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EPT Disclosure

11th Jul 2008 11:45

RNS Number : 8895Y
UBS AG (EPT)
11 July 2008
 



FORM 38.5(b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

 

 

1. KEY INFORMATION

 

Name of exempt principal trader

UBS AG London Branch

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

10 JULY 2008

 

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

 

(a) Interests and short positions (following dealing) in the class of 

relevant security dealt in (Note 2)

 

 

Long

 

Short

 

 

Number

(%)

Number 

(%)

(1) Relevant securities 

7,313

0.00%

0

0.00%

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

7,313

0.00%

0

0.00%

(b) Interests and short positions in relevant securities of

the company, other than the class dealt in (Note 2)

 

Class of relevant security:

Long

 

Short

 

 

Number 

(%)

Number

(%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

 

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

 (a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4)

PURCHASE

2365

3884 AUD Cents

PURCHASE

1163

3885

SALE

248

3887

PURCHASE

31

3887

SALE

1121

3888

PURCHASE

640

3888

PURCHASE

928

3888

SALE

4307

3889

SALE

3000

3889

SALE

1000

3889

SALE

378

3889

SALE

1

3889

SALE

1285

3890

PURCHASE

61

3890

PURCHASE

61

3890

PURCHASE

92

3890

PURCHASE

128

3890

PURCHASE

274

3890

PURCHASE

400

3890

PURCHASE

422

3890

PURCHASE

650

3890

PURCHASE

1809

3890

PURCHASE

4079

3890

SALE

582

3891

SALE

88

3891

PURCHASE

75

3891

PURCHASE

84

3891

PURCHASE

300

3891

PURCHASE

3576

3891

SALE

277

3892

PURCHASE

1

3892

PURCHASE

339

3892

SALE

1988

3893

SALE

1000

3893

SALE

1000

3893

SALE

295

3893

SALE

171

3893

SALE

28

3893

PURCHASE

160

3894

SALE

822

3895

SALE

500

3895

SALE

15

3895

PURCHASE

800

3895

PURCHASE

1107

3895

PURCHASE

4519

3896

PURCHASE

4548

3896

SALE

3381

3897

SALE

595

3897

SALE

500

3897

SALE

500

3897

SALE

356

3897

SALE

238

3897

SALE

106

3897

SALE

22

3897

SALE

22

3897

SALE

11

3897

PURCHASE

316

3897

PURCHASE

533

3897

PURCHASE

735

3897

SALE

3943

3898

SALE

22

3898

SALE

21

3898

PURCHASE

32

3898

PURCHASE

247

3898

PURCHASE

466

3898

PURCHASE

1158

3898

PURCHASE

5755

3898

SALE

1780

3899

SALE

1282

3899

SALE

800

3899

SALE

200

3899

SALE

100

3899

PURCHASE

16

3899

PURCHASE

48

3899

PURCHASE

61

3899

PURCHASE

98

3899

PURCHASE

184

3899

PURCHASE

300

3899

PURCHASE

374

3899

PURCHASE

427

3899

PURCHASE

500

3899

PURCHASE

500

3899

PURCHASE

570

3899

PURCHASE

1200

3899

PURCHASE

4425

3899

SALE

5208

3900

SALE

834

3900

SALE

547

3900

SALE

425

3900

SALE

263

3900

SALE

121

3900

PURCHASE

4

3900

PURCHASE

20

3900

PURCHASE

27

3900

PURCHASE

100

3900

PURCHASE

311

3900

PURCHASE

438

3900

PURCHASE

1199

3900

PURCHASE

1200

3900

PURCHASE

1324

3900

