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EPT Disclosure

20th Oct 2008 10:10

RNS Number : 1948G
SG Option Europe
20 October 2008
 



 

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

SG Option Europe

Company dealt in

Rio Tinto plc

Class of relevant security to which the dealings being disclosed relate (Note 1)

10p Ordinary

Date of dealing

17 October 2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

912,061   0.10

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

912,061  0.10

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/ Sale

Number of Securities 

Price per Unit

Purchase

45071

19.60

Purchase

418

19.81

Purchase

418

19.86

Purchase

418

19.90

Purchase

418

19.93

Purchase

418

19.95

Purchase

418

19.99

Purchase

137

20.00

Purchase

498

20.02

Purchase

396

20.03

Purchase

575

20.10

Purchase

434

20.11

Purchase

1427

20.12

Purchase

1268

20.14

Purchase

418

20.15

Purchase

438

20.16

Purchase

418

20.18

Purchase

836

20.19

Purchase

418

20.20

Purchase

418

20.21

Purchase

273

20.22

Purchase

250

20.23

Purchase

605

20.24

Purchase

1254

20.25

Purchase

380

20.26

Purchase

418

20.28

Purchase

1283

20.29

Purchase

1682

20.30

Purchase

950

20.31

Purchase

912

20.32

Purchase

853

20.34

Purchase

498

20.35

Purchase

418

20.37

Purchase

418

20.38

Purchase

836

20.39

Purchase

1189

20.40

Purchase

418

20.41

Purchase

1704

20.42

Purchase

444

20.43

Purchase

294

20.44

Purchase

20991

20.44

Purchase

418

20.46

Purchase

418

20.47

Purchase

889

20.48

Purchase

418

20.49

Purchase

937

20.50

Purchase

418

20.52

Purchase

418

20.53

Purchase

418

20.55

Purchase

802

20.56

Purchase

52

20.57

Purchase

418

20.58

Purchase

418

20.59

Purchase

1105

20.60

Purchase

418

20.61

Purchase

1172

20.63

Purchase

1315

20.65

Purchase

836

20.66

Purchase

493

20.71

Purchase

9158

20.71

Purchase

718

20.73

Purchase

504

20.75

Purchase

1687

20.76

Purchase

705

20.77

Purchase

480

20.79

Purchase

168

20.80

Purchase

488

20.82

Purchase

380

20.84

Purchase

400

20.85

Purchase

667

20.86

Purchase

2459

20.90

Purchase

1254

20.91

Purchase

1254

20.92

Purchase

590

20.94

Purchase

1254

20.95

Purchase

811

20.96

Purchase

280

20.97

Purchase

1345

20.99

Purchase

360

21.00

Purchase

2402

21.04

Purchase

418

21.05

Purchase

439

21.08

Purchase

119

21.09

Purchase

189

21.10

Purchase

226

21.11

Purchase

848

21.14

Purchase

630

21.15

Purchase

418

21.19

Purchase

1254

21.20

Purchase

389

21.25

Purchase

8775

21.25

Purchase

2052

21.30

Purchase

425

21.31

Purchase

422447

21.32

Purchase

1672

21.32

Purchase

292

21.34

Purchase

220023

21.38

Purchase

418

21.41

Purchase

516

21.42

Purchase

1254

21.43

Purchase

821

21.48

Purchase

542

21.59

Purchase

217

21.60

Purchase

836

21.70

Purchase

430

21.71

Purchase

1254

21.72

Purchase

480

21.73

Purchase

1254

21.77

Purchase

22564

21.81

Purchase

791

21.87

Purchase

597

21.92

Purchase

418

21.92

Purchase

418

21.98

Purchase

418

22.09

Purchase

230454

22.10

Purchase

418

22.14

Purchase

418

22.25

Purchase

28538

22.27

Purchase

418

22.31

Purchase

415

22.37

Purchase

486

22.42

Purchase

836

22.43

Purchase

30763

22.50

Purchase

418

22.58

Purchase

418

22.60

Purchase

418

22.65

Purchase

418

22.67

Purchase

836

22.68

Purchase

418

22.71

Purchase

12271

22.72

Purchase

414

22.84

Purchase

380

22.86

Purchase

418

22.90

Purchase

836

22.94

Total Purchase

1133892

 

