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EPT Disclosure

7th Nov 2008 11:37

RNS Number : 7073H
Credit Suisse Equities (Australia)
07 November 2008
 

FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

06-11-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

8992899

0.303

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

8992899

0.303

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

300

28.92

Purchase

116

29.20

Purchase

20

29.20

Purchase

7

29.20

Purchase

482

29.20

Purchase

1,518

29.20

Purchase

482

29.20

Purchase

1,518

29.20

Purchase

857

29.20

Purchase

1,175

29.39

Purchase

1,470

29.40

Purchase

700

29.40

Purchase

14

29.40

Purchase

40

29.40

Purchase

2,418

29.40

Purchase

448

29.40

Purchase

2,500

29.40

Purchase

3,000

29.40

Purchase

306

29.40

Purchase

1,104

29.40

Purchase

40

29.39

Purchase

1,300

29.39

Purchase

300

29.39

Purchase

14

29.39

Purchase

171

29.39

Purchase

1,450

29.50

Purchase

500

29.49

Purchase

2,000

29.49

Purchase

618

29.48

Purchase

372

29.47

Purchase

1,731

29.47

Purchase

1,100

29.46

Purchase

2,000

29.46

Purchase

5,000

29.45

Purchase

2,000

29.45

Purchase

289

29.45

Purchase

1,776

29.45

Purchase

100

29.44

Purchase

7

29.43

Purchase

20

29.43

Purchase

4,523

29.43

Purchase

1,308

29.43

Purchase

206

29.43

Purchase

1,139

29.45

Purchase

2,090

29.45

Purchase

5,000

29.45

Purchase

2,500

29.44

Purchase

531

29.44

Purchase

200

29.44

Purchase

200

29.43

Purchase

643

29.43

Purchase

200

29.43

Purchase

297

29.42

Purchase

7

29.42

Purchase

20

29.42

Purchase

5,134

29.42

Purchase

20

29.42

Purchase

7

29.42

Purchase

7,012

29.42

Purchase

300

29.39

Purchase

400,000

29.74

Purchase

100,000

31.43

Purchase

570,000

30.26

Purchase

100,000

30.70

Purchase

500,000

30.14

Purchase

500,000

30.05

Sale

-411

29.20

Sale

-7,375

29.20

Sale

-643

29.20

Sale

-1,550

29.20

Sale

-684

29.20

Sale

-823

29.20

Sale

-4,203

29.20

Sale

-1,508

29.20

Sale

-1,253

29.20

Sale

-26,198

29.20

Sale

-240

29.20

Sale

-622

29.20

Sale

-192

29.20

Sale

-4,064

29.20

Sale

-8,480

29.20

Sale

-6,822

29.20

Sale

-2,928

29.20

Sale

-10,295

29.20

Sale

-4,613

29.20

Sale

-5,528

29.20

Sale

-1,279

29.20

Sale

-1,409

29.20

Sale

-17

29.20

Sale

-5,000

29.20

Sale

-5,000

29.20

Sale

-23,013

29.20

Sale

-165

29.27

Sale

-35

29.27

Sale

-2,200

29.27

Sale

-27

29.29

Sale

-78

29.29

Sale

-70

29.29

Sale

-255

29.29

Sale

-3

29.29

Sale

-105

29.29

Sale

-62

29.29

Sale

-1,947

29.30

Sale

-106

29.30

Sale

-35

29.30

Sale

-345

29.30

Sale

-54

29.30

Sale

-100

29.30

Sale

-213

29.30

Sale

-4,863

29.00

Sale

-6,278

29.00

Sale

-640

29.00

Sale

