10th Jul 2008 11:31
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal trader |
Citigroup Global Markets Australia Pty Limited |
Company dealt in |
BHP Billiton Ltd |
Class of relevant security to which the dealings being disclosed relate (Note 1) |
Ord/Equity |
Date of dealing |
09 July 2008 |
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
Long |
Short |
|
Number (%) |
Number (%) |
|
(1) Relevant securities |
412,709 (0.01%) |
5,348,703 (0.16%) |
(2) Derivatives (other than options) |
(0.00%) (0.00%) |
(0.00%) |
(3) Options and agreements to purchase/sell |
15,202,746 (0.45%) |
11,104,435 (0.33%) |
Total |
15,615,455 (0.46%) |
16,453,138 (0.49%) |
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
Class of relevant security: |
Long |
Short |
Convertible |
Number (%) |
Number (%) |
(1) Relevant securities |
(0.00%) |
(0.00%) |
(2) Derivatives (other than options) |
(0.00%) |
(0.00%) |
(3) Options and agreements to purchase/sell |
(0.00%) |
(0.00%) |
Total |
(0.00%) |
(0.00%) |
Rights to subscribe (Note 2)
Class of relevant security: |
Details |
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase |
Number of securities |
Price per unit (Note 4) AUD (unless stated) |
676997 |
39.5 |
|
437300 |
39.9714 |
|
437300 |
39.9714 |
|
437300 |
39.9714 |
|
100000 |
39.46 |
|
84625 |
39.5 |
|
38000 |
47 |
|
17000 |
47 |
|
16538 |
39.98 |
|
11025 |
39.98 |
|
9433 |
39.98 |
|
5300 |
39.97 |
|
5300 |
39.99 |
|
5300 |
40.04 |
|
5300 |
39.97 |
|
5300 |
39.99 |
|
5300 |
40.04 |
|
5000 |
39.7 |
|
5000 |
39.98 |
|
5000 |
39.98 |
|
5000 |
39.98 |
|
5000 |
39.98 |
|
5000 |
39.98 |
|
4543 |
39.98 |
|
3972 |
39.98 |
|
3748 |
39.82 |
|
3491 |
39.98 |
|
3180 |
39.9 |
|
3000 |
39.98 |
|
2863 |
39.77 |
|
2714 |
39.68 |
|
2650 |
39.97 |
|
2650 |
39.97 |
|
2500 |
39.72 |
|
2500 |
39.72 |
|
2500 |
39.98 |
|
2409 |
39.99 |
|
2409 |
39.99 |
|
2400 |
39.8 |
|
1799 |
39.8 |
|
1733 |
39.98 |
|
1722 |
39.98 |
|
1700 |
39.8 |
|
1669 |
39.98 |
|
1533 |
39.75 |
|
1452 |
39.68 |
|
1452 |
40.12 |
|
1452 |
40.11 |
|
1399 |
39.73 |
|
1380 |
39.98 |
|
1372 |
39.98 |
|
1348 |
39.77 |
|
1300 |
39.98 |
|
1300 |
39.98 |
|
1289 |
39.98 |
|
1234 |
40.04 |
|
1198 |
40.12 |
|
1198 |
40.12 |
|
1140 |
40.04 |
|
1119 |
39.98 |
|
1077 |
40.12 |
|
1060 |
40.04 |
|
1060 |
40.04 |
|
1060 |
40.04 |
|
1060 |
40.04 |
|
1060 |
40.04 |
|
1003 |
40.12 |
|
1000 |
39.98 |
|
1000 |
39.98 |
|
1000 |
39.98 |
|
1000 |
39.98 |
|
996 |
39.98 |
|
967 |
39.75 |
|
950 |
40.03 |
|
950 |
40.03 |
|
949 |
39.98 |
|
900 |
39.95 |
|
893 |
39.76 |
|
890 |
39.9 |
|
800 |
39.98 |
|
800 |
39.77 |
|
767 |
40.11 |
|
684 |
39.98 |
|
650 |
39.98 |
|
650 |
39.98 |
|
589 |
40.02 |
|
557 |
40.09 |
|
557 |
40.09 |
|
502 |
39.82 |
|
482 |
39.99 |
|
469 |
39.8 |
|
436 |
39.98 |
|
400 |
40.12 |
|
399 |
40.12 |
|
399 |
40.12 |
|
387 |
40.04 |
|
340 |
40.04 |
|
334 |
39.98 |
|
332 |
39.8 |
|
319 |
40.03 |
|
289 |
39.77 |
|
261 |
40.01 |
|
261 |
40.01 |
|
259 |
40.01 |
|
259 |
40.01 |
|
252 |
40.03 |
|
250 |
39.73 |
|
226 |
39.98 |
|
208 |
40.11 |
|
208 |
40.11 |
|
204 |
39.68 |
|
204 |
40.04 |
|
166 |
40.03 |
|
140 |
40.03 |
|
125 |
39.73 |
|
108 |
40.03 |
|
105 |
39.9 |
|
99 |
39.8 |
|
95 |
40 |
|
95 |
40 |
|
87 |
40.01 |
|
87 |
40.01 |
|
87 |
40.01 |
|
87 |
40.01 |
|
86 |
40.01 |
|
86 |
40.01 |
|
83 |
40.04 |
|
75 |
39.98 |
|
73 |
40.03 |
|
70 |
40.11 |
|
69 |
40.11 |
|
69 |
40.11 |
|
62 |
40.03 |
|
58 |
39.98 |
|
37 |
39.68 |
|
34 |
39.73 |
|
30 |
40.11 |
|
25 |
39.73 |
|
14 |
40.02 |
|
12 |
40.04 |
|
10 |
39.9 |
|
7 |
39.76 |
|
1 |
40.03 |
|
Total |
2,439,427 |
Sales |
Number of securities |
Price per unit (Note 4) AUD (unless stated) |
-1 |
39.91 |
|
-1 |
39.94 |
|
-1 |
40.01 |
|
-1 |
39.83 |
|
-1 |
39.84 |
|
-1 |
39.86 |
|
-3 |
40 |
|
-4 |
40.08 |
|
-4 |
40.07 |
|
-5 |
40.06 |
|
-5 |
39.84 |
|
-5 |
39.81 |
|
-5 |
40.08 |
|
-7 |
40 |
|
-7 |
40.08 |
|
-8 |
39.94 |
|
-8 |
40.07 |
|
-8 |
40.12 |
|
-9 |
39.95 |
|
-10 |
39.94 |
|
-10 |
40.08 |
|
-10 |
39.76 |
|
-10 |
39.86 |
|
-10 |
39.82 |
|
-10 |
40.03 |
|
-10 |
40.03 |
|
-10 |
40.14 |
|
-11 |
39.94 |
|
-11 |
40.03 |
|
-11 |
40 |
|
-12 |
40.04 |
|
-12 |
39.83 |
|
-12 |
40 |
|
-12 |
39.99 |
|
-13 |
40.09 |
|
-15 |
40.05 |
|
-15 |
39.86 |
|
-15 |
39.81 |
|
-15 |
40.04 |
|
-17 |
39.83 |
|
-18 |
40.08 |
|
-20 |
40.23 |
|
-20 |
40.04 |
|
-23 |
39.89 |
|
-25 |
39.94 |
|
-26 |
40.23 |
|
-27 |
39.81 |
|
-27 |
39.98 |
|
-28 |
39.82 |
|
-29 |
39.83 |
|
-29 |
40.16 |
|
-33 |
39.75 |
|
-34 |
39.73 |
|
-39 |
39.8 |
|
-40 |
40.13 |
|
-50 |
39.85 |
|
-50 |
39.84 |
|
-50 |
40.12 |
|
-50 |
40.19 |
|
-61 |
40.15 |
|
-63 |
39.83 |
|
-64 |
40.05 |
|
-64 |
39.99 |
|
-66 |
39.86 |
|
-66 |
39.96 |
|
-69 |
39.88 |
|
-69 |
40.11 |
|
-69 |
40.11 |
|
-69 |
39.99 |
|
-70 |
40.11 |
|
-71 |
40 |
|
-74 |
39.87 |
|
-75 |
40.03 |
|
-75 |
40.04 |
|
-75 |
40.05 |
|
-76 |
39.94 |
|
-76 |
39.78 |
|
-76 |
40 |
|
-76 |
40.04 |
|
-78 |
39.84 |
|
-79 |
39.84 |
|
-82 |
40.11 |
|
-83 |
40.04 |
|
-83 |
39.86 |
|
-84 |
40.02 |
|
-84 |
40.1 |
|
-85 |
39.91 |
|
-86 |
40.01 |
|
-86 |
40.01 |
|
-86 |
40.12 |
|
-87 |
40.01 |
|
-90 |
40.03 |
|
-92 |
39.81 |
|
-93 |
39.97 |
|
-95 |
40 |
|
-95 |
40.15 |
|
-95 |
40.23 |
|
-99 |
39.97 |
|
-100 |
39.91 |
|
-105 |
39.9 |
|
-106 |
39.86 |
|
-111 |
39.91 |
|
-111 |
40.03 |
|
-117 |
40.07 |
|
-120 |
39.75 |
|
-124 |
39.84 |
|
-125 |
39.9 |
|
-128 |
40.04 |
|
-129 |
40.02 |
|
-130 |
40.19 |
|
-130 |
40.14 |
|
-131 |
39.83 |
|
-136 |
40.23 |
|
-141 |
39.84 |
|
-146 |
40.05 |
|
-150 |
39.84 |
|
-154 |
40.07 |
|
-158 |
40.23 |
|
-160 |
39.93 |
|
-160 |
40.09 |
|
-161 |
40.08 |
|
-162 |
40.21 |
|
-165 |
39.84 |
|
-168 |
40.22 |
|
-171 |
40.14 |
|
-176 |
40.02 |
|
-189 |
40.08 |
|
-190 |
40.08 |
|
-195 |
40.08 |
|
-197 |
39.84 |
|
-198 |
40.03 |
|
-198 |
40.05 |
|
-200 |
40.1 |
|
-200 |
40.02 |
|
-200 |
39.97 |
|
-200 |
40.16 |
|
-200 |
40.16 |
|
-204 |
40.04 |
|
-205 |
39.83 |
|
-208 |
39.95 |
|
-208 |
40.15 |
|
-208 |
40.11 |
|
-208 |
40.11 |
|
-210 |
40.08 |
|
-218 |
