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EPT Disclosure

19th Sep 2008 18:29

RNS Number : 9229D
Deutsche Bank AG
19 September 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

18/09/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

1,737,184 0.38

-754,727 -0.16

(2) Derivatives (other than options)

671,458 0.15

-1,369,882 -0.30

(3) Options and agreements to purchase/sell

1,151,000 0.25

-913,100 -0.20

Total

3,559,642 0.78

-3,037,709 -0.66

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

32221

97.15

Purchase

887

97.23

Purchase

501

97.25

Purchase

500

97.26

Purchase

430

97.31

Purchase

960

97.33

Purchase

380

97.34

Purchase

485

97.37

Purchase

115

97.43

Purchase

100

97.44

Purchase

160

97.46

Purchase

941

97.48

Purchase

2104

97.50

Purchase

199

97.51

Purchase

360

97.56

Purchase

649

97.57

Purchase

217

97.60

Purchase

481

97.63

Purchase

459

97.65

Purchase

1125

97.70

Purchase

559

97.71

Purchase

288

97.72

Purchase

22

97.74

Purchase

1265

97.75

Purchase

702

97.76

Purchase

712

97.77

Purchase

1503

97.78

Purchase

2373

97.79

Purchase

1402

97.80

Purchase

1135

97.81

Purchase

481

97.82

Purchase

2751

97.83

Purchase

738

97.84

Purchase

1255

97.85

Purchase

962

97.86

Purchase

635

97.87

Purchase

193

97.90

Purchase

704

97.91

Purchase

1039

97.92

Purchase

528

97.93

Purchase

447

97.94

Purchase

32

97.95

Purchase

605

97.96

Purchase

3097

97.98

Purchase

1720

97.99

Purchase

3900

98.00

Purchase

12300

98.01

Purchase

5201

98.02

Purchase

856

98.03

Purchase

767

98.04

Purchase

45

98.05

Purchase

5456

98.06

Purchase

39

98.07

Purchase

1000

98.08

Purchase

538

98.09

Purchase

1308

98.10

Purchase

893

98.11

Purchase

73

98.12

Purchase

85

98.13

Purchase

453

98.14

Purchase

3180

98.14

Purchase

1367

98.15

Purchase

735

98.16

Purchase

363

98.17

Purchase

580

98.18

Purchase

1

98.19

Purchase

836

98.20

Purchase

734

98.21

Purchase

80

98.22

Purchase

494

98.23

Purchase

733

98.24

Purchase

749

98.25

Purchase

698

98.26

Purchase

634

98.27

Purchase

30060

98.28

Purchase

382

98.28

Purchase

1912

98.29

Purchase

2250

98.30

Purchase

1417

98.31

Purchase

1786

98.32

Purchase

1370

98.32

Purchase

1360

98.33

Purchase

2147

98.34

Purchase

707

98.35

Purchase

4023

98.36

Purchase

2933

98.37

Purchase

3037

98.38

Purchase

1782

98.39

Purchase

32131

98.40

Purchase

973

98.41

Purchase

721

98.42

Purchase

440

98.43

Purchase

1377

98.44

Purchase

3021

98.45

Purchase

644

98.46

Purchase

1387

98.47

Purchase

1459

98.48

Purchase

1986

98.49

Purchase

5983

98.50

Purchase

2338

98.51

Purchase

2290

98.52

Purchase

1733

98.53

Purchase

1661

98.54

Purchase

1432

98.55

Purchase

2664

98.56

Purchase

1939

98.57

Purchase

3033

98.58

Purchase

1513

98.59

Purchase

2011

98.60

Purchase

1606

98.61

Purchase

1311

98.62

Purchase

980

98.63

Purchase

408

98.64

Purchase

3722

98.65

Purchase

957

98.66

Purchase

2138

98.67

Purchase

2013

98.68

Purchase

560

98.69

Purchase

3737

98.70

Purchase

3693

98.71

Purchase

782

98.72

Purchase

564

98.73

Purchase

1131

98.74

Purchase