-5,456

29.00

Sale

-1,946

29.00

Sale

-200

29.00

Sale

-330

29.00

Sale

-300

29.00

Sale

-400

29.00

Sale

-2,300

29.00

Sale

-1,582

29.00

Sale

-1,476

29.00

Sale

-2,000

29.00

Sale

-5,000

29.00

Sale

-5,000

29.00

Sale

-70

29.00

Sale

-809

29.00

Sale

-200

29.00

Sale

-4,117

29.00

Sale

-2,500

29.00

Sale

-34

29.00

Sale

-35

29.00

Sale

-35

29.00

Sale

-5,000

29.00

Sale

-429

29.00

Sale

-5,000

29.00

Sale

-601

29.05

Sale

-3,328

29.05

Sale

-5,000

29.05

Sale

-14,512

29.00

Sale

-430

29.00

Sale

-2,000

29.00

Sale

-3,356

29.00

Sale

-500

29.00

Sale

-4,807

29.00

Sale

-725

29.00

Sale

-1,452

29.00

Sale

-150

29.00

Sale

-54

29.00

Sale

-1,000

29.00

Sale

-8

29.00

Sale

-13

29.00

Sale

-13

29.00

Sale

-13

29.00

Sale

-35

29.00

Sale

-420

29.00

Sale

-948

29.00

Sale

-53

29.00

Sale

-1,500

29.00

Sale

-600

29.00

Sale

-1,000

29.00

Sale

-344

29.00

Sale

-340

29.00

Sale

-107

29.00

Sale

-1,000

29.00

Sale

-216

29.00

Sale

-4,150

29.00

Sale

-516

29.00

Sale

-250

29.00

Sale

-80

29.00

Sale

-18

29.00

Sale

-345

29.00

Sale

-5,000

29.00

Sale

-860

29.00

Sale

-85

29.00

Sale

-200

29.00

Sale

-173

29.00

Sale

-1,500

29.00

Sale

-350

29.00

Sale

-500

29.00

Sale

-50

29.00

Sale

-85

29.00

Sale

-1,000

29.00

Sale

-2,000

29.00

Sale

-100

29.00

Sale

-50

29.00

Sale

-168

29.00

Sale

-1,000

29.00

Sale

-200

29.00

Sale

-150

29.00

Sale

-18

29.00

Sale

-180

29.00

Sale

-1,200

29.00

Sale

-125

29.00

Sale

-340

29.00

Sale

-20

29.00

Sale

-1,000

29.00

Sale

-85

29.00

Sale

-1,000

29.00

Sale

-700

29.00

Sale

-100

29.00

Sale

-1,000

29.00

Sale

-1,017

29.00

Sale

-100

29.00

Sale

-700

29.00

Sale

-100

29.00

Sale

-308

29.00

Sale

-125

29.00

Sale

-148

29.00

Sale

-344

29.00

Sale

-500

29.00

Sale

-50

29.00

Sale

-70

29.00

Sale

-172

29.00

Sale

-3,000

29.00

Sale

-50

29.00

Sale

-25,000

29.00

Sale

-1,000

29.00

Sale

-500

29.00

Sale

-500

29.00

Sale

-723

29.00

Sale

-345

29.00

Sale

-1,000

29.00

Sale

-5,000

29.00

Sale

-2,750

29.00

Sale

-1,100

29.00

Sale

-500

29.00

Sale

-1,000

29.00

Sale

-340

29.00

Sale

-100

29.00

Sale

-200

29.00

Sale

-1,000

29.00

Sale

-200

29.00

Sale

-500

29.00

Sale

-100

29.00

Sale

-300

29.00

Sale

-2,200

29.00

Sale

-35

29.00

Sale

-200

29.00

Sale

-650

29.00

Sale

-360

29.00

Sale

-1,000

29.00

Sale

-172

29.00

Sale

-520

29.00

Sale

-600

29.00

Sale

-1,000

29.00

Sale

-55

29.00

Sale

-150

29.00

Sale

-1,250

29.00

Sale

-100

29.00

Sale

-110

29.00

Sale

-225

29.00

Sale

-80

29.00

Sale

-100

29.00

Sale

-80

29.00

Sale

-160

29.00

Sale

-50

29.00

Sale

-77

29.00

Sale

-100

29.00

Sale

-33