40.05 |
|
-218 |
40 |
|
-220 |
40.02 |
|
-221 |
40.19 |
|
-225 |
40.01 |
|
-229 |
40.05 |
|
-230 |
39.84 |
|
-238 |
39.86 |
|
-240 |
40.02 |
|
-242 |
39.94 |
|
-243 |
40.08 |
|
-243 |
40.01 |
|
-244 |
39.85 |
|
-250 |
39.86 |
|
-250 |
39.84 |
|
-250 |
40 |
|
-250 |
39.95 |
|
-259 |
40.01 |
|
-259 |
40.01 |
|
-261 |
40.01 |
|
-261 |
40.01 |
|
-276 |
40.06 |
|
-277 |
39.78 |
|
-278 |
40.05 |
|
-282 |
40.01 |
|
-287 |
40.05 |
|
-292 |
39.77 |
|
-293 |
39.84 |
|
-297 |
40.13 |
|
-300 |
39.84 |
|
-300 |
39.76 |
|
-300 |
39.82 |
|
-301 |
39.97 |
|
-302 |
40.19 |
|
-305 |
40.07 |
|
-322 |
39.84 |
|
-330 |
39.98 |
|
-335 |
39.86 |
|
-335 |
39.99 |
|
-336 |
40 |
|
-337 |
40.15 |
|
-340 |
40.04 |
|
-345 |
39.83 |
|
-350 |
39.99 |
|
-351 |
40.18 |
|
-355 |
39.86 |
|
-371 |
40.18 |
|
-385 |
39.83 |
|
-387 |
40.04 |
|
-395 |
39.84 |
|
-398 |
40.08 |
|
-399 |
40.12 |
|
-399 |
40.12 |
|
-400 |
40.12 |
|
-400 |
40.01 |
|
-400 |
40.19 |
|
-405 |
40.05 |
|
-418 |
40.04 |
|
-419 |
39.84 |
|
-427 |
39.82 |
|
-428 |
39.84 |
|
-431 |
40.25 |
|
-436 |
39.98 |
|
-443 |
40.03 |
|
-450 |
39.97 |
|
-462 |
40.04 |
|
-470 |
40.09 |
|
-474 |
40.05 |
|
-474 |
39.99 |
|
-482 |
39.99 |
|
-488 |
40.03 |
|
-490 |
40.17 |
|
-490 |
40.21 |
|
-500 |
39.86 |
|
-500 |
40.15 |
|
-506 |
39.99 |
|
-515 |
39.86 |
|
-516 |
39.83 |
|
-520 |
40.05 |
|
-527 |
40.14 |
|
-533 |
39.86 |
|
-554 |
40.08 |
|
-555 |
40.23 |
|
-557 |
40.09 |
|
-557 |
40.09 |
|
-560 |
40.08 |
|
-564 |
40.07 |
|
-585 |
39.81 |
|
-587 |
40.17 |
|
-589 |
40.02 |
|
-593 |
39.86 |
|
-594 |
39.85 |
|
-599 |
39.84 |
|
-610 |
39.83 |
|
-615 |
40.19 |
|
-617 |
40.03 |
|
-622 |
39.83 |
|
-627 |
39.95 |
|
-639 |
39.86 |
|
-644 |
39.84 |
|
-648 |
40.04 |
|
-650 |
39.98 |
|
-650 |
39.98 |
|
-666 |
40.23 |
|
-669 |
39.85 |
|
-676 |
40.01 |
|
-677 |
40.08 |
|
-695 |
39.95 |
|
-708 |
40.08 |
|
-721 |
39.99 |
|
-722 |
39.86 |
|
-730 |
40.19 |
|
-736 |
39.82 |
|
-741 |
39.82 |
|
-748 |
39.93 |
|
-750 |
40.1 |
|
-764 |
39.86 |
|
-773 |
39.95 |
|
-776 |
39.85 |
|
-800 |
39.98 |
|
-800 |
40.15 |
|
-808 |
39.81 |
|
-815 |
40.07 |
|
-822 |
39.9 |
|
-825 |
39.81 |
|
-833 |
40.07 |
|
-836 |
40.18 |
|
-837 |
39.79 |
|
-838 |
40.13 |
|
-842 |
39.85 |
|
-844 |
40.17 |
|
-844 |
40.09 |
|
-852 |
40.03 |
|
-854 |
39.81 |
|
-859 |
40.08 |
|
-871 |
39.84 |
|
-877 |
39.96 |
|
-877 |
40.01 |
|
-878 |
40.15 |
|
-880 |
39.85 |
|
-880 |
39.84 |
|
-890 |
40.09 |
|
-893 |
39.76 |
|
-895 |
39.83 |
|
-898 |
39.98 |
|
-914 |
39.9 |
|
-931 |
40.02 |
|
-946 |
40.11 |
|
-950 |
40.03 |
|
-950 |
40.03 |
|
-961 |
39.9 |
|
-964 |
39.82 |
|
-964 |
40.22 |
|
-971 |
40.11 |
|
-971 |
40.12 |
|
-972 |
39.8 |
|
-974 |
40.23 |
|
-985 |
40.05 |
|
-1000 |
40.01 |
|
-1000 |
39.94 |
|
-1000 |
40.05 |
|
-1000 |
40.07 |
|
-1000 |
40.19 |
|
-1000 |
40.23 |
|
-1021 |
40 |
|
-1029 |
40.02 |
|
-1042 |
40.16 |
|
-1059 |
40 |
|
-1060 |
40.04 |
|
-1060 |
40.04 |
|
-1060 |
40.04 |
|
-1060 |
40.04 |
|
-1060 |
40.04 |
|
-1060 |
40.05 |
|
-1072 |
40.15 |
|
-1077 |
40.12 |
|
-1089 |
39.86 |
|
-1100 |
40.18 |
|
-1108 |
39.87 |
|
-1125 |
40.03 |
|
-1131 |
39.84 |
|
-1138 |
40.04 |
|
-1139 |
39.87 |
|
-1140 |
40.04 |
|
-1150 |
40.09 |
|
-1166 |
39.79 |
|
-1177 |
39.93 |
|
-1187 |
40 |
|
-1198 |
40.12 |
|
-1198 |
40.12 |
|
-1209 |
39.84 |
|
-1234 |
40.04 |
|
-1237 |
40.03 |
|
-1241 |
40.04 |
|
-1257 |
40.09 |
|
-1264 |
40.08 |
|
-1300 |
39.98 |
|
-1300 |
39.98 |
|
-1313 |
39.86 |
|
-1331 |
40.19 |
|
-1342 |
39.88 |
|
-1357 |
40.15 |
|
-1391 |
39.99 |
|
-1435 |
40.15 |
|
-1444 |
39.98 |
|
-1452 |
40.12 |
|
-1461 |
40.04 |
|
-1472 |
40.23 |
|
-1472 |
40.21 |
|
-1477 |
40.19 |
|
-1503 |
39.91 |
|
-1528 |
40.06 |
|
-1533 |
39.84 |
|
-1540 |
39.94 |
|
-1542 |
40.21 |
|
-1550 |
40.07 |
|
-1574 |
39.84 |
|
-1600 |
39.86 |
|
-1620 |
40.08 |
|
-1650 |
40.14 |
|
-1662 |
39.96 |
|
-1675 |
40.03 |
|
-1684 |
39.86 |
|
-1693 |
40.03 |
|
-1718 |
39.99 |
|
-1734 |
40.09 |
|
-1738 |
40.02 |
|
-1744 |
40.19 |
|
-1755 |
40.15 |
|
-1782 |
40.09 |
|
-1787 |
40.23 |
|
-1799 |
39.84 |
|
-1848 |
40.18 |
|
-1925 |
40.23 |
|
-1936 |
39.84 |
|
-1977 |
39.97 |
|
-1980 |
39.85 |
|
-2000 |
40.01 |
|
-2000 |
39.99 |
|
-2000 |
40.06 |
|
-2000 |
40.19 |
|
-2000 |
40.23 |
|
-2000 |
40.09 |
|
-2009 |
39.8 |
|
-2027 |
39.77 |
|
-2038 |
40.21 |
|
-2042 |
40.02 |
|
-2087 |
39.94 |
|
-2087 |
40.15 |
|
-2167 |
40.15 |
|
-2171 |
39.86 |
|
-2187 |
40.15 |
|
-2196 |
40.05 |
|
-2221 |
40.14 |
|
-2221 |
40.13 |
|
-2231 |
40.12 |
|
-2292 |
40.15 |
|
-2305 |
39.75 |
|
-2333 |
40.02 |
|
-2353 |
40.05 |
|
-2379 |
39.84 |
|
-2381 |
39.99 |
|
-2399 |
39.75 |
|
-2409 |
39.99 |
|
-2409 |
39.99 |
|
-2500 |
40.03 |
|
-2509 |
39.87 |
|
-2574 |
39.95 |
|
-2600 |
40.26 |
|
-2647 |
39.82 |
|
-2650 |
39.97 |
|
-2650 |
39.97 |
|
-2730 |
39.84 |
|
-2750 |
40.15 |
|
-2773 |
40.01 |
|
-2882 |
40 |
|
-2916 |
39.86 |
|
-2924 |
39.81 |
|
-2973 |
40.05 |
|
-2995 |
39.99 |
|
-2996 |
40.03 |
|
-3000 |
40.15 |
|
-3066 |
40.23 |
|
-3104 |
40.05 |
|
-3212 |
40.23 |
|
-3244 |
39.95 |
|
-3278 |
39.82 |
|
-3369 |
39.84 |
|
-3474 |
39.99 |
|
-3523 |
40.01 |
|
-3600 |
40.06 |
|
-3607 |
40.09 |
|
-3672 |
40.01 |
|
-3711 |
40.05 |
|
-3736 |
39.95 |
|
-3782 |
39.96 |
|
-3987 |
39.97 |
|
-4000 |
40.02 |
|
-4030 |
40.02 |
|
-4217 |
39.97 |
|
-4236 |
40.15 |
|
-4236 |
40.15 |
|
-4290 |
39.95 |
|
-4355 |
40.15 |
|
-4437 |
39.97 |
|
-4456 |
40.07 |
|
-4500 |
39.96 |
|
-4541 |
39.97 |
|
-4612 |
39.84 |
|
-4656 |
40.15 |
|
-4719 |
40.06 |
|
-4746 |
40.15 |
|
-4976 |
39.87 |
|
-4993 |
39.97 |
|
-5000 |
40.08 |
|
-5000 |
40.02 |
|
-5000 |
40 |
|
-5012 |
40.09 |
|
-5181 |
39.95 |
|
-5215 |
40.15 |
|
-5300 |
39.97 |
|
-5300 |
39.97 |
|
-5300 |
39.99 |
|
-5300 |
39.99 |
|
-5300 |
40.04 |
|
-5300 |
40.04 |
|
-5300 |
40.04 |
|
-5421 |
40.03 |
|
-5544 |
40.08 |
|
-5755 |
40.04 |
|
-5791 |
39.98 |
|
-5886 |
40.02 |
|
-5905 |
39.95 |
|
-6086 |
40.17 |
|
-6297 |
40.12 |
|
-6864 |
40 |
|
-7000 |
40.08 |
|
-7420 |
40.02 |
|
-7500 |
40.11 |
|
-7771 |
40.19 |
|
-8347 |
40.15 |
|
