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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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13-11-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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11158581
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0.332
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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11158581
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0.332
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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|
Purchase
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1,287
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26.40
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Purchase
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10,000
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26.40
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Purchase
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210
|
26.40
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Purchase
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500
|
26.40
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Purchase
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400
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26.40
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Purchase
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1,453
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26.40
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Purchase
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300
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26.40
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Purchase
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500
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26.40
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Purchase
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1,453
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26.40
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Purchase
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950
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26.40
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Purchase
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1,200
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26.40
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Purchase
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388
|
26.40
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Purchase
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1,453
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26.40
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Purchase
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1,453
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26.40
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Purchase
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4,000
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26.40
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Purchase
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15,000
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26.40
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Purchase
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9,453
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26.40
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Purchase
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5,325
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26.40
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Purchase
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10,000
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26.40
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Purchase
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1,453
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26.40
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Purchase
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1,433
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26.40
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Purchase
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19,624
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26.40
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Purchase
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53,447
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26.40
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Purchase
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4,196
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26.40
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Purchase
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132
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26.40
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Purchase
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72
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26.40
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Purchase
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3,110
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26.40
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Purchase
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851
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26.40
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Purchase
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33
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26.40
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Purchase
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773
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26.40
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Purchase
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200
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26.40
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Purchase
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1
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26.40
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Purchase
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1,000
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26.40
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Purchase
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4,000
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26.40
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Purchase
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800
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26.40
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Purchase
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500
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26.40
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Purchase
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2,500
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26.40
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Purchase
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1,000
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26.40
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Purchase
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1,448
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26.40
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Purchase
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312
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26.39
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Purchase
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9
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26.39
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Purchase
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10,000
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26.39
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Purchase
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521
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26.38
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Purchase
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5
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26.38
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Purchase
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699
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26.38
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Purchase
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15
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26.38
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Purchase
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2,443
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26.38
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Purchase
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1,403
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26.38
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Purchase
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200
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26.38
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Purchase
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5
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26.38
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Purchase
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937
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26.38
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Purchase
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14,058
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26.35
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Purchase
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807
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26.35
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Purchase
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500
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26.35
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Purchase
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7,000
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26.35
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Purchase
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2,635
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26.35
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Purchase
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300
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26.60
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Purchase
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3,563
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26.60
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Purchase
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5
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26.60
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Purchase
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740
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26.60
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Purchase
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15
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26.60
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Purchase
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182
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26.60
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Purchase
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5,000
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26.60
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Purchase
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500
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26.60
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Purchase
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2,000
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26.60
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Purchase
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150
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26.60
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Purchase
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1,000
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26.60
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Purchase
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1,545
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26.60
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Purchase
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81
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26.55
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Purchase
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1,100
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26.55
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Purchase
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10
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26.55
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Purchase
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268
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26.55
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Purchase
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250
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26.55
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Purchase
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167
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26.55
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Purchase
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414
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26.55
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Purchase
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2,710
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26.55
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Purchase
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258
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26.61
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Purchase
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5
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26.61
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Purchase
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345
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26.61
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Purchase
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1,210
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26.61
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Purchase
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790
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26.61
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Purchase
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10
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26.61
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Purchase
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2
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26.61
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Purchase
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1
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26.61
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Purchase
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215
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26.61
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Purchase
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87
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26.61
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Purchase
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1,000
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26.61
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Purchase
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1,077
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26.61
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Purchase
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6,287
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26.67
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Purchase
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10
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26.67
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Purchase
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8,703
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26.67
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Purchase
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886
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26.65
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Purchase
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1,839
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26.65
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Purchase
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1,065
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26.65
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Purchase
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374
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26.65
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Purchase
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252
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26.65
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Purchase
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5
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26.65
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Purchase
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5,000
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26.65
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Purchase
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416
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26.65
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Purchase
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5
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26.65
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Purchase
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158
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26.65
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Purchase
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415
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26.53
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Purchase
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537
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26.53
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Purchase
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912
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26.53
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Purchase
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136
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26.53
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Purchase
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527
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26.70
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Purchase
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473
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26.70
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Purchase
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299
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26.69
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Purchase
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701
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26.69
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Purchase
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348
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26.84
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Purchase
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156
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26.83
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Purchase
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591
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26.83
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Purchase
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5
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26.83
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Purchase
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1,400
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26.83
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Purchase
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29,628
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26.85
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Purchase
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372
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26.84
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Sale
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-551
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26.36
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Sale
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-500
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26.36
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Sale
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-250
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26.36
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Sale
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-27
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26.36
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Sale
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-250
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26.36
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Sale
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-510
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26.36
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Sale
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-5,000
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26.36
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Sale
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-7,912
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26.36
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Sale
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-716
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26.52
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Sale
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-200
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26.52
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Sale
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-8,171
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26.52
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Sale
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-847
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26.52
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Sale
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-924
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26.52
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Sale
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-5,000
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26.52
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Sale
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-4,142
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26.52
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Sale
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-6,102
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26.70
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Sale
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-5,000
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26.70
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Sale
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-500
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26.70
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Sale
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-3,279
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26.70
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Sale
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-119
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26.71
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Sale
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-2,801
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26.77
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Sale
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-12,199
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26.77
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Sale
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-700,000
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24.89
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TOTAL BUYS:289947
TOTAL SELLS:765000
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
|
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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17-11-2008
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Contact name
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Carolyn Collins; Simon Crawley
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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