23rd Apr 2008 11:43
Macquarie Group Limited23 April 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 3 of 3 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 22 April 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 5,677,609 0.16% (2) Derivatives (other than options) 126,705 0.00% (3) Options and agreements to purchase/sell 6,028,983 0.17% Total 11,833,297 0.35% (c) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (d) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (e) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD See Part 2 - Annexure B I Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4)See Part 2 - Annexure C (f) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (g) Other dealings (including new securities) (Note 3) Nature of Transaction Quantity Price Per Unit (if applicable) Loan of securities 1,100 N/ACollateral Delivered 150,000 N/A 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 23 April 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected principal trader Annexure A Buy Sell Exec Quantity Exec Price BUY 100.00 43.68 BUY 5125.00 43.60 BUY 4128.00 43.60 BUY 9800.00 43.68 BUY 100.00 43.68 BUY 747.00 43.60 BUY 10000.00 43.60 BUY 4783.00 43.86 BUY 2302.00 43.86 BUY 01.00 43.86 BUY 2914.00 43.86 BUY 2951.00 43.85 BUY 2459.00 43.84 BUY 230.00 43.68 BUY 2535.00 43.67 BUY 230.00 43.67 BUY 306.00 43.90 BUY 2647.00 43.90 BUY 2292.00 43.58 BUY 194.00 43.58 BUY 2454.00 43.60 BUY 1000.00 43.67 BUY 2824.00 43.74 BUY 208.00 43.74 BUY 212.00 43.77 BUY 44.00 43.77 BUY 33.00 43.77 BUY 01.00 43.77 BUY 03.00 43.77 BUY 219.00 43.77 BUY 256.00 43.77 BUY 256.00 43.77 BUY 286.00 43.79 BUY 77.00 43.79 BUY 203.00 43.79 BUY 02.00 43.79 BUY 368.00 43.79 BUY 55.00 43.79 BUY 772.00 43.80 BUY 1966.00 43.77 BUY 32.00 43.77 BUY 38.00 43.77 BUY 958.00 43.78 BUY 400.00 43.78 BUY 33.00 43.78 BUY 1109.00 43.79 BUY 236.00 43.68 BUY 285.00 43.63 BUY 09.00 43.57 BUY 02.00 43.55 BUY 04.00 43.56 BUY 600.00 43.56 BUY 868.00 43.58 BUY 16.00 43.58 BUY 06.00 43.58 BUY 37.00 43.58 BUY 139.00 43.58 BUY 740.00 43.52 BUY 500.00 43.88 BUY 25.00 43.85 BUY 180.00 43.85 BUY 01.00 43.85 BUY 06.00 43.85 BUY 368.00 43.85 BUY 369.00 43.85 BUY 51.00 43.85 BUY 65.00 43.68 BUY 200.00 43.67 BUY 260.00 43.86 BUY 04.00 43.86 BUY 130.00 43.86 BUY 106.00 43.86 BUY 200.00 43.77 BUY 200.00 43.70 BUY 1300.00 43.70 BUY 100.00 43.61 BUY 444.00 43.61 BUY 34.00 43.61 BUY 600.00 43.61 BUY 113.00 43.61 BUY 300.00 43.61 BUY 300.00 43.61 BUY 300.00 43.61 BUY 300.00 43.61 BUY 100.00 43.61 BUY 3591.00 43.61 BUY 3818.00 43.61 BUY 3523.00 43.52 BUY 804.00 43.52 BUY 70.00 43.52 BUY 26.00 43.52 BUY 92.00 43.52 BUY 485.00 43.52 BUY 245.00 43.52 BUY 1000.00 45.00 BUY 17000.00 83.16 BUY 300.00 82.76 BUY 100.00 82.65 BUY 100.00 82.65 BUY 100.00 82.65 BUY 1300.00 82.65 BUY 200.00 83.05 BUY 800.00 83.05 BUY 800.00 83.05 BUY 100.00 82.99 BUY 100.00 82.99 BUY 100.00 83.05 BUY 100.00 83.05 BUY 600.00 83.00 BUY 500.00 82.92 BUY 100.00 82.92 BUY 800.00 82.92 BUY 100.00 82.92 BUY 500.00 