28th Apr 2008 10:45
Credit Suisse Securities (Eur) Ltd28 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATIONName of exempt principal trader Credit Suisse Securities (Europe) LimitedCompany dealt in Rio Tinto PlcClass of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1)Date of dealing 25-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 1024635 0.103 9085 0.001(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal 1024635 0.103 9085 0.001 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)Class Of Relevant Security : Ordinary Shares Long Short(1) Relevant Securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3)(a) Purchases and salesPurchase/sale Number of securities Price per unit (Note 4)Buy 161 61.95 (GBP)Buy 160 61.94 (GBP)Buy 160 62.04 (GBP)Buy 135 62.34 (GBP)Buy 90 61.56 (GBP)Buy 71 62.17 (GBP)Buy 47 61.08 (GBP)Buy 45 61.04 (GBP)Buy 45 61.04 (GBP)Buy 44 61.82 (GBP)Buy 44 61.82 (GBP)Buy 43 61.64 (GBP)Buy 43 61.285 (GBP)Buy 43 62.25 (GBP)Buy 42 62.25 (GBP)Buy 42 62.25 (GBP)Buy 38 61.85 (GBP)Buy 38 61.85 (GBP)Buy 35 60.98 (GBP)Buy 35 61.12 (GBP)Buy 35 60.91 (GBP)Buy 31 62.25 (GBP)Buy 28 61.835 (GBP)Buy 21 62.14 (GBP)Buy 21 62.005 (GBP)Buy 21 61.08 (GBP)Buy 18 61.885 (GBP)Buy 15 61.94 (GBP)Buy 14 62.14 (GBP)Buy 13 61.08 (GBP)Buy 13 61.08 (GBP)Buy 11 62.25 (GBP)Buy 6 61.12 (GBP)Buy 5 60.98 (GBP)Sell 2900 62.7 (GBP)Sell 2257 62.7 (GBP)Sell 951 62.7 (GBP)Sell 719 62.7 (GBP)Sell 161 62.02 (GBP)Sell 160 62.7 (GBP)Sell 160 62.16 (GBP)Sell 155 62.37 (GBP)Sell 135 61.97 (GBP)Sell 120 61.01 (GBP)Sell 119 62.25 (GBP)Sell 96 62.27 (GBP)Sell 89 61.16 (GBP)Sell 81 61.42 (GBP)Sell 79 61.31 (GBP)Sell 76 62.7 (GBP)Sell 54 61.15 (GBP)Sell 48 62.28 (GBP)Sell 48 62.25 (GBP)Sell 48 62.25 (GBP)Sell 47 61.28 (GBP)Sell 47 61.28 (GBP)Sell 47 62.25 (GBP)Sell 47 61.28 (GBP)Sell 46 62.25 (GBP)Sell 46 61.28 (GBP)Sell 46 61.43 (GBP)Sell 45 62.38 (GBP)Sell 45 62.255 (GBP)Sell 45 62.25 (GBP)Sell 45 61.35 (GBP)Sell 45 61.36 (GBP)Sell 45 62.32 (GBP)Sell 45 62.25 (GBP)Sell 44 61.36 (GBP)Sell 44 61.43 (GBP)Sell 44 62.32 (GBP)Sell 42 61.38 (GBP)Sell 42 61.38 (GBP)Sell 41 60.9 (GBP)Sell 40 61.48 (GBP)Sell 40 61.48 (GBP)Sell 35 62.25 (GBP)Sell 33 61.35 (GBP)Sell 32 62.25 (GBP)Sell 31 61.43 (GBP)Sell 29 61.43 (GBP)Sell 27 61.14 (GBP)Sell 17 61.43 (GBP)Sell 17 61.14 (GBP)Sell 13 62.25 (GBP)Sell 13 62.7 (GBP)Sell 12 62.25 (GBP)Sell 12 61.44 (GBP)Sell 12 61.35 (GBP)Sell 12 61.43 (GBP)Sell 10 61.15 (GBP)Sell 5 62.37 (GBP)Sell 2 62.26 (GBP)TOTAL BUYS:1613 TOTAL SELLS:9746(b) Derivatives transactions (other than options)Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities(i) Writing, selling, purchasing or varyingProduct Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) ExercisingProduct name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3)Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATIONAgreements, arrangements or understandings relating to options or derivativesFull details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 28-Apr-2008 09:13:19Contact name Collins,CarolynTelephone number 44 20 7888 0241Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) ADVISOR NotesThe Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto