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EPT Disclosure

14th Oct 2008 13:19

RNS Number : 8088F
Deutsche Bank AG
14 October 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

13/10/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,611,043 0.57

-865,393 -0.19

(2) Derivatives (other than options)

728,120 0.16

-1,681,855 -0.37

(3) Options and agreements to purchase/sell

575,000 0.13

-908,100 -0.20

Total

3,914,163 0.84

-3,455,348 -0.76

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

(c) Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

20000

72.94

Purchase

127

73.00

Purchase

2231

75.53

Purchase

353

75.54

Purchase

1168

75.63

Purchase

1670

75.67

Purchase

1133

75.69

Purchase

403

75.74

Purchase

12

75.84

Purchase

1245

75.85

Purchase

759

75.87

Purchase

110

75.90

Purchase

1760

75.96

Purchase

352

75.99

Purchase

10932

76.00

Purchase

280

76.01

Purchase

666

76.02

Purchase

3361

76.03

Purchase

62

76.06

Purchase

644

76.07

Purchase

1882

76.08

Purchase

353

76.09

Purchase

1

76.12

Purchase

451

76.15

Purchase

500

76.16

Purchase

1534

76.18

Purchase

520

76.19

Purchase

3292

76.20

Purchase

1126

76.23

Purchase

2000

76.25

Purchase

3374

76.30

Purchase

1931

76.32

Purchase

400

76.36

Purchase

100

76.43

Purchase

1900

76.44

Purchase

216

76.45

Purchase

353

76.46

Purchase

321

76.54

Purchase

11

76.55

Purchase

1531

76.60

Purchase

367

76.61

Purchase

1955

76.62

Purchase

55

76.65

Purchase

2

76.66

Purchase

130

76.72

Purchase

3

76.73

Purchase

2818

76.74

Purchase

271

76.78

Purchase

2382

76.79

Purchase

96

76.81

Purchase

2728

76.90

Purchase

93

76.93

Purchase

141

76.96

Purchase

48

76.98

Purchase

417

76.99

Purchase

736

77.00

Purchase

211

77.01

Purchase

84

77.02

Purchase

101

77.03

Purchase

2561

77.04

Purchase

1721

77.05

Purchase

2650

77.06

Purchase

2250

77.07

Purchase

2914

77.10

Purchase

100

77.11

Purchase

250

77.12

Purchase

859

77.13

Purchase

3131

77.14

Purchase

1585

77.15

Purchase

3018

77.16

Purchase

99

77.17

Purchase

2094

77.18

Purchase

21

77.19

Purchase

97

77.20

Purchase

1057

77.21

Purchase

7

77.22

Purchase

2616

77.23

Purchase

763

77.24

Purchase

141

77.25

Purchase

1988

77.26

Purchase

528

77.27

Purchase

268

77.28

Purchase

16

77.29

Purchase

1229

77.30

Purchase

2909

77.33

Purchase

354

77.34

Purchase

2034

77.35

Purchase

1614

77.36

Purchase

698

77.37

Purchase

658

77.38

Purchase

329

77.39

Purchase

2575

77.40

Purchase

5

77.41

Purchase

106

77.42

Purchase

1936

77.43

Purchase

368

77.45

Purchase

701

77.46

Purchase

3084

77.47

Purchase

1619

77.48

Purchase

1156

77.49

Purchase

1444

77.50

Purchase

1918

77.51

Purchase

446

77.52

Purchase

1063

77.53

Purchase

281

77.54

Purchase

517

77.55

Purchase

8

77.56

Purchase

352

77.59

Purchase

17900

77.60

Purchase

500

77.60

Purchase

1524

77.61

Purchase

1025

77.64

Purchase

512

77.67

Purchase

2624

77.70

Purchase

7

77.71

Purchase

1569

77.72

Purchase

156

77.73

Purchase

406

77.74

Purchase

312

77.76

Purchase

15

77.76

Purchase

156

77.78

Purchase

462

77.80

Purchase

697

77.82

Purchase

862

77.84

Purchase

576

77.85

Purchase

791

77.86

Purchase

518

77.89

Purchase

1459

77.90

Purchase

591

77.95

Purchase

16140

78.00

Purchase

517

78.01

