21st Jan 2010 11:05
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Shanks Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
20/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
8,339 |
GBP 1.25 |
GBP 1.22 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
21,956 |
GBP 1.25 |
GBP 1.22 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
8,109 |
GBP 1.22 |
|
Long Swap |
LONG |
230 |
GBP 1.25 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
1 |
GBP 1.23 |
|
Short Swap |
SHORT |
1 |
GBP 1.23 |
|
Short Swap |
SHORT |
3 |
GBP 1.23 |
|
Short Swap |
SHORT |
4 |
GBP 1.23 |
|
Short Swap |
SHORT |
11 |
GBP 1.23 |
|
Short Swap |
SHORT |
44 |
GBP 1.23 |
|
Short Swap |
SHORT |
166 |
GBP 1.23 |
|
Short Swap |
SHORT |
552 |
GBP 1.24 |
|
Short Swap |
SHORT |
560 |
GBP 1.24 |
|
Short Swap |
SHORT |
738 |
GBP 1.22 |
|
Short Swap |
SHORT |
860 |
GBP 1.22 |
|
Short Swap |
SHORT |
926 |
GBP 1.22 |
|
Short Swap |
SHORT |
6,181 |
GBP 1.25 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
21/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Carlyle Europe Partners III Participations Sarl |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Mouchel Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
20/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
3,128 |
GBP 2.60 |
GBP 2.60 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,174 |
GBP 2.61 |
GBP 2.59 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
2,075 |
GBP 2.60 |
|
Long Swap |
LONG |
937 |
GBP 2.60 |
|
Long Swap |
LONG |
116 |
GBP 2.62 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
331 |
GBP 2.61 |
|
Short Swap |
SHORT |
436 |
GBP 2.61 |
|
Short Swap |
SHORT |
470 |
GBP 2.59 |
|
Short Swap |
SHORT |
937 |
GBP 2.61 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
21/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
VT Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
VT Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
20/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
184 |
GBP 5.48 |
|
Long Swap |
LONG |
428 |
GBP 5.51 |
|
Long Swap |
LONG |
539 |
GBP 5.39 |
|
Long Swap |
LONG |
716 |
GBP 5.48 |
|
Long Swap |
LONG |
1,221 |
GBP 5.39 |
|
Long Swap |
LONG |
1,888 |
GBP 5.53 |
|
Long Swap |
LONG |
2,012 |
GBP 5.51 |
|
Long Swap |
LONG |
2,294 |
GBP 5.45 |
|
Long Swap |
LONG |
3,458 |
GBP 5.53 |
|
Long Swap |
LONG |
5,834 |
GBP 5.52 |
|
Long Swap |
LONG |
9,015 |
GBP 5.45 |
|
Long Swap |
LONG |
7 |
GBP 5.51 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
2,420 |
GBP 5.46 |
|
Short Swap |
SHORT |
9,015 |
GBP 5.46 |
|
Short Swap |
SHORT |
6,658 |
GBP 5.49 |
|
Short Swap |
SHORT |
1,413 |
GBP 5.52 |
|
Short Swap |
SHORT |
2 |
GBP 5.40 |
|
Short Swap |
SHORT |
125 |
GBP 5.52 |
|
Short Swap |
SHORT |
1,080 |
GBP 5.49 |
|
Short Swap |
SHORT |
1,144 |
GBP 5.53 |
|
Short Swap |
SHORT |
1,157 |
GBP 5.50 |
|
Short Swap |
SHORT |
3,013 |
GBP 5.43 |
|
Short Swap |
SHORT |
1,221 |
GBP 5.45 |
|
Short Swap |
SHORT |
2,653 |
