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EPT Disclosure

3rd Oct 2008 11:20

RNS Number : 0387F
Credit Suisse Equities (Australia)
03 October 2008
 

4FORM 38.5 (b)

DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION 

Name of exempt principal trader

Credit Suisse Equities (Australia) Limited

Company dealt in

BHP Billiton Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary Shares

Date of dealing

02-10-2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) 

 

Long

Short

 

Number

(%)

Number

(%)

(1) Relevant securities

3704525

0.110

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell 

Total

3704525

0.110

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) 

Class Of Relevant Security : Ordinary Shares 

Long

Short

(1) Relevant Securities 

 

 

(2) Derivatives (other than options) 

 

 

(3) Options and agreements to purchasesell 

 

 

Total

(c) Rights to subscribe (Note 2) 

Class of relevant security:

Details

 

 

3. DEALINGS (Note 3)

(a) Purchases and sales 

Purchase/sale

Number of securities

Price per unit (Note 4)

Purchase

2,000

31.78

Purchase

342

31.78

Purchase

2,158

31.78

Purchase

10

31.93

Purchase

2,300

31.89

Purchase

1,331

31.90

Purchase

269

31.90

Purchase

1,800

31.90

Purchase

20

31.93

Purchase

2,791

31.93

Purchase

1,434

31.93

Purchase

1

31.93

Purchase

3,574

31.93

Purchase

1,896

32.00

Purchase

104

32.00

Purchase

1,300

32.00

Purchase

862

32.00

Purchase

1

32.00

Purchase

50

32.00

Purchase

137

32.09

Purchase

863

32.09

Purchase

1,117

32.09

Purchase

18

32.08

Purchase

140

32.08

Purchase

14

32.08

Purchase

211

32.08

Purchase

1,000

32.07

Purchase

31

32.09

Purchase

29

32.09

Purchase

120

32.09

Purchase

905

32.09

Purchase

280

32.09

Purchase

1,319

32.09

Purchase

15

32.24

Purchase

41

32.24

Purchase

14

32.24

Purchase

1,000

32.23

Purchase

1,000

31.97

Purchase

100

32.17

Purchase

1,000

32.15

Purchase

2,031

32.18

Purchase

469

32.17

Purchase

400

32.19

Purchase

50

32.19

Purchase

50

32.18

Purchase

2,000

32.18

Purchase

50

32.28

Purchase

60

32.15

Purchase

3,828

31.99

Purchase

3,079

31.99

Purchase

29

31.99

Purchase

1

31.99

Purchase

30

32.66

Purchase

50

32.53

Purchase

2,761

32.50

Purchase

986

32.48

Purchase

697

32.47

Purchase

555

32.46

Purchase

1

32.46

Purchase

430

32.33

Purchase

3,570

32.33

Purchase

4,000

32.42

Purchase

646

32.51

Purchase

250

32.51

Purchase

1,000

32.51

Purchase

840

32.51

Purchase

1,300

32.51

Purchase

250

32.51

Purchase

640

32.51

Purchase

200

32.58

Purchase

214

32.57

Purchase

101

32.56

Purchase

30

32.41

Purchase

3,036

32.40

Purchase

1,546

32.40

Purchase

50,000

34.75

Sale

-1,000

32.15

Sale

-63

32.30

Sale

-60

32.40

Sale

-25,134

31.67

Sale

-2,118

31.72

Sale

-150

31.72

Sale

-140

31.72

Sale

-9

31.72

Sale

-24

31.72

Sale

-2,000

31.72

Sale

-9

31.72

Sale

-500

31.72

Sale

-165

31.78

Sale

-37

31.78

Sale

-2,000

31.78

Sale

-1,000

31.78

Sale

-620

31.78

Sale

-715

31.78

Sale

-1,950

32.01

Sale

-1,000

32.01

Sale

-2,000

32.01

Sale

-1,235

32.03

Sale

-1,062

32.03

Sale

-289

32.00

Sale

-20

32.00

Sale