-8528 |
40.02 |
|
-8528 |
40.16 |
|
-8528 |
40.14 |
|
-9379 |
39.95 |
|
-9800 |
40.1 |
|
-10000 |
40.15 |
|
-10000 |
40.15 |
|
-13993 |
40.15 |
|
-25000 |
40.15 |
|
-33748 |
40.08 |
|
-50000 |
39.98 |
|
-84625 |
39.5 |
|
-84625 |
39.5 |
|
-100000 |
39.46 |
|
-169249 |
39.5 |
|
-300000 |
38.9552 |
|
-338499 |
39.5 |
|
-437300 |
39.9714 |
|
-437300 |
39.9714 |
|
Total |
2,741,843 |
(b) Derivatives transactions (other than options)
Product name, e.g. CFD |
Long/short (Note 5) |
Number of securities (Note 6) |
Price per unit (AUD) (Note 4) |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 6) |
Exercise price (AUD) |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (AUD) (Note 4) |
C |
Purchasing |
100000 |
42 |
E |
20080828 |
0.525 |
C |
Purchasing |
60000 |
42 |
E |
20080828 |
0.52 |
C |
Purchasing |
11500 |
20 |
A |
20130627 |
27.45 |
C |
Purchasing |
40000 |
44 |
E |
20080828 |
0.34 |
P |
Purchasing |
-40000 |
41 |
E |
20080828 |
0.77 |
P |
Purchasing |
-39996 |
45 |
E |
20080828 |
1.445 |
P |
Purchasing |
-39996 |
45 |
E |
20080828 |
1.475 |
C |
Purchasing |
8000 |
20 |
A |
20130627 |
27.35 |
P |
Purchasing |
-20004 |
45 |
E |
20080828 |
1.44 |
C |
Purchasing |
5000 |
38 |
E |
20080827 |
2.18 |
C |
Purchasing |
5000 |
38 |
E |
20080827 |
2.41 |
C |
Purchasing |
5000 |
38 |
E |
20080827 |
2.43 |
C |
Purchasing |
5000 |
38 |
E |
20080827 |
2.39 |
P |
Purchasing |
-20000 |
45 |
E |
20080828 |
1.43 |
P |
Purchasing |
-20000 |
45 |
E |
20080828 |
1.47 |
P |
Purchasing |
-20000 |
45 |
E |
20080828 |
1.465 |
C |
Purchasing |
10400 |
44 |
E |
20080828 |
0.34 |
C |
Purchasing |
10000 |
40 |
E |
20080828 |
0.74 |
C |
Purchasing |
2500 |
38 |
E |
20080827 |
2.47 |
C |
Purchasing |
2500 |
36.5 |
E |
20080827 |
4.11 |
C |
Purchasing |
2000 |
38 |
E |
20080827 |
2.45 |
C |
Purchasing |
1100 |
38 |
E |
20080827 |
2.18 |
C |
Purchasing |
500 |
36.5 |
E |
20080827 |
3.9 |
C |
Purchasing |
15000 |
42 |
A |
20080724 |
0.71 |
P |
Purchasing |
-15000 |
40 |
A |
20080724 |
1.42 |
C |
Purchasing |
10000 |
55 |
A |
20090326 |
1.38 |
C |
Purchasing |
10000 |
42 |
A |
20080724 |
0.68 |
C |
Purchasing |
10000 |
40.5 |
A |
20080828 |
2.565 |
C |
Purchasing |
7000 |
42 |
A |
20080724 |
0.68 |
C |
Purchasing |
4000 |
42.5 |
A |
20080724 |
0.57 |
C |
Purchasing |
2000 |
40 |
A |
20080724 |
1.51 |
P |
Purchasing |
-2000 |
36 |
A |
20080925 |
1.61 |
C |
Purchasing |
1000 |
43 |
A |
20080925 |
2.05 |
C |
Selling |
-2000 |
50 |
A |
20080925 |
0.55 |
C |
Selling |
-100 |
26 |
A |
20081127 |
15.28 |
C |
Selling |
-200 |
36.5 |
E |
20080827 |
3.98 |
C |
Selling |
-500 |
36.5 |
E |
20080827 |
3.87 |
C |
Selling |
-656 |
27.5 |
A |
20100623 |
21.32 |
C |
Selling |
-2000 |
36.5 |
E |
20080827 |
4.04 |
C |
Selling |
-2500 |
38 |
E |
20080827 |
2.52 |
C |
Selling |
-3000 |
38 |
E |
20080827 |
2.3 |
C |
Selling |
-5000 |
38 |
E |
20080827 |
2.15 |
C |
Selling |
-5000 |
38 |
E |
20080827 |
2.37 |
C |
Selling |
-5000 |
38 |
E |
20080827 |
2.39 |
C |
Selling |
-5000 |
38 |
E |
20080827 |
2.44 |
C |
Selling |
-32000 |
40 |
E |
20080828 |
0.75 |
P |
Selling |
39996 |
45 |
E |
20080828 |
1.455 |
P |
Selling |
40000 |
45 |
E |
20080828 |
1.445 |
C |
Selling |
-40000 |
38 |
E |
20080828 |
1 |
C |
Selling |
-40000 |
40 |
E |
20080828 |
0.76 |
C |
Selling |
-60000 |
38 |
E |
20080828 |
1 |
P |
Selling |
80000 |
45 |
E |
20080828 |
1.42 |
C |
Selling |
-100000 |
38 |
E |
20080828 |
1 |
C |
Selling |
-42260 |
20 |
A |
20130627 |
26.87 |
(ii) Exercising
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 4) |
(d) Other dealings (including new securities) (Note 3)
Nature of transaction (Note 7) |
Details |
Price per unit (if applicable) (Note 4) |
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
NONE |
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure |
10 July 2008 |
Contact name |
Selina Campbell |
Telephone number |
02890 409538 |
Name of offeree/offeror with which connected |
BHP Billiton plc |
Nature of connection (Note 9) |
Corporate Broker/Financial Advisor |
Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product name, e.g. call option |
Written or purchased |
Number of securities to which the option or derivative relates |
Exercise price (Note 2) |
Type, e.g. American, European etc. |
Expiry date |
C Option |
Purchased |
200000 |
48 |
A |
20081218 |
C Option |
Purchased |
100000 |
43.68 |
E |
20081218 |
C Option |
Purchased |
100000 |
43.68 |
E |
20081218 |
P Option |
Purchased |
-17253 |
28.98 |
E |
20100219 |
P Option |
Purchased |
-10000 |
27.58 |
E |
20090623 |
P Option |
Purchased |
-9575 |
34.81 |
E |
20100628 |
P Option |
Purchased |
-5741 |
30.48 |
E |
20100412 |
P Option |
Purchased |
-4000 |
24.32 |
E |
20110119 |
P Option |
Purchased |
-4000 |
24.8 |
E |
20100119 |
P Option |
Purchased |
-3658 |
27.33 |
E |
20110628 |
P Option |
Purchased |
-3601 |
30.54 |
E |
20090420 |
P Option |
Purchased |
-3598 |
27.79 |
E |
20110629 |
P Option |
Purchased |
-3484 |
28.7 |
E |
20110630 |
P Option |
Purchased |
-3448 |
29 |
E |
20090630 |
P Option |
Purchased |
-2923 |
34.2 |
E |
20120627 |
P Option |
Purchased |
-2854 |
35.03 |
E |
20120629 |
P Option |
Purchased |
-2000 |
26 |
E |
20110615 |
P Option |
Purchased |
-2000 |
25.36 |
E |
20110914 |
P Option |
Purchased |
-1742 |
28.7 |
E |
20110630 |
P Option |
Purchased |
-1554 |
35.38 |
E |
20120622 |
P Option |
Purchased |
-1439 |
27.79 |
E |
20110629 |
P Option |
Purchased |
-1379 |
29 |
E |
20090630 |
P Option |
Purchased |
-1299 |
34.2 |
E |
20100628 |
P Option |
Purchased |
-1245 |
28.1 |
E |
20110627 |
P Option |
Purchased |
-1205 |
24.88 |
E |
20100118 |
P Option |
Purchased |
-1149 |
34.81 |
E |
20100628 |
P Option |
Purchased |
-1141 |
35.03 |
E |
20100629 |
P Option |
Purchased |
-1101 |
18.15 |
E |
20100630 |
P Option |
Purchased |
-1101 |
18.15 |
E |
20100630 |
P Option |
Purchased |
-1040 |
38.44 |
E |
20120905 |
P Option |
Purchased |
-914 |
27.33 |
E |
20090629 |
P Option |
Purchased |
-899 |