953

98.75

Purchase

1625

98.76

Purchase

186

98.77

Purchase

17

98.78

Purchase

360

98.79

Purchase

409

98.80

Purchase

1105

98.81

Purchase

1073

98.82

Purchase

25

98.83

Purchase

37

98.84

Purchase

980

98.85

Purchase

1292

98.86

Purchase

1951

98.87

Purchase

828

98.88

Purchase

349

98.89

Purchase

875

98.90

Purchase

760

98.91

Purchase

725

98.92

Purchase

709

98.93

Purchase

11

98.94

Purchase

1474

98.95

Purchase

519

98.96

Purchase

608

98.97

Purchase

1013

98.98

Purchase

558

98.99

Purchase

2997

99.00

Purchase

365

99.01

Purchase

1147

99.02

Purchase

251

99.03

Purchase

433

99.04

Purchase

1122

99.05

Purchase

1092

99.07

Purchase

867

99.08

Purchase

808

99.09

Purchase

1212

99.10

Purchase

468

99.11

Purchase

991

99.12

Purchase

1384

99.13

Purchase

2033

99.14

Purchase

875

99.15

Purchase

1912

99.16

Purchase

2293

99.17

Purchase

516

99.18

Purchase

553

99.19

Purchase

883

99.20

Purchase

1232

99.21

Purchase

1159

99.22

Purchase

1393

99.23

Purchase

1196

99.24

Purchase

359

99.25

Purchase

552

99.26

Purchase

2033

99.27

Purchase

1143

99.28

Purchase

1510

99.29

Purchase

228

99.30

Purchase

109

99.31

Purchase

2108

99.32

Purchase

802

99.33

Purchase

773

99.34

Purchase

697

99.35

Purchase

468

99.36

Purchase

31

99.37

Purchase

139

99.38

Purchase

728

99.39

Purchase

1138

99.40

Purchase

342

99.41

Purchase

77

99.42

Purchase

1262

99.43

Purchase

568

99.44

Purchase

577

99.54

Purchase

446

99.55

Purchase

25

99.56

Purchase

44487

102.00

Purchase

1021

103.48

Purchase

51000

130.00

Total Purchases

420,271

Sale

25036

97.15

Sale

81

97.19

Sale

158

97.21

Sale

121

97.22

Sale

241

97.23

Sale

228

97.33

Sale

435

97.34

Sale

464

97.35

Sale

101

97.37

Sale

64

97.39

Sale

18

97.42

Sale

62

97.43

Sale

10

97.44

Sale

115

97.45

Sale

259

97.46

Sale

247

97.47

Sale

54

97.48

Sale

534

97.49

Sale

556

97.50

Sale

132

97.51

Sale

158

97.52

Sale

161

97.57

Sale

12

97.58

Sale

8

97.61

Sale

111

97.67

Sale

33

97.68

Sale

105

97.70

Sale

159

97.72

Sale

36

97.74

Sale

149

97.76

Sale

401

97.77

Sale

148

97.78

Sale

571

97.79

Sale

1478

97.80

Sale

78

97.81

Sale

40

97.82

Sale

831

97.83

Sale

793

97.84

Sale

11

97.85

Sale

81

97.87

Sale

15

97.89

Sale

76

97.90

Sale

16

97.91

Sale

45

97.93

Sale

98

97.93

Sale

45

97.94

Sale

226

97.94

Sale

228

97.95

Sale

97

97.96

Sale

21

97.97

Sale

274

97.99

Sale

1909

98.00

Sale

10565

98.01

Sale

74

98.02

Sale

736

98.03

Sale

1476

98.04

Sale

504

98.05

Sale

324

98.06

Sale

358

98.07

Sale

2405

98.08

Sale

323

98.09

Sale

73

98.12

Sale

21

98.13

Sale

222

98.14

Sale

137

98.15

Sale

536

98.16

Sale

75

98.17

Sale

542

98.18

Sale

70

98.19

Sale

538

98.20

Sale

262

98.21

Sale

38

98.22

Sale

219

98.24

Sale

297

98.25

Sale

65

98.26

Sale

371

98.27

Sale

30060

98.28

Sale

515

98.28

Sale

346

98.29

Sale

686

98.30

Sale

227

98.31

Sale

253

98.32

Sale

935

98.33

Sale

901

98.34

Sale

365

98.35

Sale

1815

98.35

Sale

688

98.36

Sale

593

98.37

Sale

521

98.38

Sale

331

98.39

