14th Jan 2008 17:57
UBS Securities LLC14 January 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENTSERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS Securities LLC Company dealt in BHP Billiton Limited (ISIN US0886061086) Class of relevant security to whichthe dealings being disclosed relate(Note 1) Ordinary shares dealt in ADR form ADR (1 ADR = 2 Ords) Date of dealing 11 January 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 18476 Ords 64570 Ords (equivalent to (equivalent to 9238 ADRs) 32285 ADRs) (2) Derivatives (other than options) (3) Options and agreements to purchase/ 244200 Ords 2100 Ordssell (equivalent to (equivalent to 122100 ADRs) 10500 ADRs) Total 262676 Ords 0.04 66670 Ords 0.03 (equivalent to (equivalent to 131338 ADRs) 42785 ADRs) (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Buy/Sell Number of Trade Price (USD) securities B 23000 67.926B 15000 67.843B 9746 68.05B 2558 68B 45360 67.909B 400 68.218B 2572 68.059B 56660 67.968B 156 68.46B 2436 70.43S 2600 67.904S 400 68.02S 800 67.84S 1600 67.29S 5710 67.81S 1920 67.476S 7566 68.281S 8110 67.797S 65150 67.961S 600 67.25S 200 67.734S 414 67.865S 1480 67.88S 3082 67.412S 14004 68.447Total Buys 157888Total Sells 113636 (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product B/S Number of securities Exercise Price Type Expiry date Price (USD) to which the option (USD) relates CALL B 800 65 AMERICAN Jan08 3.5CALL B 3000 67.5 AMERICAN Jan08 1.8CALL B 6000 60 AMERICAN Feb08 9.2CALL B 200 70 AMERICAN Feb08 3.2CALL B 1200 75 AMERICAN Feb08 1.55CALL B 400 67.5 AMERICAN Feb08 4.3CALL B 1000 75 AMERICAN May08 4.51CALL B 600 60 AMERICAN 1/17/2009 15.3CALL B 200 70 AMERICAN 1/17/2009 9.8CALL S 600 65 AMERICAN Jan08 3.4CALL S 1800 70 AMERICAN Jan08 1CALL S 1000 70 AMERICAN Jan08 1CALL S 200 70 AMERICAN Jan08 0.9CALL S 800 70 AMERICAN Jan08 0.85CALL S 800 67.5 AMERICAN Jan08 2.25CALL S 800 67.5 AMERICAN Jan08 2.15CALL S 600 67.5 AMERICAN Jan08 1.85CALL S 200 70 AMERICAN Feb08 3.3CALL S 200 70 AMERICAN Feb08 3.3CALL S 200 75 AMERICAN Feb08 1.6CALL S 1000 75 AMERICAN Feb08 1.5CALL S 600 80 AMERICAN Feb08 0.85CALL S 2600 80 AMERICAN Feb08 0.7CALL S 200 65 AMERICAN May08 9.3CALL S 200 70 AMERICAN May08 6.5CALL S 2000 80 AMERICAN May08 3.2CALL S 2000 90 AMERICAN May08 1.35CALL S 200 90 AMERICAN May08 1.65CALL S 600 90 AMERICAN May08 1.65CALL S 2000 95 AMERICAN May08 0.9CALL S 200 95 AMERICAN May08 1.15CALL S 2000 95 AMERICAN Aug08 2.15CALL S 2000 95 AMERICAN Aug08 2.15CALL S 2000 95 AMERICAN Aug08 2.15CALL S 2000 95 AMERICAN Aug08 2.2CALL S 2000 100 AMERICAN Aug08 1.6CALL S 2000 100 AMERICAN Aug08 1.6CALL S 2000 100 AMERICAN Aug08 1.65CALL S 1400 50 AMERICAN 1/17/2009 22.3CALL S 400 50 AMERICAN 1/17/2009 22.3CALL S 1000 50 AMERICAN 1/17/2009 23.1CALL S 1400 50 AMERICAN 1/17/2009 22.3CALL S 1400 50 AMERICAN 1/17/2009 22.3CALL S 1400 50 