27.79 |
E |
20110629 |
P Option |
Purchased |
-889 |
28.1 |
E |
20090629 |
P Option |
Purchased |
-865 |
28.89 |
E |
20090630 |
P Option |
Purchased |
-862 |
29 |
E |
20090630 |
P Option |
Purchased |
-861 |
34.81 |
E |
20100628 |
P Option |
Purchased |
-854 |
35.09 |
E |
20120621 |
P Option |
Purchased |
-852 |
37.52 |
E |
20130116 |
P Option |
Purchased |
-812 |
34.2 |
E |
20100628 |
C Option |
Purchased |
807000 |
50 |
A |
20080724 |
P Option |
Purchased |
-802 |
34.89 |
E |
20100628 |
P Option |
Purchased |
-750 |
43.7 |
E |
20110630 |
P Option |
Purchased |
-731 |
27.33 |
E |
20110628 |
P Option |
Purchased |
-719 |
27.79 |
E |
20090629 |
P Option |
Purchased |
-718 |
34.81 |
E |
20120626 |
P Option |
Purchased |
-713 |
35.03 |
E |
20120629 |
P Option |
Purchased |
-696 |
28.7 |
E |
20090630 |
P Option |
Purchased |
-693 |
28.85 |
E |
20090605 |
P Option |
Purchased |
-692 |
28.89 |
E |
20090630 |
P Option |
Purchased |
-690 |
28.98 |
E |
20110707 |
P Option |
Purchased |
-645 |
31 |
E |
20110509 |
P Option |
Purchased |
-645 |
31 |
E |
20120511 |
P Option |
Purchased |
-629 |
31.78 |
E |
20110512 |
P Option |
Purchased |
-620 |
40.3 |
E |
20121120 |
P Option |
Purchased |
-606 |
33 |
E |
20120816 |
P Option |
Purchased |
-606 |
42.89 |
E |
20110627 |
P Option |
Purchased |
-588 |
34 |
E |
20120615 |
P Option |
Purchased |
-584 |
34.2 |
E |
20120627 |
P Option |
Purchased |
-544 |
36.7 |
E |
20100809 |
P Option |
Purchased |
-522 |
28.7 |
E |
20110630 |
P Option |
Purchased |
-522 |
28.7 |
E |
20110630 |
P Option |
Purchased |
-500 |
35.76 |
E |
20130327 |
P Option |
Purchased |
-481 |
37.35 |
E |
20130213 |
P Option |
Purchased |
-479 |
41.7 |
E |
20121112 |
P Option |
Purchased |
-464 |
38.75 |
E |
20130226 |
P Option |
Purchased |
-463 |
38.88 |
E |
20130214 |
P Option |
Purchased |
-456 |
35.03 |
E |
20100629 |
P Option |
Purchased |
-429 |
34.94 |
E |
20100625 |
P Option |
Purchased |
-426 |
46.87 |
E |
20130521 |
C Option |
Purchased |
410000 |
37 |
A |
20080925 |
C Option |
Purchased |
397000 |
11.5 |
A |
20080724 |
P Option |
Purchased |
-374000 |
32 |
A |
20111222 |
P Option |
Purchased |
-360 |
41.59 |
E |
20121120 |
P Option |
Purchased |
-360 |
41.59 |
E |
20121120 |
P Option |
Purchased |
-345000 |
29 |
A |
20111222 |
C Option |
Purchased |
339000 |
25 |
A |
20100325 |
P Option |
Purchased |
-337 |
37.06 |
E |
20120829 |
C Option |
Purchased |
287000 |
45 |
A |
20080724 |
P Option |
Purchased |
-287 |
34.81 |
E |
20110627 |
P Option |
Purchased |
-285 |
35.03 |
E |
20110629 |
C Option |
Purchased |
250000 |
47 |
A |
20080724 |
C Option |
Purchased |
247000 |
48 |
A |
20081218 |
C Option |
Purchased |
240000 |
46 |
A |
20080724 |
C Option |
Purchased |
236000 |
51 |
A |
20080828 |
P Option |
Purchased |
-230000 |
36 |
A |
20080925 |
C Option |
Purchased |
220000 |
55 |
A |
20090326 |
P Option |
Purchased |
-217000 |
26 |
A |
20101223 |
C Option |
Purchased |
200000 |
37 |
A |
20081218 |
C Option |
Purchased |
200000 |
42 |
A |
20080828 |
C Option |
Purchased |
194000 |
42 |
A |
20080724 |
C Option |
Purchased |
188000 |
39 |
A |
20081218 |
C Option |
Purchased |
180000 |
48 |
A |
20080724 |
P Option |
Purchased |
-175000 |
40 |
A |
20080724 |
P Option |
Purchased |
-166000 |
30 |
A |
20080925 |
P Option |
Purchased |
-165000 |
39 |
A |
20111222 |
P Option |
Purchased |
-162000 |
27 |
A |
20111222 |
P Option |
Purchased |
-160000 |
37 |
A |
20120628 |
P Option |
Purchased |
-150000 |
45 |
A |
20081218 |
C Option |
Purchased |
145000 |
45 |
A |
20080925 |
C Option |
Purchased |
137000 |
43 |
A |
20080724 |
C Option |
Purchased |
132000 |
47 |
A |
20080724 |
C Option |
Purchased |
125000 |
40 |
A |
20080828 |
C Option |
Purchased |
125000 |
47 |
A |
20080925 |
P Option |
Purchased |
-125000 |
42 |
A |
20090326 |
C Option |
Purchased |
124000 |
25.5 |
A |
20100325 |
C Option |
Purchased |
121000 |
23.5 |
A |
20080724 |
P Option |
Purchased |
-102000 |
45 |
A |
20090326 |
C Option |
Purchased |
100000 |
39 |
A |
20081218 |
P Option |
Purchased |
-100000 |
36 |
A |
20080925 |
P Option |
Purchased |
-93000 |
29 |
A |
20080724 |
P Option |
Purchased |
-91000 |
42 |
A |
20080724 |
P Option |
Purchased |
-90000 |
34 |
A |
20080925 |
P Option |
Purchased |
-88000 |
31 |
A |
20101223 |
P Option |
Purchased |
-86000 |
26 |
A |
20080724 |
C Option |
Purchased |
80000 |
40 |
A |
20080925 |
P Option |
Purchased |
-80000 |
43 |
A |
20080724 |
P Option |
Purchased |
-79000 |
29 |
A |
20100325 |
P Option |
Purchased |
-75000 |
27 |
A |
20100325 |
P Option |
Purchased |
-75000 |
28 |
A |
20090625 |
C Option |
Purchased |
72000 |
42 |
A |
20081218 |
P Option |
Purchased |
-71000 |
35 |
A |
20080925 |
P Option |
Purchased |
-70000 |
24 |
A |
20100325 |
C Option |
Purchased |
68000 |
43 |
A |
20080724 |
C Option |
Purchased |
66000 |
42 |
A |
20080724 |
P Option |
Purchased |
-66000 |
43 |
A |
20080724 |
P Option |
Purchased |
-65000 |
31 |
A |
20081030 |
P Option |
Purchased |
-62000 |
46 |
A |
20080724 |
P Option |
Purchased |
-61000 |
26 |
A |
20100325 |
C Option |
Purchased |
55000 |
40 |
A |
20081218 |
P Option |
Purchased |
-54000 |
40.5 |
A |
20080724 |
P Option |
Purchased |
-53000 |
40 |
A |
20080724 |
P Option |
Purchased |
-52000 |
33 |
A |
20100325 |
P Option |
Purchased |
-52000 |
31 |
A |
20080925 |
C Option |
Purchased |
50000 |
45 |
A |
20081218 |
C Option |
Purchased |
50000 |
44 |
A |
20080828 |
C Option |
Purchased |
50000 |
41 |
A |
20080724 |
C Option |
Purchased |
50000 |
40 |
A |
20080724 |
P Option |
Purchased |
-50000 |
41 |
A |
20080925 |
P Option |
Purchased |
-50000 |
44 |
A |
20080828 |
P Option |
Purchased |
-50000 |
45 |
A |
20080828 |
P Option |
Purchased |
-49000 |
35 |
A |
20080828 |
P Option |
Purchased |
-48000 |
45 |
A |
20080724 |
P Option |
Purchased |
-45000 |
45 |
A |
20080925 |
C Option |
Purchased |
43000 |
41 |
A |
20081218 |
C Option |
Purchased |
40000 |
37 |
A |
20080724 |
P Option |