82.92 BUY 100.00 82.82 BUY 100.00 82.82 BUY 100.00 82.83 BUY 100.00 82.83 BUY 100.00 82.83 BUY 100.00 82.83 BUY 100.00 82.82 BUY 300.00 82.82 BUY 100.00 82.82 BUY 200.00 82.83 BUY 400.00 82.83 BUY 300.00 82.83 BUY 54.00 82.83 BUY 10.00 82.83 BUY 100.00 82.83 BUY 600.00 82.83 BUY 300.00 82.83 BUY 100.00 82.64 BUY 100.00 82.64 BUY 100.00 82.65 BUY 100.00 82.65 BUY 100.00 82.63 BUY 100.00 82.65 BUY 100.00 82.65 BUY 300.00 82.65 BUY 500.00 82.65 BUY 800.00 82.83 BUY 500.00 82.83 BUY 136.00 82.83 BUY 500.00 82.65 BUY 200.00 82.65 BUY 500.00 82.65 BUY 800.00 82.65 BUY 900.00 82.65 BUY 100.00 82.65 SELL -116.00 43.65 SELL -17817.00 43.65 SELL -2067.00 43.65 SELL -5770.00 44.00 SELL -1019.00 44.12 SELL -950.00 44.00 SELL -22.00 44.00 SELL -60.00 44.00 SELL -50.00 44.00 SELL -20.00 44.00 SELL -10.00 44.00 SELL -100.00 44.00 SELL -250.00 44.00 SELL -629.00 44.00 SELL -1000.00 44.00 SELL -120.00 44.00 SELL -6499.00 43.80 SELL -1053.00 43.80 SELL -2448.00 43.80 SELL -200.00 43.86 SELL -922.00 43.69 SELL -11.00 43.66 SELL -42.00 43.66 SELL -197.00 43.66 SELL -186.00 43.66 SELL -64.00 43.66 SELL -500.00 43.66 SELL -681.00 43.96 SELL -242.00 43.96 SELL -100.00 43.96 SELL -31.00 43.96 SELL -139.00 43.96 SELL -35.00 43.96 SELL -500.00 43.95 SELL -27.00 43.95 SELL -01.00 43.95 SELL -681.00 43.94 SELL -451.00 43.94 SELL -134.00 43.94 SELL -385.00 43.94 SELL -549.00 43.94 SELL -09.00 43.94 SELL -124.00 43.94 SELL -1367.00 43.94 SELL -145.00 43.94 SELL -197.00 43.94 SELL -126.00 43.93 SELL -152.00 43.93 SELL -38.00 43.92 SELL -1369.00 43.93 SELL -100.00 43.93 SELL -16.00 43.93 SELL -47.00 43.92 SELL -1279.00 43.90 SELL -291.00 43.93 SELL -267.00 43.62 SELL -2496.00 43.62 SELL -1151.00 43.62 SELL -500.00 43.67 SELL -191.00 43.67 SELL -01.00 43.84 SELL -1500.00 43.87 SELL -35.00 43.84 SELL -702.00 43.84 SELL -30.00 43.84 SELL -134.00 43.84 SELL -483.00 43.84 SELL -175.00 43.73 SELL -125.00 43.73 SELL -211.00 43.73 SELL -4915.00 43.75 SELL -17.00 43.68 SELL -2456.00 43.70 SELL -21.00 43.73 SELL -300.00 43.73 SELL -157.00 43.73 SELL -272.00 43.73 SELL -28.00 43.73 SELL -722.00 43.73 SELL -250.00 43.73 SELL -4750.00 43.73 SELL -500.00 43.80 SELL -1000.00 43.71 SELL -2549.00 43.71 SELL -1768.00 43.62 SELL -377.00 43.73 SELL -1243.00 43.69 SELL -114.00 43.98 SELL -186.00 43.98 SELL -100.00 43.65 SELL -900.00 43.65 SELL -65.00 43.97 SELL -1100.00 44.00 SELL -1000.00 43.96 SELL -112.00 43.97 SELL -23.00 43.97 SELL -500.00 43.86 SELL -470.00 43.86 SELL -30.00 43.85 SELL -200.00 43.73 SELL -65.00 43.80 SELL -500.00 43.64 SELL -150.00 43.60 SELL -141.00 43.60 SELL -209.00 43.60 SELL -352.00 43.63 SELL -874.00 43.73 SELL -5005.00 43.82 SELL -162.00 43.82 SELL -22.00 43.82 SELL -32.00 43.82 SELL -100.00 43.82 SELL -10.00 43.82 SELL -340.00 43.82 SELL -50.00 43.82 SELL -205.00 43.82 SELL -280.00 43.82 SELL -36.00 43.82 SELL -2304.00 43.82 SELL -775.00 43.67 SELL -406.00 43.52 SELL -17300.00 83.48 SELL -500.00 82.69 SELL -500.00 82.69 SELL -1200.00 82.70 SELL -100.00 82.70 SELL -200.00 82.70 SELL -900.00 82.69 SELL -100.00 83.65 SELL -400.