PURCHASE

2262

3900

PURCHASE

3000

3900

SALE

132

3901

SALE

75

3901

PURCHASE

2

3901

PURCHASE

6

3901

PURCHASE

60

3901

PURCHASE

61

3901

PURCHASE

86

3901

PURCHASE

175

3901

SALE

1281

3902

SALE

512

3902

SALE

273

3902

PURCHASE

61

3902

PURCHASE

61

3902

PURCHASE

100

3902

PURCHASE

128

3902

PURCHASE

447

3902

PURCHASE

577

3902

PURCHASE

1091

3902

SALE

2036

3903

SALE

1414

3903

SALE

155

3903

SALE

129

3903

SALE

125

3903

SALE

1

3903

PURCHASE

86

3903

PURCHASE

126

3903

PURCHASE

146

3903

PURCHASE

263

3903

PURCHASE

1200

3903

PURCHASE

1200

3903

PURCHASE

2205

3903

SALE

5755

3904

SALE

2186

3904

SALE

72

3904

SALE

14

3904

PURCHASE

1600

3904

SALE

3476

3905

SALE

1370

3905

SALE

190

3905

PURCHASE

1301

3905

PURCHASE

1891

3905

PURCHASE

5562

3905

SALE

2378

3906

SALE

1789

3906

SALE

418

3906

SALE

385

3906

SALE

299

3906

SALE

258

3906

SALE

253

3906

SALE

241

3906

SALE

200

3906

SALE

124

3906

SALE

112

3906

SALE

27

3906

SALE

4

3906

PURCHASE

6

3906

PURCHASE

39

3906

PURCHASE

48

3906

PURCHASE

49

3906

PURCHASE

88

3906

PURCHASE

120

3906

PURCHASE

138

3906

PURCHASE

174

3906

PURCHASE

328

3906

PURCHASE

765

3906

SALE

5409

3907

SALE

2094

3907

SALE

1094

3907

SALE

1026

3907

SALE

1000

3907

SALE

450

3907

SALE

300

3907

SALE

300

3907

SALE

300

3907

SALE

293

3907

SALE

209

3907

SALE

161

3907

SALE

123

3907

SALE

100

3907

SALE

100

3907

SALE

100

3907

SALE

24

3907

SALE

4

3907

PURCHASE

2

3907

PURCHASE

2

3907

PURCHASE

12

3907

PURCHASE

14

3907

PURCHASE

26

3907

PURCHASE

31

3907

PURCHASE

34

3907

PURCHASE

38

3907

PURCHASE

57

3907

PURCHASE

61

3907

PURCHASE

61

3907

PURCHASE

69

3907

PURCHASE

81

3907

PURCHASE

99

3907

PURCHASE

334

3907

PURCHASE

395

3907

PURCHASE

434

3907

PURCHASE

500

3907

PURCHASE

512

3907

PURCHASE

958

3907

PURCHASE

1200

3907

SALE

4521

3908

SALE

1200

3908

SALE

1000

3908

SALE

255

3908

SALE

135

3908

SALE

116

3908

SALE

100

3908

SALE

17

3908

SALE

4

3908

PURCHASE

1

3908

PURCHASE

53

3908

PURCHASE

54

3908

PURCHASE

57

3908

PURCHASE

91

3908

PURCHASE

500

3908

PURCHASE

785

3908

PURCHASE

852

3908

PURCHASE

1200

3908

SALE

1000

3909

SALE

928

3909

SALE

816

3909

SALE

500

3909

SALE

300

3909

SALE

300

3909

SALE

198

3909

SALE

198

3909

SALE

136

3909

SALE

102

3909

SALE

100

3909

SALE

100

3909

SALE

100

3909

SALE

22

3909

SALE

15

3909

PURCHASE

2

3909

PURCHASE

56

3909

PURCHASE

96

3909

PURCHASE

189

3909

PURCHASE

384

3909

PURCHASE

1279

3909

SALE

205

3910

SALE

171

3910

PURCHASE

68

3910

PURCHASE

271

3910

PURCHASE

588

3910

PURCHASE

758

3910

PURCHASE

1165

3910

PURCHASE

1250

3910

PURCHASE

1287

3910

PURCHASE

2000

3910

PURCHASE

2221

3910

PURCHASE

4011

3910

SALE

877

3911

SALE

100

3911

PURCHASE