Purchased |
-37000 |
42.5 |
A |
20080724 |
P Option |
Purchased |
-34000 |
25 |
A |
20080724 |
P Option |
Purchased |
-33000 |
30 |
A |
20111222 |
C Option |
Purchased |
32000 |
49 |
A |
20080724 |
P Option |
Purchased |
-31000 |
35 |
A |
20081218 |
C Option |
Purchased |
30000 |
44 |
A |
20080724 |
P Option |
Purchased |
-30000 |
42 |
A |
20111222 |
P Option |
Purchased |
-28000 |
28 |
A |
20080925 |
C Option |
Purchased |
26000 |
39 |
A |
20080925 |
C Option |
Purchased |
25000 |
50 |
A |
20111222 |
C Option |
Purchased |
25000 |
48 |
A |
20081127 |
C Option |
Purchased |
24000 |
50 |
A |
20081218 |
C Option |
Purchased |
24000 |
41.5 |
A |
20080724 |
P Option |
Purchased |
-22000 |
23.5 |
A |
20080724 |
P Option |
Purchased |
-21000 |
41.5 |
A |
20080724 |
C Option |
Purchased |
20000 |
25.5 |
A |
20080724 |
C Option |
Purchased |
20000 |
42 |
A |
20081030 |
P Option |
Purchased |
-20000 |
19 |
A |
20100325 |
P Option |
Purchased |
-20000 |
21 |
A |
20080724 |
P Option |
Purchased |
-20000 |
49 |
A |
20080724 |
C Option |
Purchased |
18000 |
42 |
A |
20080828 |
P Option |
Purchased |
-18000 |
22 |
A |
20101223 |
C Option |
Purchased |
17000 |
42.5 |
A |
20080724 |
P Option |
Purchased |
-17000 |
34 |
A |
20081030 |
C Option |
Purchased |
16000 |
26.5 |
A |
20080724 |
C Option |
Purchased |
15000 |
25 |
A |
20080724 |
C Option |
Purchased |
15000 |
40 |
A |
20080724 |
C Option |
Purchased |
15000 |
44 |
A |
20081218 |
C Option |
Purchased |
15000 |
54 |
A |
20080925 |
P Option |
Purchased |
-15000 |
35 |
A |
20100325 |
P Option |
Purchased |
-15000 |
32 |
A |
20100325 |
P Option |
Purchased |
-15000 |
32 |
A |
20081030 |
P Option |
Purchased |
-15000 |
29 |
A |
20080925 |
P Option |
Purchased |
-15000 |
35 |
A |
20081030 |
P Option |
Purchased |
-14000 |
36 |
A |
20081218 |
C Option |
Purchased |
13000 |
32 |
A |
20090129 |
C Option |
Purchased |
13000 |
50 |
A |
20080828 |
P Option |
Purchased |
-13000 |
38 |
A |
20081030 |
C Option |
Purchased |
12000 |
12.5 |
A |
20080724 |
C Option |
Purchased |
12000 |
45 |
A |
20080828 |
P Option |
Purchased |
-12000 |
22 |
A |
20080724 |
P Option |
Purchased |
-11000 |
50 |
A |
20080925 |
P Option |
Purchased |
-11000 |
31 |
A |
20090326 |
C Option |
Purchased |
10000 |
21 |
A |
20080925 |
C Option |
Purchased |
10000 |
40.5 |
A |
20080828 |
P Option |
Purchased |
-10000 |
35 |
A |
20090129 |
P Option |
Purchased |
-10000 |
35 |
A |
20111222 |
P Option |
Purchased |
-10000 |
37 |
A |
20090129 |
C Option |
Purchased |
9000 |
36 |
A |
20080925 |
C Option |
Purchased |
9000 |
28 |
A |
20090129 |
C Option |
Purchased |
9000 |
45 |
A |
20090129 |
P Option |
Purchased |
-9000 |
33 |
A |
20080925 |
C Option |
Purchased |
8000 |
42 |
A |
20080925 |
P Option |
Purchased |
-8000 |
38 |
A |
20080828 |
P Option |
Purchased |
-8000 |
32 |
A |
20081127 |
C Option |
Purchased |
7000 |
43 |
A |
20080925 |
C Option |
Purchased |
7000 |
46 |
A |
20081218 |
C Option |
Purchased |
7000 |
52 |
A |
20080828 |
P Option |
Purchased |
-7000 |
41 |
A |
20080724 |
P Option |
Purchased |
-7000 |
47 |
A |
20081030 |
C Option |
Purchased |
6000 |
50 |
A |
20080925 |
P Option |
Purchased |
-6000 |
38 |
A |
20080925 |
C Option |
Purchased |
5000 |
40 |
A |
20081127 |
P Option |
Purchased |
-5000 |
22 |
A |
20100325 |
P Option |
Purchased |
-5000 |
48 |
A |
20080724 |
P Option |
Purchased |
-4000 |
30 |
A |
20090326 |
C Option |
Purchased |
3000 |
42 |
A |
20090326 |
C Option |
Purchased |
3000 |
43 |
A |
20080828 |
C Option |
Purchased |
2000 |
16 |
A |
20080724 |
C Option |
Purchased |
2000 |
35 |
A |
20100325 |
C Option |
Purchased |
2000 |
46 |
A |
20080925 |
C Option |
Purchased |
2000 |
40 |
A |
20090730 |
C Option |
Purchased |
2000 |
49 |
A |
20080925 |
P Option |
Purchased |
-2000 |
34 |
A |
20101223 |
C Option |
Purchased |
1000 |
44 |
A |
20111222 |
C Option |
Purchased |
1000 |
35 |
A |
20080925 |
C Option |
Purchased |
1000 |
38 |
A |
20080925 |
P Option |
Purchased |
-1000 |
16 |
A |
20080724 |
P Option |
Purchased |
-1000 |
37 |
A |
20081218 |
P Option |
Written |
1000 |
41 |
A |
20081218 |
P Option |
Written |
1000 |
37 |
A |
20080828 |
C Option |
Written |
-1000 |
31 |
A |
20101223 |
C Option |
Written |
-1000 |
41 |
A |
20080925 |
C Option |
Written |
-1000 |
55 |
A |
20080925 |
C Option |
Written |
-1000 |
40 |
A |
20080828 |
C Option |
Written |
-1000 |
56 |
A |
20081127 |
P Option |
Written |
2000 |
31 |
A |
20080724 |
P Option |
Written |
2000 |
30 |
A |
20080724 |
P Option |
Written |
2000 |
43 |
A |
20080828 |
C Option |
Written |
-2000 |
11 |
A |
20080724 |
C Option |
Written |
-2000 |
32 |
A |
20080724 |
C Option |
Written |
-2000 |
34 |
A |
20090129 |
C Option |
Written |
-2000 |
38 |
A |
20100325 |
C Option |
Written |
-2000 |
55 |
A |
20081218 |
C Option |
Written |
-2000 |
51 |
A |
20081218 |
P Option |
Written |
3000 |
32 |
A |
20090129 |
C Option |
Written |
-3000 |
15.5 |
A |
20080724 |
P Option |
Written |
4000 |
43 |
A |
20081030 |
C Option |
Written |
-4000 |
26 |
A |
20101223 |
P Option |
Written |
5000 |
46 |
A |
20080925 |
P Option |
Written |
5000 |
41 |
A |
20080828 |
C Option |
Written |
-5000 |
27 |
A |
20080724 |
C Option |
Written |
-5000 |
41 |
A |
20080724 |
C Option |
Written |
-5000 |
47 |
A |
20080828 |
C Option |
Written |
-6000 |
51 |
A |
20080925 |
P Option |
Written |
7000 |
45 |
A |
20080828 |
C Option |
Written |
-7000 |
10.5 |
A |
20080724 |
C Option |
Written |
-7000 |
56 |
A |
20080925 |
C Option |
Written |
-8000 |
55 |
A |
20081127 |
C Option |
Written |
-9000 |
53 |
A |
20080724 |
P Option |
Written |
10000 |
12.5 |
A |
20100325 |
P Option |
Written |
10000 |
43 |
A |
20100325 |
P Option |
Written |
10000 |
36 |
A |
20090129 |
P Option |
Written |
10000 |
36 |
A |
20100325 |
P Option |
Written |
10000 |
44 |
A |
20080724 |
C Option |
Written |
-10000 |
35 |
A |
20080724 |
P Option |
Written |
11000 |
46 |
A |
20080828 |
C Option |
Written |
-11000 |
48 |
A |