AMERICAN 1/17/2009 22.3CALL S 1400 50 AMERICAN 1/17/2009 22.3CALL S 1400 50 AMERICAN 1/17/2009 22.3CALL S 1400 50 AMERICAN 1/17/2009 22.3CALL S 800 50 AMERICAN 1/17/2009 22.3CALL S 400 50 AMERICAN 1/17/2009 23.3CALL S 200 50 AMERICAN 1/17/2009 23.3CALL S 200 50 AMERICAN 1/17/2009 23.3CALL S 200 50 AMERICAN 1/17/2009 23.3CALL S 200 60 AMERICAN 1/17/2009 15.6CALL S 2000 100 AMERICAN 1/17/2009 3PUT B 400 70 AMERICAN Jan08 2.85PUT B 200 70 AMERICAN Jan08 2.85PUT B 2000 67.5 AMERICAN Jan08 1.5PUT B 600 67.5 AMERICAN Jan08 1.7PUT B 1000 65 AMERICAN Feb08 2.6PUT B 200 65 AMERICAN Feb08 2.65PUT B 3000 65 AMERICAN Feb08 2.75PUT B 800 65 AMERICAN Feb08 2.75PUT B 200 70 AMERICAN Feb08 5.3PUT B 1600 75 AMERICAN Feb08 8.5PUT B 1000 62.5 AMERICAN Feb08 1.9PUT B 800 62.5 AMERICAN Feb08 2.05PUT B 1200 62.5 AMERICAN Feb08 2.05PUT B 1800 67.5 AMERICAN Feb08 3.8PUT B 1600 70 AMERICAN May08 8.2PUT B 400 75 AMERICAN Aug08 13.3PUT B 200 67.5 AMERICAN Aug08 8.7PUT B 2000 90 AMERICAN 1/17/2009 25.1PUT S 1000 55 AMERICAN Jan08 0.1PUT S 200 70 AMERICAN Feb08 5.3PUT S 200 67.5 AMERICAN Feb08 3.7PUT S 600 60 AMERICAN 1/17/2009 7.6 (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other personrelating to the voting rights of any relevant securities under any option referred to on this form or relating to thevoting rights or future acquisition or disposal of any relevant securities to which any derivative referred to onthis form is referenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 14 JANUARY 2008 Contact name Richard Mulcahy Telephone number 203 719 0467 Name of offeree/offeror with which connected BHP Billiton Nature of connection (Note 9) Connected Adviser Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk SUPPLEMENTAL FORM 38.5(b) DETAILS OF OPEN POSITIONS (This form should be attached to Form 38.5(b)) OPEN POSITIONS (Note 1) Product Purchased/Written Number of Exercised Price Type Expiry date securities to which (USD) the option or derivative relates CALL PURCHASED 9600 105 AMERICAN Jan08CALL PURCHASED 4800 110 AMERICAN Jan08CALL PURCHASED 200 25 AMERICAN Jan08CALL PURCHASED 31000 50 AMERICAN Jan08CALL PURCHASED 39000 55 AMERICAN Jan08CALL PURCHASED 53000 60 AMERICAN Jan08CALL PURCHASED 5000 62.5 AMERICAN Jan08CALL PURCHASED 7800 65 AMERICAN Jan08CALL PURCHASED 28800 70 AMERICAN Jan08CALL PURCHASED 2200 75 AMERICAN Jan08CALL PURCHASED 51600 80 AMERICAN Jan08CALL PURCHASED 21800 85 AMERICAN Jan08CALL PURCHASED 24200 95 AMERICAN Jan08CALL PURCHASED 3600 100 AMERICAN Feb08CALL PURCHASED 6000 105 AMERICAN Feb08CALL PURCHASED 1200 45 AMERICAN Feb08CALL PURCHASED 1000 47.5 AMERICAN Feb08CALL PURCHASED 17600 52.5 AMERICAN Feb08CALL PURCHASED 12000 55 AMERICAN Feb08CALL PURCHASED 6200 57.5 AMERICAN Feb08CALL PURCHASED 30000 60 AMERICAN Feb08CALL PURCHASED 9600 62.5 AMERICAN Feb08CALL PURCHASED 19400 67.5 AMERICAN Feb08CALL