Sale

9768

98.40

Sale

9

98.41

Sale

236

98.42

Sale

700

98.43

Sale

703

98.44

Sale

429

98.45

Sale

1076

98.46

Sale

678

98.47

Sale

1112

98.48

Sale

2375

98.49

Sale

266

98.50

Sale

1022

98.51

Sale

321

98.52

Sale

422

98.53

Sale

302

98.54

Sale

672

98.55

Sale

766

98.56

Sale

96

98.57

Sale

352

98.58

Sale

214

98.59

Sale

2800

98.60

Sale

424

98.60

Sale

616

98.61

Sale

1182

98.62

Sale

658

98.63

Sale

1923

98.64

Sale

677

98.65

Sale

1301

98.66

Sale

284

98.67

Sale

1413

98.68

Sale

1727

98.69

Sale

597

98.70

Sale

1396

98.71

Sale

182

98.72

Sale

1124

98.73

Sale

891

98.74

Sale

6360

98.75

Sale

313

98.75

Sale

874

98.76

Sale

615

98.77

Sale

5

98.78

Sale

557

98.79

Sale

151

98.80

Sale

394

98.81

Sale

955

98.82

Sale

120

98.83

Sale

1418

98.84

Sale

786

98.85

Sale

575

98.86

Sale

1395

98.87

Sale

1177

98.88

Sale

404

98.89

Sale

706

98.90

Sale

126

98.91

Sale

177

98.92

Sale

116

98.93

Sale

25

98.94

Sale

550

98.95

Sale

467

98.96

Sale

623

98.97

Sale

1716

98.98

Sale

429

98.99

Sale

509

99.00

Sale

1003

99.01

Sale

370

99.02

Sale

605

99.03

Sale

99

99.04

Sale

512

99.05

Sale

342

99.06

Sale

795

99.07

Sale

263

99.08

Sale

341

99.09

Sale

1247

99.10

Sale

920

99.11

Sale

182

99.12

Sale

127

99.13

Sale

109

99.14

Sale

635

99.15

Sale

922

99.16

Sale

2447

99.17

Sale

1279

99.18

Sale

640

99.19

Sale

532

99.20

Sale

833

99.21

Sale

65

99.22

Sale

304

99.23

Sale

163

99.24

Sale

166

99.25

Sale

163

99.26

Sale

2617

99.27

Sale

1142

99.28

Sale

218

99.29

Sale

55

99.30

Sale

314

99.31

Sale

58

99.32

Sale

34

99.33

Sale

768

99.34

Sale

353

99.35

Sale

25

99.36

Sale

1432

99.37

Sale

745

99.38

Sale

746

99.39

Sale

233

99.40

Sale

140

99.41

Sale

30

99.42

Sale

13

99.45

Sale

105

99.46

Sale

500

99.49

Sale

4

99.51

Sale

168

99.52

Sale

105

99.55

Sale

1063

99.56

Sale

478

99.57

Sale

19

102.00

Sale

1021

103.29

Total Sales

183,504

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

558

97.84

CFD

Long

750

98.00

CFD

Long

10150

98.01

CFD

Long

500

98.03

CFD

Long

500

98.20

CFD

Long

1815

98.35

CFD

Long

500

98.40

CFD

Long

140

98.56

CFD

Long

69

98.59

CFD

Long

1

98.62

CFD

Long

127

98.65

CFD

Long

213

98.68

CFD

Long

410

98.69

CFD

Long

77

98.70

CFD

Long

6360

98.75

CFD

Long

103

98.75

CFD

Long

596

98.77

CFD

Long

64

98.79

CFD

Long

144

98.81

CFD

Long

75

98.82

CFD

Long

410

98.84

CFD

Long

26

98.86

CFD

Long

170

98.87

CFD

Long

816

98.88

CFD

Long

151

98.97

CFD

Long

110

98.99

CFD

Long

353

99.00

CFD

Long

500

99.01

CFD

Long

113

99.16

CFD

Long

1333

99.17

CFD

Long

77

99.18

CFD

Long

135

99.19

CFD

Long

473

99.20

CFD

Long

265

99.21

CFD

Long

271

99.23

CFD

Long

163

99.24

CFD

Long

500

99.49

CFD

Long

19

102.00

CFD

Short

41

97.15

CFD

Short

225

97.23

CFD

Short

500

97.25

CFD

Short

500

97.26

CFD

Short

20

97.34

CFD

Short

38

97.44

CFD

Short

160

97.46

CFD

Short

380

97.48

CFD

Short

1645

97.50

CFD

Short

186

97.51

CFD

Short

272

97.57

CFD

Short