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -200.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -200.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -500.00 83.65 SELL -100.00 83.66 SELL -100.00 83.66 SELL -100.00 83.65 SELL -100.00 83.65 SELL -100.00 83.65 SELL -100.00 83.66 SELL -100.00 83.65 SELL -300.00 83.65 SELL -200.00 83.65 SELL -34.00 84.01 SELL -100.00 84.01 SELL -200.00 84.00 SELL -100.00 84.00 SELL -1900.00 84.00 SELL -100.00 84.00 SELL -1300.00 84.00 SELL -266.00 84.00 SELL -400.00 84.46 SELL -100.00 84.46 SELL -100.00 84.46 SELL -500.00 84.46 SELL -600.00 84.46 SELL -800.00 84.46 SELL -500.00 84.46 SELL -100.00 84.20 SELL -100.00 84.20 SELL -1300.00 84.20 SELL -100.00 83.80 SELL -100.00 83.80 SELL -800.00 83.80 SELL -500.00 83.80 SELL -100.00 83.45 SELL -100.00 83.45 SELL -700.00 83.45 SELL -100.00 83.45 SELL -100.00 83.45 SELL -100.00 83.45 SELL -100.00 83.45 SELL -100.00 83.45 SELL -600.00 82.69 SELL -100.00 82.70 SELL -800.00 82.70 SELL -100.00 82.70 SELL -2800.00 83.35 SELL -12200.00 83.43 2281.00 OTC sale to custodian at market. Total BUY 125,786 Total SELL 150,182 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 114.00 43.98 CFDS BUY 186.00 43.98 CFDS BUY 900.00 43.65 CFDS BUY 1000.00 43.96 CFDS BUY 30.00 43.85 CFDS BUY 112.00 43.97 CFDS BUY 23.00 43.97 CFDS BUY 65.00 43.97 CFDS BUY 1100.00 44.00 CFDS BUY 500.00 43.86 CFDS BUY 470.00 43.86 CFDS BUY 100.00 43.65 CFDS BUY 200.00 43.73 CFDS BUY 65.00 43.80 CFDS BUY 500.00 43.64 CFDS BUY 150.00 43.60 CFDS BUY 141.00 43.60 CFDS BUY 209.00 43.60 CFDS SELL -500.00 43.88 CFDS SELL -25.00 43.85 CFDS SELL -180.00 43.85 CFDS SELL -01.00 43.85 CFDS SELL -06.00 43.85 CFDS SELL -368.00 43.85 CFDS SELL -369.00 43.85 CFDS SELL -51.00 43.85 CFDS SELL -65.00 43.68 CFDS SELL -200.00 43.67 CFDS SELL -260.00 43.86 CFDS SELL -04.00 43.86 CFDS SELL -130.00 43.86 CFDS SELL -106.00 43.86 CFDS SELL -200.00 43.77 CFDS SELL -200.00 43.70 CFDS SELL -1300.00 43.70 Total Buy 5865 Total Sell -3965 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Call Option BUY 02.00 05.00 39.50 American 20080529 Call Option BUY 01.00 05.88 38.50 American 20080529 Call Option BUY 04.00 05.76 38.50 American 20080529 Call Option BUY 01.00 05.20 40.00 American 20080626 Call Option BUY 01.00 01.38 45.00 American 20080529 Put Option BUY 01.00 00.01 45.00 American 20080423 Call Option BUY 01.00 05.39 39.00 American 20080529 Call Option BUY 16.00 01.85 44.00 American 20080529 Call Option BUY 08.00 01.85 44.00 American 20080529 Call Option BUY 01.00 01.85 44.00 American 20080529 Put Option BUY 3034.00 00.67 29.65 American 20090625 Put Option BUY 1000.00 04.35 37.00 European 30/10/2007 Put Option BUY 5000.00 04.34 37.00 European 30/10/2007 Put Option BUY 3500.00 04.30 37.00 European 30/10/2007 Put Option BUY 200.00 19.17 25.00 European 19/05/2016 Put Option BUY 250.00 18.97 25.00 European 19/05/2016 Put Option BUY 250.00 18.97 25.00 European 19/05/2016 