Sale

853

19.84

Sale

1219

19.85

Sale

1595

19.88

Sale

423

19.89

Sale

418

19.93

Sale

1254

20.00

Sale

440

20.09

Sale

1082

20.10

Sale

497

20.12

Sale

656

20.16

Sale

380

20.17

Sale

790

20.19

Sale

584

20.23

Sale

418

20.24

Sale

418

20.27

Sale

418

20.29

Sale

1254

20.30

Sale

253

20.31

Sale

1577

20.34

Sale

418

20.35

Sale

6693

20.35

Sale

1026

20.37

Sale

572

20.38

Sale

3183

20.39

Sale

418

20.40

Sale

418

20.41

Sale

418

20.42

Sale

409

20.43

Sale

2095

20.44

Sale

615

20.45

Sale

217

20.47

Sale

450

20.48

Sale

948

20.51

Sale

1254

20.52

Sale

1254

20.54

Sale

380

20.58

Sale

600

20.61

Sale

689

20.62

Sale

475

20.63

Sale

418

20.64

Sale

570

20.66

Sale

380

20.67

Sale

677

20.68

Sale

1864

20.68

Sale

418

20.69

Sale

418

20.70

Sale

404

20.72

Sale

418

20.73

Sale

418

20.75

Sale

418

20.76

Sale

418

20.78

Sale

418

20.79

Sale

418

20.80

Sale

418

20.82

Sale

418

20.83

Sale

418

20.84

Sale

418

20.85

Sale

627

20.88

Sale

236

20.89

Sale

584

20.96

Sale

400

20.97

Sale

418

21.00

Sale

422

21.03

Sale

382

21.04

Sale

418

21.09

Sale

172

21.11

Sale

483

21.18

Sale

38

21.19

Sale

309974

21.20

Sale

397

21.24

Sale

418

21.25

Sale

350

21.31

Sale

418

21.35

Sale

418

21.38

Sale

836

21.40

Sale

836

21.42

Sale

149770

21.43

Sale

689

21.45

Sale

418

21.46

Sale

418

21.49

Sale

836

21.50

Sale

418

21.51

Sale

181

21.54

Sale

836

21.55

Sale

836

21.56

Sale

418

21.57

Sale

836

21.58

Sale

418

21.59

Sale

455

21.60

Sale

418

21.62

Sale

836

21.65

Sale

718

21.66

Sale

1254

21.68

Sale

290

21.69

Sale

836

21.70

Sale

418

21.71

Sale

836

21.74

Sale

825

21.79

Sale

619

21.80

Sale

84

21.81

Sale

315

21.82

Sale

300

21.83

Sale

1254

21.85

Sale

836

21.87

Sale

509

21.88

Sale

5301

21.88

Sale

836

21.89

Sale

418

21.90

Sale

418

21.91

Sale

1011

21.92

Sale

418

21.94

Sale

418

21.95

Sale

718

21.96

Sale

418

21.97

Sale

7709

22.00

Sale

1069

22.19

Sale

33947

22.38

Sale

43975

22.41

Sale

418

22.43

Sale

12988

22.43

Sale

30

22.44

Sale

48185

22.44

Sale

1254

22.46

Sale

33132

22.46

Sale

56

22.47

Sale

1254

22.49

Sale

25137

22.50

Sale

1254

22.51

Total Sale

751458

 

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

20 October 2008

Contact name

Gemma Mathieson

Telephone number

0207 676 6280

Name of offeree/offeror with which connected

Rio Tinto

Nature of connection (Note 9)

Advisor

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMMMBLTMMBTMMP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value9,129.96
Change9.65