20080925 |
C Option |
Written |
-13000 |
14 |
A |
20080724 |
C Option |
Written |
-13000 |
19 |
A |
20080724 |
C Option |
Written |
-13000 |
20 |
A |
20080724 |
P Option |
Written |
14000 |
20 |
A |
20080724 |
C Option |
Written |
-14000 |
44 |
A |
20080925 |
C Option |
Written |
-14000 |
48 |
A |
20080828 |
P Option |
Written |
15000 |
22.5 |
A |
20100325 |
P Option |
Written |
15000 |
22 |
A |
20080925 |
P Option |
Written |
15000 |
16 |
A |
20100325 |
P Option |
Written |
15000 |
36 |
A |
20080724 |
C Option |
Written |
-16000 |
44 |
A |
20080828 |
P Option |
Written |
18000 |
21 |
A |
20101223 |
P Option |
Written |
19000 |
37 |
A |
20100325 |
P Option |
Written |
20000 |
12 |
A |
20080724 |
P Option |
Written |
20000 |
21.5 |
A |
20100325 |
P Option |
Written |
20000 |
46 |
A |
20081218 |
C Option |
Written |
-20000 |
26 |
A |
20080724 |
P Option |
Written |
21000 |
18 |
A |
20080724 |
P Option |
Written |
21000 |
33 |
A |
20080724 |
P Option |
Written |
21000 |
38 |
A |
20080724 |
C Option |
Written |
-21000 |
16.5 |
A |
20080724 |
C Option |
Written |
-21000 |
46 |
A |
20080828 |
P Option |
Written |
23000 |
25 |
A |
20100325 |
P Option |
Written |
25000 |
40 |
A |
20080925 |
P Option |
Written |
26000 |
32 |
A |
20080724 |
C Option |
Written |
-27000 |
38 |
A |
20080828 |
P Option |
Written |
29000 |
42 |
A |
20080925 |
P Option |
Written |
30000 |
39 |
A |
20080925 |
C Option |
Written |
-30000 |
23 |
A |
20080724 |
P Option |
Written |
33000 |
37 |
A |
20080724 |
P Option |
Written |
35000 |
28 |
A |
20080724 |
P Option |
Written |
36000 |
35 |
A |
20080724 |
P Option |
Written |
36000 |
34 |
A |
20080724 |
C Option |
Written |
-37000 |
55 |
A |
20080724 |
P Option |
Written |
38000 |
19.5 |
A |
20080724 |
C Option |
Written |
-38000 |
52 |
A |
20080925 |
P Option |
Written |
40000 |
48 |
A |
20080925 |
P Option |
Written |
42000 |
47 |
A |
20080925 |
P Option |
Written |
42000 |
36 |
A |
20080828 |
P Option |
Written |
50000 |
42 |
A |
20080828 |
P Option |
Written |
52000 |
38 |
A |
20100325 |
P Option |
Written |
54000 |
44 |
A |
20080828 |
P Option |
Written |
56000 |
47 |
A |
20080828 |
C Option |
Written |
-56000 |
52 |
A |
20080724 |
C Option |
Written |
-57000 |
53 |
A |
20080925 |
P Option |
Written |
58000 |
34 |
A |
20090129 |
C Option |
Written |
-58000 |
60 |
A |
20081218 |
P Option |
Written |
65000 |
39 |
A |
20080828 |
P Option |
Written |
72000 |
23 |
A |
20080724 |
P Option |
Written |
72000 |
39 |
A |
20080724 |
P Option |
Written |
72000 |
42 |
A |
20080828 |
P Option |
Written |
76000 |
25.5 |
A |
20080724 |
C Option |
Written |
-78000 |
28 |
A |
20080724 |
P Option |
Written |
80000 |
40 |
A |
20080828 |
P Option |
Written |
80000 |
40.5 |
A |
20080828 |
P Option |
Written |
81000 |
28 |
A |
20090129 |
P Option |
Written |
85000 |
41 |
A |
20080925 |
C Option |
Written |
-94000 |
45 |
A |
20081218 |
P Option |
Written |
100000 |
21 |
A |
20100325 |
P Option |
Written |
100000 |
50 |
A |
20090625 |
C Option |
Written |
-100000 |
48 |
A |
20081218 |
C Option |
Written |
-102000 |
58 |
A |
20081218 |
P Option |
Written |
107000 |
43 |
A |
20080925 |
C Option |
Written |
-113000 |
18 |
A |
20080724 |
P Option |
Written |
116000 |
37 |
A |
20080925 |
P Option |
Written |
122000 |
20 |
A |
20100325 |
C Option |
Written |
-126000 |
47 |
A |
20080925 |
P Option |
Written |
128000 |
16.5 |
A |
20080724 |
C Option |
Written |
-133000 |
12 |
A |
20080724 |
C Option |
Written |
-135000 |
40 |
A |
20100325 |
C Option |
Written |
-142000 |
30 |
A |
20080925 |
C Option |
Written |
-146000 |
24 |
A |
20080724 |
P Option |
Written |
150000 |
40 |
A |
20081218 |
P Option |
Written |
150000 |
47 |
A |
20080724 |
C Option |
Written |
-150000 |
21 |
A |
20080724 |
P Option |
Written |
165000 |
43 |
A |
20090326 |
P Option |
Written |
165000 |
50 |
A |
20111222 |
P Option |
Written |
183000 |
27 |
A |
20080724 |
P Option |
Written |
190000 |
48 |
A |
20081218 |
P Barrier |
Written |
190 |
46 |
E |
20080827 |
P Option |
Written |
196000 |
18 |
A |
20100325 |
C Option |
Written |
-199000 |
38 |
A |
20081218 |
P Option |
Written |
200000 |
41 |
A |
20080724 |
P Option |
Written |
200000 |
44 |
A |
20081030 |
P Option |
Written |
200000 |
37 |
A |
20080724 |
P Option |
Written |
201000 |
41 |
A |
20080828 |
P Option |
Written |
205000 |
23 |
A |
20080925 |
P Option |
Written |
209000 |
27.5 |
A |
20080724 |
P Option |
Written |
227 |
44.12 |
A |
20110526 |
P Option |
Written |
228000 |
38 |
A |
20081218 |
P Option |
Written |
250000 |
47 |
A |
20080925 |
C Option |
Written |
-250000 |
39 |
A |
20080828 |
P Option |
Written |
254 |
49.09 |
A |
20130530 |
P Option |
Written |
256 |
48.77 |
A |
20110526 |
C Option |
Written |
-260000 |
55 |
A |
20080828 |
C Option |
Written |
-267000 |
60 |
A |
20090326 |
P Option |
Written |
280 |
44.61 |
A |
20110526 |
P Option |
Written |
282 |
44.37 |
A |
20130530 |
P Option |
Written |
283 |
44.08 |
A |
20110428 |
P Option |
Written |
283 |
44.2 |
A |
20110630 |
P Option |
Written |
285 |
35.03 |
E |
20110629 |
P Option |
Written |
285 |
35.03 |
E |
20110629 |
P Option |
Written |
287 |
34.81 |
E |
20110627 |
P Option |
Written |
287 |
34.81 |
E |
20110627 |
P Option |
Written |
287 |
43.6 |
A |
20130530 |
P Option |
Written |
318 |
44.08 |
A |
20130530 |
P Option |
Written |
320000 |
43 |
A |
20080925 |
P Option |
Written |
322000 |
24 |
A |
20080724 |
P Option |
Written |
329 |
34.66 |
A |
20110728 |
P Option |
Written |
332 |
45.24 |
A |
20130627 |
P Option |
Written |
337 |
37.06 |
E |
20120829 |
P Option |
Written |
337 |
37.06 |
E |
20120829 |
C Option |
Written |
-340000 |
55 |
A |
20101223 |
P Option |
Written |
356 |
34.66 |
A |
20110728 |
P Option |
Written |
360 |
41.59 |
E |
20121120 |
P Option |
Written |
360 |
41.59 |
E |
20121120 |
P Option |
Written |
360 |
41.59 |
E |
20121120 |
P Option |
Written |
360 |
41.59 |
E |
20121120 |
P Option |
Written |
360 |
46.28 |
A |
20130530 |