GBP 5.42 |
|
Short Swap |
SHORT |
1,888 |
GBP 5.44 |
|
Short Swap |
SHORT |
1,966 |
GBP 5.44 |
|
Short Swap |
SHORT |
2,012 |
GBP 5.52 |
|
Short Swap |
SHORT |
2,110 |
GBP 5.51 |
|
Short Swap |
SHORT |
2,294 |
GBP 5.45 |
|
Short Swap |
SHORT |
1 |
GBP 5.40 |
|
Short Swap |
SHORT |
1,214 |
GBP 5.43 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
21/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code)) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
Cadbury Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
20/01/2010 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
15,937,723 |
GBP 8.38 |
GBP 8.31 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
2,157,923 |
GBP 8.38 |
GBP 8.31 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
19,857 |
GBP 8.36 |
|
Long Swap |
LONG |
104,452 |
GBP 8.34 |
|
Long Swap |
LONG |
73,379 |
GBP 8.32 |
|
Long Swap |
LONG |
66,526 |
GBP 8.37 |
|
Long Swap |
LONG |
55,371 |
GBP 8.36 |
|
Long Swap |
LONG |
53,474 |
GBP 8.37 |
|
Long Swap |
LONG |
50,000 |
GBP 8.33 |
|
Long Swap |
LONG |
44,554 |
GBP 8.34 |
|
Long Swap |
LONG |
35,067 |
GBP 8.36 |
|
Long Swap |
LONG |
34,334 |
GBP 8.36 |
|
Long Swap |
LONG |
3,000 |
GBP 8.36 |
|
Long Swap |
LONG |
23,168 |
GBP 8.36 |
|
Long Swap |
LONG |
199,441 |
GBP 8.34 |
|
Long Swap |
LONG |
15,980 |
GBP 8.36 |
|
Long Swap |
LONG |
9,310 |
GBP 8.34 |
|
Long Swap |
LONG |
8,000 |
GBP 8.34 |
|
Long Swap |
LONG |
7,127 |
GBP 8.32 |
|
Long Swap |
LONG |
6,526 |
GBP 8.32 |
|
Long Swap |
LONG |
5,471 |
GBP 8.37 |
|
Long Swap |
LONG |
4,717 |
GBP 8.32 |
|
Long Swap |
LONG |
4,650 |
GBP 8.33 |
|
Long Swap |
LONG |
3,944 |
GBP 8.32 |
|
Long Swap |
LONG |
26,440 |
GBP 8.36 |
|
Long Swap |
LONG |
2,020,721 |
GBP 8.34 |
|
Long Swap |
LONG |
154,307 |
GBP 8.32 |
|
Long Swap |
LONG |
187,160 |
GBP 8.38 |
|
Long Swap |
LONG |
9,605,033 |
GBP 8.37 |
|
Long Swap |
LONG |
625,205 |
GBP 8.36 |
|
Long Swap |
LONG |
506,861 |
GBP 8.34 |
|
Long Swap |
LONG |
297,308 |
GBP 8.36 |
|
Long Swap |
LONG |
276,978 |
GBP 8.33 |
|
Long Swap |
LONG |
232,840 |
GBP 8.38 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
68,202 |
GBP 8.34 |
|
Short Swap |
SHORT |
33,662 |
GBP 8.35 |
|
Short Swap |
SHORT |
15,471 |
GBP 8.32 |
|
Short Swap |
SHORT |
16,433 |
GBP 8.36 |
|
Short Swap |
SHORT |
4,645 |
GBP 8.32 |
|
Short Swap |
SHORT |
19,923 |
GBP 8.32 |
|
Short Swap |
SHORT |
6,127 |
GBP 8.32 |
|
Short Swap |
SHORT |
43,025 |
GBP 8.36 |
|
Short Swap |
SHORT |
47,303 |
GBP 8.32 |
|
Short Swap |
SHORT |
53,226 |
GBP 8.36 |
|
Short Swap |
SHORT |
59,469 |
GBP 8.32 |
|
Short Swap |
SHORT |
200,000 |
GBP 8.32 |
|
Short Swap |
SHORT |
276,978 |
GBP 8.34 |
|
Short Swap |
SHORT |
3,000 |
GBP 8.32 |
|
Short Swap |
SHORT |
59,361 |
GBP 8.35 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
21/01/2010 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
Hershey Trust Company |
|
Nature of connection # |
Advisor |
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