26th Nov 2008 10:59
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
British Energy Group Plc |
|
Class of relevant security to which the |
Common |
|
dealings being disclosed relate |
|
Date of dealing |
25/11/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
507,193 |
GBP 7.51 |
GBP 7.49 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
304,565 |
GBP 7.51 |
GBP 7.49 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Long Swap |
LONG |
58,616 |
GBP 7.50 |
|
Long Swap |
LONG |
863 |
GBP 7.50 |
|
Long Swap |
LONG |
1,106 |
GBP 7.50 |
|
Long Swap |
LONG |
3,823 |
GBP 7.50 |
|
Long Swap |
LONG |
5,107 |
GBP 7.50 |
|
Long Swap |
LONG |
5,926 |
GBP 7.49 |
|
Long Swap |
LONG |
8,412 |
GBP 7.50 |
|
Long Swap |
LONG |
9,687 |
GBP 7.51 |
|
Long Swap |
LONG |
10,295 |
GBP 7.50 |
|
Long Swap |
LONG |
15,321 |
GBP 7.49 |
|
Long Swap |
LONG |
16,961 |
GBP 7.50 |
|
Long Swap |
LONG |
18,615 |
GBP 7.50 |
|
Long Swap |
LONG |
549 |
GBP 7.50 |
|
Long Swap |
LONG |
48,534 |
GBP 7.50 |
|
Long Swap |
LONG |
87,033 |
GBP 7.51 |
|
Long Swap |
LONG |
35,582 |
GBP 7.50 |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
Short Swap |
SHORT |
348 |
GBP 7.50 |
|
Short Swap |
SHORT |
33,483 |
GBP 7.49 |
|
Short Swap |
SHORT |
29,051 |
GBP 7.49 |
|
Short Swap |
SHORT |
28,071 |
GBP 7.50 |
|
Short Swap |
SHORT |
18,615 |
GBP 7.49 |
|
Short Swap |
SHORT |
13,174 |
GBP 7.49 |
|
Short Swap |
SHORT |
11,334 |
GBP 7.49 |
|
Short Swap |
SHORT |
4,382 |
GBP 7.50 |
|
Short Swap |
SHORT |
659 |
GBP 7.49 |
|
Short Swap |
SHORT |
510 |
GBP 7.50 |
|
Short Swap |
SHORT |
353 |
GBP 7.49 |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
selling, |
securities under |
price |
American, |
date |
money |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
26/11/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
EDF S.A. |
|
Nature of connection # |
Advisor |
|
FORM 38.5(a) |
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
(Rule 38.5(a) of the Takeover Code) |
|
1. KEY INFORMATION |
|
Name of exempt principal trader |
Merrill Lynch International |
|
Company dealt in |
OJSC Polyus Gold (OR) ADR. |
|
Class of relevant security to which the |
ADR |
|
dealings being disclosed relate |
|
Date of dealing |
25/11/2008 |
|
2. DEALINGS |
|
(a) Purchases and sales |
|
Total number of securities |
Highest price paid |
Lowest price paid |
|
purchased |
|
6,976 |
USD 9.92 |
USD 8.55 |
|
Total number of securities sold |
Highest price received |
Lowest price received |
|
Nil |
USD 9.27 |
USD 9.27 |
|
(b) Derivatives transactions (other than options) |
|
Product name, |
Short/Long |
Number of securities |
Price per unit |
|
eg. CFD |
|
(c) Options transactions in respect of existing securities |
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option money |
|
selling, |
securities under |
price |
American, |
date |
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
varying etc. |
per unit |
|
(ii) Exercising |
|
Product name |
Number of securities under |
Exercise price |
|
eg call option |
option |
|
3. OTHER INFORMATION |
|
Agreements, arrangements or understandings relating to options or derivatives |
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
NONE |
|
Date of disclosure |
26/11/2008 |
|
Contact name |
Bhavika Mistry |
|
Telephone number |
+44 207 995 4747 |
|
Name of offeree/offeror with whom connected |
KazakhGold Group Limited |
|
Nature of connection # |
Advisor |
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