P Option |
Written |
371 |
44.99 |
A |
20130627 |
P Option |
Written |
392 |
43.42 |
A |
20130530 |
P Option |
Written |
426 |
46.87 |
E |
20130521 |
P Option |
Written |
426 |
46.87 |
E |
20130521 |
P Option |
Written |
427 |
46.85 |
A |
20130530 |
P Option |
Written |
429 |
34.94 |
E |
20100625 |
P Option |
Written |
429 |
34.94 |
E |
20100625 |
P Option |
Written |
431 |
34.79 |
A |
20110728 |
P Option |
Written |
439 |
45.48 |
A |
20130627 |
P Option |
Written |
448 |
44.61 |
A |
20130530 |
P Option |
Written |
456 |
35.03 |
E |
20100629 |
P Option |
Written |
456 |
35.03 |
E |
20100629 |
P Option |
Written |
463 |
38.88 |
E |
20130214 |
P Option |
Written |
463 |
38.88 |
E |
20130214 |
P Option |
Written |
464 |
38.75 |
E |
20130226 |
P Option |
Written |
464 |
38.75 |
E |
20130226 |
P Option |
Written |
466 |
42.89 |
A |
20110728 |
P Option |
Written |
479 |
41.7 |
E |
20121112 |
P Option |
Written |
479 |
41.7 |
E |
20121112 |
P Option |
Written |
481 |
37.35 |
E |
20130213 |
P Option |
Written |
481 |
37.35 |
E |
20130213 |
P Option |
Written |
500 |
35.76 |
E |
20130327 |
P Option |
Written |
500 |
35.76 |
E |
20130327 |
P Option |
Written |
514 |
43.72 |
A |
20110630 |
P Option |
Written |
515 |
48.56 |
A |
20130530 |
P Option |
Written |
522 |
28.7 |
E |
20110630 |
P Option |
Written |
522 |
28.7 |
E |
20110630 |
P Option |
Written |
522 |
28.7 |
E |
20110630 |
P Option |
Written |
522 |
28.7 |
E |
20110630 |
P Option |
Written |
523 |
47.82 |
A |
20121129 |
P Option |
Written |
531 |
47.01 |
A |
20130530 |
P Option |
Written |
544 |
36.7 |
E |
20100809 |
P Option |
Written |
544 |
36.7 |
E |
20100809 |
P Option |
Written |
584 |
34.2 |
E |
20120627 |
P Option |
Written |
584 |
34.2 |
E |
20120627 |
P Option |
Written |
585 |
42.73 |
A |
20130530 |
P Option |
Written |
588 |
34 |
E |
20120615 |
P Option |
Written |
588 |
34 |
E |
20120615 |
P Option |
Written |
606 |
33 |
E |
20120816 |
P Option |
Written |
606 |
33 |
E |
20120816 |
P Option |
Written |
606 |
42.89 |
E |
20110627 |
P Option |
Written |
606 |
42.89 |
E |
20110627 |
P Option |
Written |
620 |
40.3 |
E |
20121120 |
P Option |
Written |
620 |
40.3 |
E |
20121120 |
P Option |
Written |
629 |
31.78 |
E |
20110512 |
P Option |
Written |
629 |
31.78 |
E |
20110512 |
P Option |
Written |
634 |
47.3 |
A |
20121129 |
P Option |
Written |
638 |
47.01 |
A |
20110526 |
P Option |
Written |
645 |
31 |
E |
20110509 |
P Option |
Written |
645 |
31 |
E |
20120511 |
P Option |
Written |
645 |
31 |
E |
20110509 |
P Option |
Written |
645 |
31 |
E |
20120511 |
P Option |
Written |
683 |
43.89 |
A |
20130530 |
P Option |
Written |
686 |
43.72 |
A |
20130627 |
P Option |
Written |
690 |
28.98 |
E |
20110707 |
P Option |
Written |
690 |
28.98 |
E |
20110707 |
P Option |
Written |
692 |
28.89 |
E |
20090630 |
P Option |
Written |
692 |
28.89 |
E |
20090630 |
P Option |
Written |
693 |
28.85 |
E |
20090605 |
P Option |
Written |
693 |
28.85 |
E |
20090605 |
P Option |
Written |
696 |
28.7 |
E |
20090630 |
P Option |
Written |
696 |
28.7 |
E |
20090630 |
P Option |
Written |
713 |
35.03 |
E |
20120629 |
P Option |
Written |
713 |
35.03 |
E |
20120629 |
P Option |
Written |
718 |
34.81 |
E |
20120626 |
P Option |
Written |
718 |
34.81 |
E |
20120626 |
P Option |
Written |
719 |
27.79 |
E |
20090629 |
P Option |
Written |
719 |
27.79 |
E |
20090629 |
P Option |
Written |
721 |
34.58 |
A |
20110728 |
P Option |
Written |
731 |
27.33 |
E |
20110628 |
P Option |
Written |
731 |
27.33 |
E |
20110628 |
P Option |
Written |
750 |
43.7 |
E |
20110630 |
P Option |
Written |
750 |
43.7 |
E |
20110630 |
P Option |
Written |
802 |
34.89 |
E |
20100628 |
P Option |
Written |
802 |
34.89 |
E |
20100628 |
P Option |
Written |
806 |
43.37 |
A |
20130530 |
P Option |
Written |
812 |
34.2 |
E |
20100628 |
P Option |
Written |
812 |
34.2 |
E |
20100628 |
P Option |
Written |
838000 |
44 |
A |
20080724 |
P Option |
Written |
839 |
42.9 |
A |
20130530 |
P Option |
Written |
852 |
37.52 |
E |
20130116 |
P Option |
Written |
852 |
37.52 |
E |
20130116 |
P Option |
Written |
854 |
35.09 |
E |
20120621 |
P Option |
Written |
854 |
35.09 |
E |
20120621 |
P Option |
Written |
861 |
34.81 |
E |
20100628 |
P Option |
Written |
861 |
34.81 |
E |
20100628 |
P Option |
Written |
862 |
29 |
E |
20090630 |
P Option |
Written |
862 |
29 |
E |
20090630 |
P Option |
Written |
865 |
28.89 |
E |
20090630 |
P Option |
Written |
865 |
28.89 |
E |
20090630 |
P Option |
Written |
889 |
28.1 |
E |
20090629 |
P Option |
Written |
889 |
28.1 |
E |
20090629 |
P Option |
Written |
899 |
27.79 |
E |
20110629 |
P Option |
Written |
899 |
27.79 |
E |
20110629 |
C IWarrant |
Written |
-900 |
28.5 |
A |
20081127 |
P Option |
Written |
914 |
27.33 |
E |
20090629 |
P Option |
Written |
914 |
27.33 |
E |
20090629 |
P Option |
Written |
4000 |
45 |
E |
20080828 |
P Option |
Written |
1001 |
44.95 |
A |
20130530 |
P Option |
Written |
1015 |
49.09 |
A |
20110526 |
P Option |
Written |
1040 |
38.44 |
E |
20120905 |
P Option |
Written |
1040 |
38.44 |
E |
20120905 |
P Option |
Written |
1050 |
42.89 |
A |
20130627 |
P Option |
Written |
1072 |
39.83 |
A |
20110412 |
P Option |
Written |
1092 |
45.78 |
A |
20110526 |
P Option |
Written |
1101 |
18.15 |
E |
20100630 |
P Option |
Written |
1101 |
18.15 |
E |
20100630 |
P Option |
Written |
1101 |
18.15 |
E |
20100630 |
P Option |
Written |
1101 |
18.15 |
E |
20100630 |
P Option |
Written |
1114 |
42.16 |
A |
20121129 |
P Option |
Written |
1127 |
44.4 |
A |
20130725 |
P Option |
Written |
1132 |
53.89 |
A |
20121011 |
P Option |
Written |
1141 |
35.03 |
E |
20100629 |
P Option |
Written |
1141 |
35.03 |
E |
20100629 |
P Option |
Written |
1149 |
34.81 |
E |
20100628 |
P Option |
Written |
1149 |
34.81 |
E |
20100628 |
P Option |
Written |
1152 |
21.69 |
E |
20081215 |
P Option |
Written |
1155 |
45.44 |
A |
20110526 |
P Option |
Written |
1205 |
24.88 |
E |
20100118 |
P Option |
Written |