Purchase

1883

78.02

Purchase

1539

78.03

Purchase

2400

78.04

Purchase

1060

78.05

Purchase

766

78.06

Purchase

857

78.07

Purchase

3375

78.09

Purchase

937

78.10

Purchase

677

78.11

Purchase

250

78.12

Purchase

940

78.14

Purchase

638

78.15

Purchase

127

78.16

Purchase

65

78.17

Purchase

897

78.18

Purchase

883

78.18

Purchase

1732

78.20

Purchase

411

78.21

Purchase

130

78.22

Purchase

303

78.23

Purchase

2055

78.24

Purchase

742

78.25

Purchase

448

78.26

Purchase

109

78.27

Purchase

3875

78.28

Purchase

3637

78.29

Purchase

509

78.30

Purchase

3487

78.31

Purchase

675

78.32

Purchase

203

78.38

Purchase

39

78.39

Purchase

324

78.40

Purchase

1996

78.43

Purchase

132

78.52

Purchase

1406

78.60

Purchase

464

78.61

Purchase

1348

78.64

Purchase

820

78.65

Purchase

10

78.67

Purchase

1115

78.69

Purchase

973

78.70

Purchase

1401

78.74

Purchase

1732

78.75

Purchase

2952

78.76

Purchase

476

78.77

Purchase

2008

78.78

Purchase

1924

78.80

Purchase

1459

78.81

Purchase

4032

78.84

Purchase

8309

78.85

Purchase

2093

78.86

Purchase

115

78.87

Purchase

1798

78.88

Purchase

1583

78.96

Purchase

236

78.98

Purchase

703

78.99

Purchase

87

79.00

Purchase

59388

79.36

Total Purchases

323,692

Sale

127

73.00

Sale

4

75.54

Sale

19

75.55

Sale

273

75.56

Sale

393

75.57

Sale

333

75.58

Sale

1443

75.64

Sale

310

75.70

Sale

2

75.71

Sale

101

75.73

Sale

2056

75.74

Sale

41

75.77

Sale

75

75.79

Sale

1

75.80

Sale

933

75.81

Sale

1

75.82

Sale

244

75.84

Sale

110

75.85

Sale

753

75.86

Sale

3

75.87

Sale

2000

75.88

Sale

164

75.89

Sale

488

75.93

Sale

12

75.95

Sale

115

75.96

Sale

73

75.97

Sale

331

75.98

Sale

5680

75.99

Sale

1

76.00

Sale

991

76.01

Sale

667

76.02

Sale

328

76.03

Sale

300

76.04

Sale

1983

76.06

Sale

339

76.07

Sale

804

76.08

Sale

261

76.11

Sale

1353

76.13

Sale

309

76.14

Sale

1

76.15

Sale

227

76.16

Sale

2

76.17

Sale

171

76.18

Sale

496

76.20

Sale

109

76.21

Sale

5

76.22

Sale

3

76.23

Sale

423

76.26

Sale

1036

76.27

Sale

368

76.28

Sale

2

76.30

Sale

46

76.33

Sale

982

76.34

Sale

431

76.35

Sale

461

76.36

Sale

2

76.37

Sale

171

76.39

Sale

353

76.41

Sale

926

76.42

Sale

1622

76.43

Sale

418

76.46

Sale

178

76.47

Sale

1402

76.49

Sale

755

76.50

Sale

2185

76.51

Sale

1608

76.62

Sale

1640

76.63

Sale

497

76.64

Sale

205

76.65

Sale

1

76.66

Sale

23

76.67

Sale

122

76.68

Sale

1

76.70

Sale

1573

76.71

Sale

1

76.72

Sale

1961

76.73

Sale

1

76.74

Sale

1

76.75

Sale

9

76.79

Sale

150

76.80

Sale

1728

76.81

Sale

766

76.82

Sale

1569

76.91

Sale

5

76.92

Sale

2

76.93

Sale

145

76.94

Sale

2084

76.95

Sale

15

76.96

Sale

2223

76.97

Sale

703

76.98

Sale

1351

76.99

Sale

452

77.00

Sale

473

77.01

Sale

106

77.02

Sale

2538

77.03

Sale

980

77.04

Sale

963

77.05

Sale

2363

77.06

Sale

1060

77.07

Sale

1072

77.08

Sale

2460

77.09

Sale

1529

77.10

Sale

2243

77.11

Sale

1323

77.12

Sale

1894

77.13

Sale

1083

77.14

Sale

3982

77.15

Sale

2036

77.16

Sale

1153

77.17

Sale

1959

77.18

Sale

668

77.19

Sale

639

77.20

Sale

2139

77.21

Sale

131

77.22

Sale

965

77.23

Sale

727

77.24

Sale

2912

77.25

Sale

2011

77.26

Sale

20800

77.26

Sale

443

77.27

Sale

537