271

97.72

CFD

Short

5

97.74

CFD

Short

417

97.75

CFD

Short

11

97.76

CFD

Short

587

97.78

CFD

Short

113

97.79

CFD

Short

60

97.80

CFD

Short

131

97.83

CFD

Short

60

97.84

CFD

Short

134

97.86

CFD

Short

179

97.90

CFD

Short

192

97.91

CFD

Short

49

97.96

CFD

Short

1319

97.98

CFD

Short

1257

97.99

CFD

Short

300

98.00

CFD

Short

10876

98.01

CFD

Short

200

98.02

CFD

Short

247

98.06

CFD

Short

35

98.07

CFD

Short

62

98.08

CFD

Short

271

98.10

CFD

Short

100

98.11

CFD

Short

73

98.12

CFD

Short

3180

98.14

CFD

Short

471

98.15

CFD

Short

18

98.16

CFD

Short

342

98.17

CFD

Short

9

98.21

CFD

Short

244

98.23

CFD

Short

149

98.25

CFD

Short

75

98.26

CFD

Short

197

98.29

CFD

Short

339

98.30

CFD

Short

652

98.31

CFD

Short

249

98.32

CFD

Short

1370

98.32

CFD

Short

264

98.33

CFD

Short

599

98.34

CFD

Short

227

98.36

CFD

Short

367

98.37

CFD

Short

393

98.39

CFD

Short

530

98.40

CFD

Short

126

98.42

CFD

Short

396

98.43

CFD

Short

411

98.44

CFD

Short

728

98.45

CFD

Short

130

98.46

CFD

Short

191

98.47

CFD

Short

924

98.48

CFD

Short

263

98.50

CFD

Short

186

98.51

CFD

Short

265

98.52

CFD

Short

1036

98.53

CFD

Short

422

98.54

CFD

Short

63

98.55

CFD

Short

1050

98.56

CFD

Short

260

98.57

CFD

Short

453

98.58

CFD

Short

250

98.59

CFD

Short

541

98.60

CFD

Short

575

98.61

CFD

Short

833

98.62

CFD

Short

569

98.63

CFD

Short

236

98.64

CFD

Short

1399

98.65

CFD

Short

130

98.66

CFD

Short

8

98.67

CFD

Short

1

98.68

CFD

Short

111

98.69

CFD

Short

471

98.70

CFD

Short

71

98.71

CFD

Short

461

98.73

CFD

Short

1011

98.74

CFD

Short

149

98.75

CFD

Short

441

98.76

CFD

Short

185

98.77

CFD

Short

409

98.80

CFD

Short

207

98.81

CFD

Short

423

98.82

CFD

Short

462

98.85

CFD

Short

493

98.86

CFD

Short

1077

98.87

CFD

Short

105

98.90

CFD

Short

374

98.91

CFD

Short

152

98.92

CFD

Short

248

98.93

CFD

Short

238

98.95

CFD

Short

161

98.96

CFD

Short

758

99.00

CFD

Short

4

99.01

CFD

Short

187

99.02

CFD

Short

242

99.03

CFD

Short

712

99.07

CFD

Short

492

99.08

CFD

Short

28

99.09

CFD

Short

480

99.10

CFD

Short

426

99.12

CFD

Short

354

99.13

CFD

Short

636

99.14

CFD

Short

802

99.15

CFD

Short

784

99.16

CFD

Short

40

99.17

CFD

Short

5

99.18

CFD

Short

193

99.19

CFD

Short

952

99.21

CFD

Short

177

99.22

CFD

Short

413

99.23

CFD

Short

765

99.24

CFD

Short

1216

99.27

CFD

Short

258

99.28

CFD

Short

519

99.29

CFD

Short

125

99.30

CFD

Short

108

99.31

CFD

Short

97

99.32

CFD

Short

802

99.33

CFD

Short

31

99.37

CFD

Short

109

99.38

CFD

Short

191

99.39

CFD

Short

423

99.40

CFD

Short

76

99.42

CFD

Short

96

99.43

CFD

Short

73

99.54

CFD

Short

25

99.56

CFD

Short

19

102.00

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

Put Option

51,000

130.00

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

19/09/2008

Contact name

Artie Movsesian

Telephone number

020 7545 8515

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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