1205 |
24.88 |
E |
20100118 |
P Option |
Written |
1237 |
45.44 |
A |
20130530 |
P Option |
Written |
1245 |
28.1 |
E |
20110627 |
P Option |
Written |
1245 |
28.1 |
E |
20110627 |
P Option |
Written |
1299 |
34.2 |
E |
20100628 |
P Option |
Written |
1299 |
34.2 |
E |
20100628 |
P Option |
Written |
1379 |
29 |
E |
20090630 |
P Option |
Written |
1379 |
29 |
E |
20090630 |
P Option |
Written |
1400 |
41.21 |
A |
20130205 |
P Option |
Written |
1439 |
27.79 |
E |
20110629 |
P Option |
Written |
1439 |
27.79 |
E |
20110629 |
P Option |
Written |
1498 |
43.36 |
A |
20130725 |
P Option |
Written |
1554 |
35.38 |
E |
20120622 |
P Option |
Written |
1554 |
35.38 |
E |
20120622 |
P Option |
Written |
1584 |
44.18 |
A |
20121129 |
P Option |
Written |
1614 |
44.91 |
A |
20130530 |
P Option |
Written |
1713 |
28.85 |
A |
20090630 |
P Option |
Written |
1742 |
28.7 |
E |
20110630 |
P Option |
Written |
1742 |
28.7 |
E |
20110630 |
P Option |
Written |
1801 |
45.79 |
A |
20130530 |
P Option |
Written |
1869 |
21.4 |
E |
20081118 |
P Option |
Written |
1959 |
45.92 |
A |
20121129 |
P Option |
Written |
2000 |
26 |
E |
20110615 |
P Option |
Written |
2000 |
25.36 |
E |
20110914 |
P Option |
Written |
2000 |
26 |
E |
20110615 |
P Option |
Written |
2000 |
25.36 |
E |
20110914 |
P Option |
Written |
2448 |
42.89 |
A |
20130725 |
P Option |
Written |
2556 |
31.32 |
A |
20110207 |
P Option |
Written |
2674 |
43.36 |
A |
20110630 |
P Option |
Written |
2854 |
35.03 |
E |
20120629 |
P Option |
Written |
2854 |
35.03 |
E |
20120629 |
P Option |
Written |
2923 |
34.2 |
E |
20120627 |
P Option |
Written |
2923 |
34.2 |
E |
20120627 |
C Barrier |
Written |
-3000 |
38 |
E |
20080827 |
P Option |
Written |
3209 |
30.62 |
A |
20111007 |
P Option |
Written |
3230 |
53.94 |
A |
20130521 |
P Option |
Written |
3448 |
29 |
E |
20090630 |
P Option |
Written |
3448 |
29 |
E |
20090630 |
P Option |
Written |
3455 |
43.36 |
A |
20130627 |
P Option |
Written |
3484 |
28.7 |
E |
20110630 |
P Option |
Written |
3484 |
28.7 |
E |
20110630 |
P Option |
Written |
3564 |
38.24 |
A |
20110523 |
P Option |
Written |
3598 |
27.79 |
E |
20110629 |
P Option |
Written |
3598 |
27.79 |
E |
20110629 |
P Option |
Written |
3601 |
30.54 |
E |
20090420 |
P Option |
Written |
3601 |
30.54 |
E |
20090420 |
P Option |
Written |
3658 |
27.33 |
E |
20110628 |
P Option |
Written |
3658 |
27.33 |
E |
20110628 |
P Option |
Written |
4000 |
24.32 |
E |
20110119 |
P Option |
Written |
4000 |
24.8 |
E |
20100119 |
P Option |
Written |
4000 |
24.32 |
E |
20110119 |
P Option |
Written |
4000 |
24.8 |
E |
20100119 |
P Option |
Written |
4480 |
29.02 |
A |
20110228 |
P Option |
Written |
4972 |
47.3 |
A |
20130107 |
C IWarrant |
Written |
-5000 |
25 |
A |
20090326 |
P Option |
Written |
5661 |
33.59 |
A |
20110802 |
P Option |
Written |
5741 |
30.48 |
E |
20100412 |
P Option |
Written |
5741 |
30.48 |
E |
20100412 |
P Option |
Written |
7825 |
25.812 |
A |
20101229 |
C IWarrant |
Written |
-8000 |
40 |
E |
20081218 |
P Option |
Written |
8949 |
35.69 |
A |
20110428 |
P Option |
Written |
8982 |
29.48 |
A |
20110328 |
P Option |
Written |
9013 |
38.41 |
A |
20120613 |
P Option |
Written |
9575 |
34.81 |
E |
20100628 |
P Option |
Written |
9575 |
34.81 |
E |
20100628 |
C IWarrant |
Written |
-9750 |
30 |
A |
20090625 |
P Option |
Written |
40000 |
35 |
E |
20080828 |
P Option |
Written |
10000 |
27.58 |
E |
20090623 |
P Option |
Written |
10000 |
27.58 |
E |
20090623 |
C IWarrant |
Written |
-10600 |
30 |
A |
20080925 |
P Option |
Written |
44000 |
41 |
E |
20080828 |
C IWarrant |
Written |
-11100 |
27.5 |
E |
20091215 |
P Option |
Written |
11699 |
35.88 |
A |
20120425 |
P Option |
Written |
12076 |
42.11 |
A |
20120711 |
P Option |
Written |
12313 |
34.08 |
A |
20110623 |
P Option |
Written |
12362 |
39.264 |
A |
20120828 |
C IWarrant |
Written |
-14400 |
35 |
A |
20081218 |
C IWarrant |
Written |
-15700 |
25 |
A |
20080723 |
P Option |
Written |
15846 |
32.72 |
A |
20110624 |
P Option |
Written |
15912 |
33.5 |
A |
20120327 |
P Option |
Written |
16156 |
49.74 |
A |
20121128 |
P Option |
Written |
17253 |
28.98 |
E |
20100219 |
P Option |
Written |
17253 |
28.98 |
E |
20100219 |
P Option |
Written |
17345 |
33.06 |
A |
20110705 |
C IWarrant |
Written |
-19285 |
20 |
E |
20091215 |
P Option |
Written |
19330 |
33.9 |
A |
20110705 |
P Option |
Written |
20367 |
33.96 |
A |
20110623 |
C SFIWarrant |
Written |
-22760 |
20 |
A |
20130627 |
C Option |
Written |
-106080 |
42 |
E |
20080828 |
P Option |
Written |
108868 |
43 |
E |
20080828 |
P Option |
Written |
27782 |
33.19 |
A |
20110728 |
C IWarrant |
Written |
-32581 |
27.5 |
A |
20100623 |
C Barrier |
Written |
-36200 |
36.5 |
E |
20080827 |
P Option |
Written |
40482 |
33.05 |
A |
20110728 |
C IWarrant |
Written |
-46500 |
21.5 |
A |
20090619 |
P Option |
Written |
50000 |
12.5 |
A |
20090630 |
P Option |
Written |
50000 |
18 |
A |
20100630 |
P Option |
Written |
51159 |
31.68 |
A |
20110623 |
C SFIWarrant |
Written |
-71990 |
21.475 |
A |
20120628 |
C Option |
Written |
-298960 |
38 |
E |
20080828 |
P Option |
Written |
75000 |
18 |
A |
20100630 |
C Option |
Written |
-76200 |
39.37 |
E |
20130228 |
C Option |
Written |
-318400 |
40 |
E |
20080828 |
P Option |
Written |
100000 |
18.15 |
E |
20100705 |
C Option |
Written |
-100000 |
43.68 |
E |
20081218 |
P Option |
Written |
125000 |
20.41 |
A |
20101011 |
C IWarrant |
Written |
-129569 |
26 |
A |
20081127 |
C Option |
Written |
-538000 |
48 |
E |
20080828 |
P Option |
Written |
150000 |
20.35 |
A |
20101018 |
P Option |
Written |
150000 |
20.35 |
A |
20101020 |
C Option |
Written |
-200000 |
48 |
A |
20081218 |
C Option |
Written |
-200000 |
48 |
A |
20081218 |
C Option |
Written |
-843080 |
44 |
E |
20080828 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5 and their Notes which can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
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