29.00

Sale

-516

29.00

Sale

-500

29.00

Sale

-700

29.00

Sale

-300

29.00

Sale

-2,000

29.00

Sale

-500

29.00

Sale

-360

29.00

Sale

-1,000

29.00

Sale

-200

29.00

Sale

-65

29.00

Sale

-30

29.00

Sale

-50

29.00

Sale

-100

29.00

Sale

-200

29.00

Sale

-100

29.00

Sale

-36

29.00

Sale

-158

29.05

Sale

-150

29.05

Sale

-341

29.05

Sale

-79

29.05

Sale

-70

29.05

Sale

-3,542

29.05

Sale

-1,000

29.05

Sale

-250

29.05

Sale

-340

29.05

Sale

-344

29.05

Sale

-5,000

29.05

Sale

-700

29.05

Sale

-5,000

29.05

Sale

-1,000

29.06

Sale

-300

29.06

Sale

-200

29.06

Sale

-800

29.06

Sale

-5,000

29.06

Sale

-320

29.07

Sale

-250

29.07

Sale

-1,000

29.07

Sale

-714

29.07

Sale

-93

29.08

Sale

-700

29.08

Sale

-1,500

29.08

Sale

-857

29.08

Sale

-1,000

29.09

Sale

-70

29.10

Sale

-322

29.10

Sale

-300

29.10

Sale

-1,000

29.10

Sale

-70

29.10

Sale

-1,000

29.10

Sale

-300

29.10

Sale

-200

29.10

Sale

-1,000

29.10

Sale

-4,000

29.10

Sale

-200

29.10

Sale

-350

29.10

Sale

-67

29.10

Sale

-342

29.10

Sale

-1,000

29.10

Sale

-1,000

29.10

Sale

-61

29.10

Sale

-250

29.10

Sale

-85

29.10

Sale

-500

29.10

Sale

-5,000

29.10

Sale

-350

29.10

Sale

-342

29.10

Sale

-2,000

29.10

Sale

-2,000

29.10

Sale

-500

29.10

Sale

-525

29.10

Sale

-280

29.10

Sale

-206

29.10

Sale

-750

29.10

Sale

-500

29.10

Sale

-1,500

29.10

Sale

-350

29.10

Sale

-1,000

29.10

Sale

-200

29.10

Sale

-300

29.10

Sale

-70

29.11

Sale

-1,000

29.11

Sale

-196

29.11

Sale

-30

29.11

Sale

-147

29.11

Sale

-5,000

29.27

Sale

-7,709

29.25

Sale

-1

29.25

Sale

-127

29.25

Sale

-80

29.25

Sale

-80

29.25

Sale

-5,000

29.25

Sale

-1,038

29.25

Sale

-82

29.25

Sale

-4,125

29.25

Sale

-72

29.25

Sale

-182

29.25

Sale

-21

29.25

Sale

-1

29.25

Sale

-1

29.25

Sale

-1

29.25

Sale

-35

29.25

Sale

-1,560

29.26

Sale

-801

29.23

Sale

-683

29.23

Sale

-745

29.20

Sale

-35

29.20

Sale

-35

29.20

Sale

-160

29.20

Sale

-80

29.20

Sale

-6,500

29.20

Sale

-700

29.20

Sale

-80

29.20

Sale

-450

29.20

Sale

-5,500

29.20

Sale

-4,125

29.20

Sale

-4,125

29.20

Sale

-150

29.20

Sale

-5

29.20

Sale

-352

29.20

Sale

-105

29.20

Sale

-1,000

29.20

Sale

-18

29.20

Sale

-2,000

29.20

Sale

-1,000

29.20

Sale

-385

29.20

Sale

-4,785

29.20

Sale

-750

29.20

Sale

-300

29.20

Sale

-100

29.20

Sale

-1,000

29.20

Sale

-400

29.20

Sale

-3,300

29.20

Sale

-5,000

29.20

Sale

-450

29.20

Sale

-230

29.20

Sale

-110

29.20

Sale

-3,250

29.20

Sale

-1

29.21

Sale

-35

29.21

Sale

-80

29.21

Sale

-52

29.21

Sale

-200

29.21

Sale

-100

29.21

Sale

-110

29.22

Sale

-2,197

29.22

Sale

-9

29.30

Sale

-160

29.30