Put Option BUY 500.00 18.97 25.00 European 19/05/2016 Put Option BUY 200.00 00.01 25.00 European 19/05/2016 Put Option BUY 1000.00 14.84 32.00 European 17/11/2016 Put Option BUY 500.00 14.93 32.00 European 17/11/2016 Put Option BUY 2750.00 14.76 32.00 European 17/11/2016 Put Option BUY 3000.00 14.81 32.00 European 17/11/2016 Put Option BUY 1250.00 14.81 32.00 European 17/11/2016 Put Option BUY 750.00 14.85 32.00 European 17/11/2016 Put Option BUY 425.00 17.74 28.56 European 30/06/2009 Put Option BUY 1000.00 23.92 20.00 European 19/05/2016 Put Option BUY 1250.00 27.25 17.03 European 30/06/2009 Put Option BUY 5000.00 09.43 32.00 European 27/09/2007 Put Option BUY 2500.00 09.38 32.00 European 27/09/2007 Put Option BUY 1500.00 03.90 40.00 European 23/04/2008 Put Option BUY 750.00 03.76 40.00 European 23/04/2008 Put Option BUY 750.00 03.76 40.00 European 23/04/2008 Put Option BUY 250.00 03.76 40.00 European 23/04/2008 Put Option BUY 4750.00 03.76 40.00 European 23/04/2008 Put Option BUY 500.00 03.83 40.00 European 23/04/2008 Put Option SELL -01.00 02.17 42.00 American 20080724 Put Option SELL -10000.00 00.29 41.00 European 20080529 Put Option SELL -10000.00 00.29 41.00 European 20080529 Put Option SELL -10000.00 00.29 41.00 European 20080529 Put Option SELL -20000.00 00.29 41.00 European 20080529 Put Option SELL -10000.00 00.29 41.00 European 20080529 Put Option SELL -20000.00 00.29 41.00 European 20080529 Put Option SELL -5000.00 00.29 41.00 European 20080529 Put Option SELL -10000.00 00.29 41.00 European 20080529 Put Option SELL -20000.00 00.29 41.00 European 20080529 Put Option SELL -20000.00 00.29 41.00 European 20080529 Put Option SELL -20000.00 00.29 41.00 European 20080529 SELL -9290.00 00.01 Put Option SELL -1306.00 10.18 44.00 American 20130425 Put Option SELL -1000.00 20.59 25.00 European 17/11/2016 Put Option SELL -269.00 30.75 23.00 European 29/06/2018 Put Option SELL -325.00 30.70 23.00 European 29/06/2018 Put Option SELL -500.00 04.38 37.00 European 30/10/2007 Put Option SELL -500.00 04.38 37.00 European 30/10/2007 Put Option SELL -500.00 04.38 37.00 European 30/10/2007 Put Option SELL -500.00 04.38 37.00 European 30/10/2007 Put Option SELL -1500.00 04.40 37.00 European 30/10/2007 Put Option SELL -5000.00 04.39 37.00 European 30/10/2007 Put Option SELL -200.00 18.68 25.00 European 19/05/2016 Put Option SELL -2750.00 14.86 32.00 European 17/11/2016 Put Option SELL -250.00 14.86 32.00 European 17/11/2016 Put Option SELL -250.00 14.86 32.00 European 17/11/2016 Put Option SELL -5000.00 14.80 32.00 European 17/11/2016 Put Option SELL -3000.00 09.52 32.00 European 27/09/2007 Put Option SELL -2500.00 09.51 32.00 European 27/09/2007 Put Option SELL -3000.00 09.57 32.00 European 27/09/2007 Put Option SELL -5000.00 09.27 32.00 European 27/09/2007 Put Option SELL -2500.00 09.29 32.00 European 27/09/2007 Put Option SELL -2000.00 09.45 32.00 European 27/09/2007 Total BUY 41,895 Total SELL 202,141 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group