6

3911

PURCHASE

7

3911

PURCHASE

981

3911

PURCHASE

2765

3911

SALE

175479

3911.678868

PURCHASE

175479

3911.678868

SALE

708

3912

SALE

172

3912

SALE

94

3912

PURCHASE

3

3912

SALE

169054

3912.185639

PURCHASE

169054

3912.185639

SALE

800

3913

SALE

554

3913

SALE

118

3913

SALE

100

3913

SALE

29

3913

SALE

22

3913

SALE

22

3913

PURCHASE

41

3913

PURCHASE

111

3913

PURCHASE

173

3913

PURCHASE

366

3913

PURCHASE

794

3913

PURCHASE

4809

3913

SALE

2783

3914

SALE

1643

3914

SALE

1500

3914

SALE

1250

3914

SALE

1207

3914

SALE

638

3914

SALE

268

3914

SALE

209

3914

SALE

27

3914

PURCHASE

8

3914

PURCHASE

214

3914

PURCHASE

421

3914

PURCHASE

450

3914

PURCHASE

2771

3914

SALE

3552

3915

SALE

600

3915

SALE

450

3915

SALE

113

3915

SALE

18

3915

PURCHASE

477

3915

PURCHASE

620

3915

SALE

2000

3916

SALE

1961

3916

SALE

600

3916

SALE

500

3916

SALE

500

3916

SALE

500

3916

SALE

230

3916

SALE

18

3916

PURCHASE

516

3916

PURCHASE

1276

3916

SALE

377

3917

SALE

300

3917

SALE

89

3917

SALE

22

3917

SALE

21

3917

SALE

14

3917

PURCHASE

1000

3917

PURCHASE

2603

3917

SALE

1031

3918

SALE

579

3918

SALE

500

3918

SALE

500

3918

SALE

179

3918

SALE

127

3918

SALE

40

3918

SALE

39

3918

SALE

13

3918

SALE

3

3918

PURCHASE

49

3918

PURCHASE

3411

3918

SALE

3417

3919

SALE

1262

3919

SALE

1000

3919

SALE

630

3919

SALE

500

3919

SALE

330

3919

SALE

272

3919

SALE

266

3919

SALE

260

3919

SALE

249

3919

SALE

214

3919

SALE

208

3919

SALE

200

3919

SALE

140

3919

SALE

103

3919

SALE

69

3919

SALE

31

3919

SALE

29

3919

SALE

13

3919

SALE

1097

3920

PURCHASE

1

3920

PURCHASE

155

3920

PURCHASE

390

3920

PURCHASE

400

3920

PURCHASE

422

3920

PURCHASE

570

3920

PURCHASE

705

3920

PURCHASE

1534

3920

PURCHASE

4576

3920

SALE

186

3921

SALE

30

3921

PURCHASE

205

3921

PURCHASE

228

3921

PURCHASE

1275

3921

PURCHASE

1384

3921

PURCHASE

2000

3921

SALE

697

3922

SALE

500

3922

PURCHASE

82

3922

PURCHASE

216

3922

PURCHASE

274

3922

PURCHASE

345

3922

PURCHASE

690

3922

SALE

1006

3923

SALE

83

3923

PURCHASE

21

3923

PURCHASE

1033

3923

SALE

1330

3924

SALE

830

3924

SALE

642

3924

SALE

300

3924

SALE

300

3924

SALE

6

3924

SALE

3

3924

SALE

1

3924

PURCHASE

131

3924

SALE

1912

3925

PURCHASE

3339

3925

SALE

1000

3926

SALE

450

3926

SALE

430

3926

SALE

129

3926

SALE

105

3926

SALE

84

3926

SALE

39

3926

SALE

30

3926

PURCHASE

41

3927

SALE

822

3928

SALE

100

3928

PURCHASE

7

3928

PURCHASE

66

3928

PURCHASE

79

3928

PURCHASE

305

3928

PURCHASE

1155

3928

PURCHASE

1304

3928

SALE

2489

3929

SALE

1272

3929

SALE

500

3929

SALE

275

3929

SALE

224

3929

SALE

35

3929

SALE

1000

3930

SALE

100

3930

SALE

100

3930

SALE

47

3930

SALE

100

3931

SALE

100

3931

SALE