Sale

-80

29.30

Sale

-80

29.30

Sale

-80

29.30

Sale

-1,000

29.30

Sale

-350

29.30

Sale

-42

29.30

Sale

-3

29.30

Sale

-9

29.30

Sale

-140

29.30

Sale

-35

29.30

Sale

-350

29.30

Sale

-42

29.30

Sale

-179

29.30

Sale

-50

29.30

Sale

-1,016

29.30

Sale

-128

29.30

Sale

-2

29.30

Sale

-24

29.30

Sale

-308

29.30

Sale

-124

29.30

Sale

-674

29.30

Sale

-82

29.50

Sale

-1,350

29.50

Sale

-2,084

29.50

Sale

-1,772

29.50

Sale

-2,415

29.50

Sale

-1,010

29.50

Sale

-272

29.50

Sale

-281

29.50

Sale

-83

29.50

Sale

-13

29.50

Sale

-8,000

29.50

Sale

-20

29.50

Sale

-10

29.50

Sale

-1,124

29.50

Sale

-9,020

29.40

Sale

-172

29.40

Sale

-50

29.40

Sale

-2,000

29.40

Sale

-1,000

29.40

Sale

-572

29.40

Sale

-166

29.40

Sale

-45

29.40

Sale

-5,000

29.40

Sale

-511

29.40

Sale

-520

29.40

Sale

-1,936

29.40

Sale

-35

29.40

Sale

-70

29.40

Sale

-180

29.40

Sale

-15

29.40

Sale

-109

29.40

Sale

-500

29.40

Sale

-3,099

29.40

Sale

-3,033

29.45

Sale

-96

29.46

Sale

-1,871

29.46

Sale

-5,000

29.49

Sale

-651

29.42

Sale

-1,013

29.42

Sale

-673

29.42

Sale

-388

29.42

Sale

-8,346

29.39

Sale

-2,548

29.30

Sale

-3,629

29.30

Sale

-3,327

29.30

Sale

-2,964

29.30

Sale

-500

29.30

Sale

-1

29.30

Sale

-1,500

29.30

Sale

-35

29.30

Sale

-35

29.30

Sale

-208

29.30

Sale

-35

29.30

Sale

-14,724

29.30

Sale

-500

29.30

Sale

-34

29.30

Sale

-105

29.30

Sale

-156

29.30

Sale

-70

29.30

Sale

-96

29.30

Sale

-170

29.30

Sale

-500

29.30

Sale

-10,000

29.30

Sale

-500

29.30

Sale

-1,000

29.30

Sale

-3,500

29.30

Sale

-154

29.31

Sale

-125

29.31

Sale

-182

29.33

Sale

-35

29.33

Sale

-1,626

29.33

Sale

-77

29.33

Sale

-1,664

29.33

Sale

-1,200

29.39

Sale

-350

29.39

Sale

-10

29.39

Sale

-94

29.39

Sale

-793

29.38

Sale

-105

29.38

Sale

-258

29.38

Sale

-70

29.38

Sale

-3,774

29.38

Sale

-3,565

29.36

Sale

-324

29.36

Sale

-437

29.36

Sale

-620

29.36

Sale

-54

29.36

Sale

-254

29.35

Sale

-99

29.35

Sale

-8

29.35

Sale

-1,000

29.35

Sale

-108

29.35

Sale

-3,531

29.35

Sale

-37

29.30

Sale

-2,277

29.30

Sale

-2,000

29.30

Sale

-111

29.30

Sale

-290

29.30

Sale

-12

29.30

Sale

-259

29.30

Sale

-35

29.30

Sale

-35

29.30

Sale

-35

29.30

Sale

-1,000

29.30

Sale

-4,631

29.30

Sale

-170

29.30

Sale

-111

29.30

Sale

-111

29.30

Sale

-5,000

29.30

Sale

-2,166

29.30

Sale

-539

29.30

Sale

-539

29.30

Sale

-1,341

29.30

Sale

-600

29.30

Sale

-35

29.30

Sale

-35

29.30

Sale

-91

29.30

Sale

-1,000

29.30

Sale

-4,125

29.30

Sale

-2,800

29.30

Sale

-500

29.30

Sale

-35

29.30

Sale

-12

29.30

Sale

-68

29.30

Sale

-528

29.35

Sale

-200

29.35

Sale