PURCHASED 18000 70 AMERICAN Feb08CALL PURCHASED 24600 80 AMERICAN Feb08CALL PURCHASED 16800 85 AMERICAN Feb08CALL PURCHASED 3000 105 AMERICAN May08CALL PURCHASED 27800 110 AMERICAN May08CALL PURCHASED 400 47.5 AMERICAN May08CALL PURCHASED 2800 55 AMERICAN May08CALL PURCHASED 3400 80 AMERICAN May08CALL PURCHASED 26800 85 AMERICAN May08CALL PURCHASED 1200 60 AMERICAN Aug08CALL PURCHASED 2000 90 AMERICAN Aug08CALL PURCHASED 70000 75 AMERICAN Feb08CALL PURCHASED 80000 80 AMERICAN Feb08CALL PURCHASED 1000 50 AMERICAN 1/16/2010CALL PURCHASED 4800 80 AMERICAN 1/16/2010CALL PURCHASED 5000 95 AMERICAN 1/16/2010CALL PURCHASED 200 105 AMERICAN 1/17/2009CALL PURCHASED 3200 120 AMERICAN 1/17/2009CALL PURCHASED 3200 125 AMERICAN 1/17/2009CALL PURCHASED 5200 135 AMERICAN 1/17/2009CALL PURCHASED 11600 140 AMERICAN 1/17/2009CALL PURCHASED 1200 55 AMERICAN 1/17/2009CALL PURCHASED 3200 60 AMERICAN 1/17/2009CALL PURCHASED 6000 75 AMERICAN 1/17/2009CALL PURCHASED 4400 80 AMERICAN 1/17/2009CALL PURCHASED 7600 90 AMERICAN 1/17/2009CALL WRITTEN 1400 100 AMERICAN Jan08CALL WRITTEN 13800 30 AMERICAN Jan08CALL WRITTEN 14800 35 AMERICAN Jan08CALL WRITTEN 11400 40 AMERICAN Jan08CALL WRITTEN 12600 45 AMERICAN Jan08CALL WRITTEN 7400 47.5 AMERICAN Jan08CALL WRITTEN 11200 67.5 AMERICAN Jan08CALL WRITTEN 9600 90 AMERICAN Jan08CALL WRITTEN 5200 110 AMERICAN Feb08CALL WRITTEN 3800 50 AMERICAN Feb08CALL WRITTEN 2000 65 AMERICAN Feb08CALL WRITTEN 25000 75 AMERICAN Feb08CALL WRITTEN 30200 90 AMERICAN Feb08CALL WRITTEN 3000 95 AMERICAN Feb08CALL WRITTEN 39800 100 AMERICAN May08CALL WRITTEN 600 50 AMERICAN May08CALL WRITTEN 16200 60 AMERICAN May08CALL WRITTEN 6600 62.5 AMERICAN May08CALL WRITTEN 4400 65 AMERICAN May08CALL WRITTEN 10000 67.5 AMERICAN May08CALL WRITTEN 19800 70 AMERICAN May08CALL WRITTEN 14400 75 AMERICAN May08CALL WRITTEN 59200 90 AMERICAN May08CALL WRITTEN 200 95 AMERICAN May08CALL WRITTEN 1000 100 AMERICAN Aug08CALL WRITTEN 17200 65 AMERICAN Aug08CALL WRITTEN 2800 70 AMERICAN Aug08CALL WRITTEN 3400 75 AMERICAN Aug08CALL WRITTEN 15600 80 AMERICAN Aug08CALL WRITTEN 2000 85 AMERICAN Aug08CALL WRITTEN 8000 95 AMERICAN Aug08CALL WRITTEN 10400 100 AMERICAN 1/16/2010CALL WRITTEN 400 40 AMERICAN 1/16/2010CALL WRITTEN 3000 60 AMERICAN 1/16/2010CALL WRITTEN 9800 70 AMERICAN 1/16/2010CALL WRITTEN 4000 90 AMERICAN 1/16/2010CALL WRITTEN 8800 100 AMERICAN 1/17/2009CALL WRITTEN 2000 110 AMERICAN 1/17/2009CALL WRITTEN 1600 115 AMERICAN 1/17/2009CALL WRITTEN 1600 130 AMERICAN 1/17/2009CALL WRITTEN 3000 30 AMERICAN 1/17/2009CALL WRITTEN 15600 40 AMERICAN 1/17/2009CALL WRITTEN 24200 50 AMERICAN 1/17/2009CALL WRITTEN 20600 70 AMERICAN 1/17/2009CALL WRITTEN 5200 95 AMERICAN 1/17/2009PUT PURCHASED 9200 30 AMERICAN Jan08PUT PURCHASED 8200 35 AMERICAN Jan08PUT PURCHASED 41000 45 AMERICAN Jan08PUT PURCHASED 32000 62.5 AMERICAN Jan08PUT PURCHASED 11400 67.5 AMERICAN