77.28

Sale

1140

77.29

Sale

766

77.30

Sale

3297

77.31

Sale

867

77.32

Sale

2110

77.33

Sale

2637

77.34

Sale

1022

77.35

Sale

2059

77.36

Sale

2339

77.37

Sale

2081

77.38

Sale

78

77.39

Sale

350

77.40

Sale

722

77.41

Sale

766

77.42

Sale

860

77.43

Sale

1774

77.44

Sale

765

77.45

Sale

1794

77.46

Sale

3298

77.47

Sale

1489

77.48

Sale

2747

77.49

Sale

1922

77.50

Sale

1023

77.51

Sale

202

77.52

Sale

108

77.53

Sale

820

77.54

Sale

2512

77.55

Sale

522

77.56

Sale

1365

77.57

Sale

4

77.58

Sale

484

77.59

Sale

39

77.60

Sale

1670

77.61

Sale

1944

77.61

Sale

265

77.62

Sale

122

77.63

Sale

2

77.65

Sale

47

77.66

Sale

522

77.67

Sale

521

77.68

Sale

505

77.69

Sale

89

77.70

Sale

2241

77.71

Sale

257

77.72

Sale

769

77.73

Sale

156

77.73

Sale

753

77.74

Sale

4

77.75

Sale

1

77.76

Sale

417

77.77

Sale

156

77.78

Sale

262

77.78

Sale

188

77.79

Sale

42

77.81

Sale

305

77.82

Sale

3

77.83

Sale

418

77.84

Sale

205

77.85

Sale

564

77.86

Sale

380

77.87

Sale

372

77.88

Sale

284

77.89

Sale

545

77.90

Sale

23

77.91

Sale

455

77.92

Sale

288

77.94

Sale

3

77.95

Sale

331

77.97

Sale

2

77.99

Sale

2346

78.00

Sale

1614

78.01

Sale

677

78.02

Sale

91

78.03

Sale

1117

78.04

Sale

698

78.05

Sale

156

78.06

Sale

2978

78.07

Sale

987

78.08

Sale

4647

78.09

Sale

1740

78.10

Sale

908

78.11

Sale

1273

78.12

Sale

515

78.13

Sale

766

78.14

Sale

53

78.15

Sale

1043

78.16

Sale

586

78.17

Sale

126

78.18

Sale

749

78.19

Sale

86

78.20

Sale

1

78.21

Sale

5

78.22

Sale

1049

78.23

Sale

2654

78.24

Sale

237

78.25

Sale

4

78.26

Sale

88

78.27

Sale

369

78.28

Sale

1701

78.29

Sale

409

78.30

Sale

113

78.31

Sale

3

78.32

Sale

1

78.33

Sale

479

78.34

Sale

142

78.36

Sale

4

78.37

Sale

1023

78.39

Sale

538

78.40

Sale

364

78.41

Sale

366

78.42

Sale

707

78.43

Sale

13

78.44

Sale

60

78.49

Sale

250

78.52

Sale

1421

78.57

Sale

1770

78.59

Sale

303

78.60

Sale

3450

78.61

Sale

3

78.63

Sale

1323

78.66

Sale

417

78.67

Sale

672

78.68

Sale

934

78.70

Sale

144

78.71

Sale

2703

78.72

Sale

281

78.74

Sale

1831

78.76

Sale

100

78.77

Sale

367

78.78

Sale

2479

78.79

Sale

200

78.80

Sale

1256

78.81

Sale

1069

78.82

Sale

4180

78.83

Sale

356

78.84

Sale

2045

78.85

Sale

349

78.86

Sale

17

78.89

Sale

73

78.90

Sale

165

78.91

Sale

199

78.92

Sale

1159

78.93

Sale

930

78.94

Sale

1727

78.95

Sale

397

78.96

Sale

37

78.97

Sale

1117

79.02

Sale

2000

79.12

Sale

364

79.36

Total Sales

242,868

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

127

73.00

CFD

Long

20800

77.26

CFD

Long

171

77.54

CFD

Long

229

77.55

CFD

Long

1670

77.61

CFD

Long

1450

78.00

CFD

Long

400

78.30

CFD

Long

250

78.52

CFD

Short

20000

72.94

CFD

Short

127

73.00

CFD

Short

400

76.36

CFD

Short

100

77.11

CFD

Short

120

77.15

CFD

Short

380

77.16

CFD

Short

17900

77.60

CFD

Short

400

77.70

CFD

Short

42

78.00

CFD

Short

250

78.12

CFD

Short

883

78.18

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

14/10/2008

Contact name

Artie Movsesian

Telephone number

020 7545 8515

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMMIBTTMMBBBFP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,755.07
Change55.76