

1757.5

B

300

1758.5

B

1309

1757

B

550

1757

B

210

1755.5

S

-203

1756

S

-124

1756

B

354

1755.5

S

-1500

1754

S

-237

1756

S

-300

1754.5

S

-200

1756.5

S

-302

1755.5

S

-607

1755.5

B

4000

1756.5

S

-300

1757

S

-695

1757

B

300

1756.5

B

1700

1756.5

B

700

1757.5

B

700

1757.5

S

-750

1760

S

-250

1759.5

B

750

1759.5

S

-750

1759.5

B

250

1759.5

S

-303

1759.5

S

-792

1759.5

B

248

1761.5

S

-248

1762

B

200

1762.5

S

-300

1763

S

-247

1764

S

-303

1764

S

-106

1763.5

S

-350

1763.5

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503

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B

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217

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144

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S

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S

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B

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B

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B

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B

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S

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S

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487

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S

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326

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S

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-5

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S

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S

-687

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S

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-600

1791.5

S

-400

1791.5

S

-200

1792

S

-200

1792

S

-600

1792

S

-400

1792.5

S

-456

1792.5

S

-200

1792.5

S

-200

1792.5

S

-115

1792.5

S

-600

1792.5

S

-600

1792.5

S

-200

1792.5

S

-2605

1792.5

S

-200

1793

S

-600

1793

B

498

1792

B

600

1792

S

-600

1794

S

-400

1794

S

-142

1794

S

-400

1794.5

S

-200

1794.5

S

-600

1794.5

S

-512

1795

S

-401

1794.5

S

-1047

1794

S

-113

1794

S

-61

1794

S

-400

1794.5

S

-600

1794.5

B

400

1792.5

B

200

1792.5

B

200

1792

B

498

1792

B

200

1792.5

B

136

1792

B

200

1792.5

B

264

1792.5

S

-600

1794.5

S

-200

1794.5

S

-200

1795

S

-400

1795

S

-400

1795.5

S

-200

1795.5

S

-200

1796.5

S

-400

1796.5

S

-2136

1798.5

S

-400

1797.5

S

-200

1797.5

B

11507

1800

B

2408

1800

B

61

1800

B

735

1800

B

8058

1800

B

1111

1800

B

121

1800

B

1830

1800

B

121

1800

B

211

1775

TOTAL PURCHASES

538197

TOTAL SALES

478981

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short(Note 5)

Number of securities(Note 6)

Price per unit(Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates(Note 6)

Exercise price

Type,e.g. American, European etc.

Expiry date

Option money paid/received per unit(Note 4)

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit(Note 4)

(d) Other dealings (including new securities)(Note 3)

Nature of transaction(Note 7)

Details

Price per unit (if applicable)(Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached?(Note 8) YES/NO

Date of disclosure

15 July 2009

Contact name

Nimisha Sachdev

Telephone number

+44 (0)20 7568 9289

Name of offeree/offeror with which connected

ANGLO AMERICAN

Nature of connection(Note 9)

CONNECTED ADVISOR

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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