Jan08PUT PURCHASED 21600 75 AMERICAN Jan08PUT PURCHASED 4400 47.5 AMERICAN Feb08PUT PURCHASED 200 50 AMERICAN Feb08PUT PURCHASED 9600 52.5 AMERICAN Feb08PUT PURCHASED 1200 55 AMERICAN Feb08PUT PURCHASED 23000 62.5 AMERICAN Feb08PUT PURCHASED 10000 67.5 AMERICAN Feb08PUT PURCHASED 16600 70 AMERICAN Feb08PUT PURCHASED 2200 80 AMERICAN Feb08PUT PURCHASED 8800 100 AMERICAN May08PUT PURCHASED 400 40 AMERICAN May08PUT PURCHASED 800 42.5 AMERICAN May08PUT PURCHASED 1400 45 AMERICAN May08PUT PURCHASED 4400 47.5 AMERICAN May08PUT PURCHASED 18400 50 AMERICAN May08PUT PURCHASED 57000 60 AMERICAN May08PUT PURCHASED 4200 62.5 AMERICAN May08PUT PURCHASED 47800 70 AMERICAN May08PUT PURCHASED 42400 75 AMERICAN May08PUT PURCHASED 5200 80 AMERICAN May08PUT PURCHASED 37800 90 AMERICAN May08PUT PURCHASED 16800 95 AMERICAN May08PUT PURCHASED 5200 50 AMERICAN Aug08PUT PURCHASED 600 60 AMERICAN Aug08PUT PURCHASED 13600 65 AMERICAN Aug08PUT PURCHASED 200 67.5 AMERICAN Aug08PUT PURCHASED 2200 70 AMERICAN Aug08PUT PURCHASED 1200 75 AMERICAN Aug08PUT PURCHASED 6000 40 AMERICAN 1/16/2010PUT PURCHASED 3600 80 AMERICAN 1/16/2010PUT PURCHASED 200 90 AMERICAN 1/16/2010PUT PURCHASED 4400 30 AMERICAN 1/17/2009PUT PURCHASED 16600 40 AMERICAN 1/17/2009PUT PURCHASED 4800 50 AMERICAN 1/17/2009PUT PURCHASED 7200 60 AMERICAN 1/17/2009PUT PURCHASED 2000 90 AMERICAN 1/17/2009PUT WRITTEN 8200 25 AMERICAN Jan08PUT WRITTEN 2400 40 AMERICAN Jan08PUT WRITTEN 2800 47.5 AMERICAN Jan08PUT WRITTEN 39000 50 AMERICAN Jan08PUT WRITTEN 13600 55 AMERICAN Jan08PUT WRITTEN 96600 60 AMERICAN Jan08PUT WRITTEN 2800 65 AMERICAN Jan08PUT WRITTEN 38400 70 AMERICAN Jan08PUT WRITTEN 44600 80 AMERICAN Jan08PUT WRITTEN 16000 85 AMERICAN Jan08PUT WRITTEN 2400 95 AMERICAN Jan08PUT WRITTEN 10400 45 AMERICAN Feb08PUT WRITTEN 27000 57.5 AMERICAN Feb08PUT WRITTEN 50200 60 AMERICAN Feb08PUT WRITTEN 200 65 AMERICAN Feb08PUT WRITTEN 8400 75 AMERICAN Feb08PUT WRITTEN 200 85 AMERICAN Feb08PUT WRITTEN 200 30 AMERICAN May08PUT WRITTEN 19400 55 AMERICAN May08PUT WRITTEN 11200 65 AMERICAN May08PUT WRITTEN 24400 67.5 AMERICAN May08PUT WRITTEN 24400 85 AMERICAN May08PUT WRITTEN 2800 50 AMERICAN 1/16/2010PUT WRITTEN 1800 60 AMERICAN 1/16/2010PUT WRITTEN 2400 70 AMERICAN 1/16/2010PUT WRITTEN 5000 20 AMERICAN 1/17/2009PUT WRITTEN 6400 55 AMERICAN 1/17/2009PUT WRITTEN 7800 70 AMERICAN 1/17/2009PUT WRITTEN 2400 75 AMERICAN 1/17/2009PUT WRITTEN 3400 80 AMERICAN 1/17/2009 Notes 1. Where there are open option positions or open derivative positions (exceptfor CFDs), full details should be given. Full details of any existingagreements to purchase or to sell should also be given on this form. 2. For all prices and other monetary amounts, the currency must be stated. For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5and their Notes which can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group