100

3931

SALE

39

3931

SALE

1489

3932

SALE

158

3932

SALE

69

3932

SALE

13

3932

PURCHASE

390

3932

SALE

1546

3933

SALE

300

3933

SALE

129

3933

SALE

116

3933

SALE

32

3933

SALE

4

3933

PURCHASE

25

3933

PURCHASE

61

3933

PURCHASE

61

3933

PURCHASE

67

3933

PURCHASE

79

3933

PURCHASE

126

3933

PURCHASE

1200

3933

PURCHASE

3450

3933

SALE

1610

3934

SALE

200

3934

SALE

200

3934

SALE

100

3934

SALE

34

3934

PURCHASE

1

3934

PURCHASE

16

3934

PURCHASE

27

3934

PURCHASE

61

3934

PURCHASE

70

3934

PURCHASE

812

3934

PURCHASE

1127

3934

PURCHASE

1741

3934

PURCHASE

3465

3934

SALE

1000

3935

SALE

493

3935

SALE

203

3935

SALE

140

3935

SALE

114

3935

SALE

34

3935

SALE

5

3935

PURCHASE

2

3935

PURCHASE

167

3935

PURCHASE

454

3935

SALE

870

3937

SALE

2

3937

PURCHASE

100

3938

SALE

266

3939

SALE

260

3939

SALE

14

3939

PURCHASE

500

3939

SALE

4087

3941

SALE

1575

3941

SALE

500

3941

SALE

222

3941

SALE

199

3941

SALE

100

3941

SALE

100

3941

SALE

100

3941

SALE

100

3941

SALE

100

3941

SALE

20

3941

PURCHASE

28

3941

PURCHASE

500

3941

SALE

800

3942

SALE

500

3942

SALE

400

3942

SALE

200

3942

SALE

100

3942

SALE

100

3942

SALE

100

3942

SALE

100

3942

SALE

1500

3943

SALE

971

3943

SALE

100

3943

SALE

268

3944

SALE

100

3944

SALE

100

3944

SALE

100

3944

SALE

33

3944

PURCHASE

605

3945

PURCHASE

10

3946

PURCHASE

348

3946

SALE

202

3948

SALE

200

3948

SALE

200

3948

SALE

100

3948

PURCHASE

1000

3948

PURCHASE

1266

3948

PURCHASE

3000

3948

PURCHASE

68

3950

PURCHASE

180

3950

PURCHASE

715

3951

PURCHASE

2

3952

PURCHASE

425

3952

PURCHASE

1000

3952

PURCHASE

4755

3952

TOTAL PURCHASES

520,012

TOTAL SALES

513,587

 (b) Derivatives transactions (other than options)

Product name, e.g CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

 

Product name,e.g. call option

Writing, selling, purchasing, varying etc

Number of securities to which the option relates (Note 6)

Exercise price 

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

(ii) Exercising

 

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

 

(d) Other dealings (including new securities) (Note 3)

 

Nature of transaction(Note 7)

Details

Price per unit (if applicable)

 

4. OTHER INFORMATION

 

Agreements, arrangements or understandings relating to options or derivatives

 

 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

 

……………………………………………………………………

 

……………………………………………………………………

 

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

 

Date of disclosure

11 JULY 2008

Contact name

LOUISE ROBINSON

Telephone number

020 7567 8762

Name of offeree/offeror with which connected

BHP Billiton PLC

BHP Billiton LTD

Nature of connection (Note 9)

CONNECTED ADVISER

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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