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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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08-Oct-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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650291
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0.028
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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650291
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0.028
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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31925
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0.829 (GBP)
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Buy
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17015
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0.831 (GBP)
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Buy
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12895
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0.8335 (GBP)
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Buy
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11627
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0.828 (GBP)
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Buy
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10619
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0.8295 (GBP)
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Buy
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8153
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0.833 (GBP)
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Buy
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7792
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0.8335 (GBP)
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Buy
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7787
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0.828 (GBP)
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Buy
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7030
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0.833 (GBP)
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Buy
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5735
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0.835 (GBP)
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Buy
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5457
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0.835 (GBP)
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Buy
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5239
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0.828 (GBP)
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Buy
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5000
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0.8335 (GBP)
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Buy
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5000
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0.8275 (GBP)
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Buy
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4619
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0.834 (GBP)
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Buy
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4464
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0.83 (GBP)
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Buy
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4402
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0.8285 (GBP)
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Buy
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4141
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0.835 (GBP)
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Buy
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4047
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0.831 (GBP)
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Buy
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4047
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0.835 (GBP)
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Buy
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4047
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0.835 (GBP)
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Buy
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4047
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0.8275 (GBP)
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Buy
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3719
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0.8285 (GBP)
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Buy
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3695
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0.835 (GBP)
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Buy
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3610
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0.8275 (GBP)
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Buy
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3543
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0.835 (GBP)
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Buy
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2543
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0.8275 (GBP)
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Buy
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2543
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0.835 (GBP)
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Buy
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2543
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0.828 (GBP)
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Buy
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2486
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0.836 (GBP)
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Buy
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2454
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0.8275 (GBP)
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Buy
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2452
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0.835 (GBP)
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Buy
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2449
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0.835 (GBP)
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Buy
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2436
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0.828 (GBP)
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Buy
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2336
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0.829 (GBP)
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Buy
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2312
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0.8285 (GBP)
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Buy
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2197
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0.829 (GBP)
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Buy
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1972
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0.831 (GBP)
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Buy
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1746
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0.8265 (GBP)
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Buy
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1000
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0.834 (GBP)
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Buy
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512
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0.8275 (GBP)
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Buy
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328
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0.8285 (GBP)
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Buy
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90
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0.8335 (GBP)
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Buy
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50
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0.835 (GBP)
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Sell
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545789
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0.835 (GBP)
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Sell
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363860
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0.835 (GBP)
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Sell
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22574
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0.827 (GBP)
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Sell
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14799
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0.83 (GBP)
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Sell
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11355
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0.826 (GBP)
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Sell
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9914
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0.8285 (GBP)
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Sell
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9579
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0.827 (GBP)
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Sell
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9189
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0.833 (GBP)
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Sell
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9128
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0.8305 (GBP)
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Sell
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8903
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0.829 (GBP)
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Sell
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6501
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0.8265 (GBP)
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Sell
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6449
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0.8355 (GBP)
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Sell
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6071
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0.832 (GBP)
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Sell
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5904
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0.835 (GBP)
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Sell
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5706
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0.8265 (GBP)
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Sell
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5332
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0.827 (GBP)
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Sell
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4900
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0.826 (GBP)
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Sell
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4745
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0.832 (GBP)
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Sell
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4047
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0.8335 (GBP)
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Sell
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4047
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0.8265 (GBP)
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Sell
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3933
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0.8285 (GBP)
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Sell
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3787
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0.835 (GBP)
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Sell
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3602
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0.8265 (GBP)
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Sell
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3347
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0.826 (GBP)
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Sell
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3247
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0.829 (GBP)
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Sell
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3168
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0.829 (GBP)
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Sell
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3131
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0.827 (GBP)
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Sell
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2951
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0.832 (GBP)
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Sell
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2784
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0.8265 (GBP)
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Sell
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2543
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0.8265 (GBP)
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Sell
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2401
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0.826 (GBP)
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Sell
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2370
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0.826 (GBP)
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Sell
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2107
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0.8265 (GBP)
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Sell
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1867
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0.828 (GBP)
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Sell
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1733
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0.8365 (GBP)
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Sell
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1685
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0.8265 (GBP)
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Sell
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1503
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0.826 (GBP)
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Sell
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1500
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0.8265 (GBP)
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Sell
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1450
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0.8265 (GBP)
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Sell
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1449
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0.8265 (GBP)
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Sell
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1264
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0.836 (GBP)
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Sell
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909
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0.8265 (GBP)
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Sell
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711
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0.8335 (GBP)
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Sell
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100
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0.83 (GBP)
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Sell
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84
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0.835 (GBP)
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Total Buys: 222,104
Total Sells: 1,112,418
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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09-Oct-2009 08:16:33
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Contact name
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Eliades,Vassilis D/Carolyn Collins
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Telephone number
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44 20 7888 6659
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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