-500

29.35

Sale

-3,581

29.35

Sale

-1,753

29.35

Sale

-3,438

29.35

Sale

-649

29.25

Sale

-4,351

29.25

Sale

-189

29.23

Sale

-1,000

29.23

Sale

-700

29.23

Sale

-83

29.23

Sale

-3,028

29.23

Sale

-1,362

29.22

Sale

-269

29.22

Sale

-17,300

29.20

Sale

-2,700

29.20

Sale

-345

29.42

Sale

-133

29.42

Sale

-70

29.42

Sale

-4,117

29.42

Sale

-300

29.42

Sale

-4,125

29.42

Sale

-706

29.42

Sale

-4,823

29.40

Sale

-2,500

29.40

Sale

-2,000

29.40

Sale

-1,665

29.40

Sale

-3,400

29.40

Sale

-2,500

29.40

Sale

-257

29.40

Sale

-3

29.40

Sale

-2,701

29.40

Sale

-151

29.41

Sale

-211

29.42

Sale

-100

29.42

Sale

-8,531

29.42

Sale

-1,508

29.47

Sale

-60

29.47

Sale

-112

29.47

Sale

-101

29.47

Sale

-2,950

29.47

Sale

-2,816

29.45

Sale

-5,336

29.45

Sale

-173

29.45

Sale

-1,675

29.45

Sale

-2,444

29.40

Sale

-2,500

29.40

Sale

-1,056

29.40

Sale

-4,000

29.40

Sale

-716

29.36

Sale

-150

29.36

Sale

-136

29.36

Sale

-685

29.36

Sale

-250

29.36

Sale

-33

29.36

Sale

-70

29.36

Sale

-2,960

29.37

Sale

-10,000

29.40

Sale

-2,452

29.36

Sale

-2,210

29.36

Sale

-1,000

29.36

Sale

-200

29.36

Sale

-4,138

29.36

Sale

-1,756

29.34

Sale

-7,000

29.34

Sale

-60

29.34

Sale

-433

29.34

Sale

-751

29.34

Sale

-185

29.32

Sale

-127

29.32

Sale

-1,000

29.32

Sale

-100

29.32

Sale

-200

29.32

Sale

-200

29.32

Sale

-1,700

29.32

Sale

-1,000

29.32

Sale

-300

29.32

Sale

-5,000

29.32

Sale

-188

29.32

Sale

-2,500

29.30

Sale

-5,000

29.30

Sale

-2,500

29.30

Sale

-4,281

29.20

Sale

-2

29.20

Sale

-1,500

29.20

Sale

-1,000

29.20

Sale

-6,000

29.20

Sale

-6,000

29.20

Sale

-112

29.20

Sale

-70

29.20

Sale

-2,196

29.20

Sale

-3,839

29.20

Sale

-15,618

29.20

Sale

-3,000

29.20

Sale

-500

29.20

Sale

-900

29.20

Sale

-3,000

29.20

Sale

-1,000

29.20

Sale

-400

29.20

Sale

-582

29.20

Sale

-15,450

29.30

Sale

-285

29.30

Sale

-9,265

29.30

Sale

-2,163

29.30

Sale

-1,970

29.20

Sale

-8,910

29.20

Sale

-350

29.20

Sale

-5,000

29.20

Sale

-2,000

29.20

Sale

-5,000

29.20

Sale

-1,770

29.20

Sale

-9,283

29.15

Sale

-500

29.15

Sale

-5,000

29.15

Sale

-800

29.15

Sale

-614

29.15

Sale

-300

29.15

Sale

-8,503

29.15

Sale

-22,837

29.30

Sale

-9,717

29.48

Sale

-35

29.49

Sale

-112

29.49

Sale

-4,500

29.49

Sale

-636

29.50

Sale

-5,000

29.56

Sale

-5,000

29.80

Sale

-44,622

30.53

Sale

-50,000

29.37

TOTAL BUYS:2240600

TOTAL SELLS:1052297

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

07-11-2008

Contact name

Simon Crawley/Carolyn Collins

Telephone number

44 20 7888 0241

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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