-137

32.00

Sale

-120

32.00

Sale

-299

32.00

Sale

-30

32.00

Sale

-16

32.00

Sale

-200

32.00

Sale

-114

32.00

Sale

-500

32.00

Sale

-280

32.00

Sale

-120

32.00

Sale

-300

32.00

Sale

-250

32.00

Sale

-100

32.00

Sale

-830

32.00

Sale

-600

32.00

Sale

-320

32.00

Sale

-200

32.00

Sale

-310

32.00

Sale

-100

32.00

Sale

-3,000

32.00

Sale

-400

32.00

Sale

-100

32.00

Sale

-120

32.00

Sale

-1,000

32.00

Sale

-16

32.00

Sale

-280

32.00

Sale

-400

32.00

Sale

-250

32.00

Sale

-6,299

32.00

Sale

-960

32.15

Sale

-7,000

32.15

Sale

-100

32.15

Sale

-3,940

32.15

Sale

-4,709

32.30

Sale

-12

32.30

Sale

-5,950

32.30

Sale

-1,698

32.31

Sale

-1,000

32.32

Sale

-7,800

32.10

Sale

-1,000

32.10

Sale

-300

32.10

Sale

-698

32.10

Sale

-2,200

32.10

Sale

-862

32.10

Sale

-140

32.10

Sale

-30

31.95

Sale

-101

32.00

Sale

-2,500

32.00

Sale

-250

32.00

Sale

-1,000

32.00

Sale

-1,000

32.00

Sale

-1,000

32.00

Sale

-311

32.00

Sale

-400

32.00

Sale

-320

32.00

Sale

-340

32.00

Sale

-625

32.00

Sale

-500

32.00

Sale

-33

32.00

Sale

-300

32.00

Sale

-1,000

32.00

Sale

-561

32.00

Sale

-16

32.00

Sale

-37

32.00

Sale

-350

32.00

Sale

-1,000

32.00

Sale

-400

32.00

Sale

-100

32.00

Sale

-1,000

32.00

Sale

-150

32.00

Sale

-100

32.00

Sale

-15,000

32.00

Sale

-1,000

32.00

Sale

-150

32.00

Sale

-150

32.00

Sale

-300

32.00

Sale

-500

32.00

Sale

-100

32.00

Sale

-100

32.00

Sale

-1,000

32.00

Sale

-90

32.00

Sale

-100

32.00

Sale

-100

32.00

Sale

-200

32.00

Sale

-50

32.00

Sale

-1,000

32.00

Sale

-100

32.00

Sale

-500

32.00

Sale

-150

32.00

Sale

-25

32.00

Sale

-50

32.00

Sale

-65

32.00

Sale

-100

32.00

Sale

-70

32.00

Sale

-160

32.00

Sale

-1,000

32.00

Sale

-250

32.00

Sale

-1,000

32.00

Sale

-1,000

32.00

Sale

-48

32.00

Sale

-32

32.00

Sale

-65

32.00

Sale

-100

32.00

Sale

-500

32.00

Sale

-200

32.00

Sale

-100

32.00

Sale

-700

32.00

Sale

-100

32.00

Sale

-800

32.00

Sale

-1,000

32.00

Sale

-310

32.00

Sale

-138

32.00

Sale

-250

32.00

Sale

-16

32.00

Sale

-2,000

32.00

Sale

-16

32.00

Sale

-150

32.00

Sale

-60

32.00

Sale

-150

32.00

Sale

-100

32.00

Sale

-333

32.00

Sale

-300

32.00

Sale

-31

32.00

Sale

-1,000

32.00

Sale

-100

32.00

Sale

-100

32.00

Sale

-150

32.00

Sale

-200

32.00

Sale

-200

32.00

Sale

-20

32.00

Sale

-500

32.00

Sale

-200

32.00

Sale

-500

32.00

Sale

-60

32.00

Sale

-1,000

32.00

Sale

-60

32.00

Sale

-707

32.00

Sale

-634

32.00

Sale

-100

32.00

Sale

-500

32.00

Sale

-1,000

32.00

Sale

-300

32.00

Sale

-720

32.00

Sale

-300

32.00

Sale

-500

32.00

Sale

-200

32.00

Sale

-500

32.00

Sale

-3,000

32.00

Sale

-3,125

32.00

Sale

-320

32.00

Sale

-5,150

32.00

Sale

-1,500

32.00

Sale

-100

32.00

Sale

-100

32.00

Sale

-800

32.00

Sale

-2,000

32.00

Sale

-150

32.00

Sale

-100

32.00

Sale

-950

32.00

Sale

-250

32.00

Sale

-395

32.00

Sale

-618

32.00

Sale

-700

32.00

Sale

-1,000

32.00

Sale

-10

32.00

Sale

-50

32.00

Sale

-350

32.00

Sale

-45

32.00

Sale

-400

32.00

Sale

-140

32.00

Sale

-500

32.00

Sale

-36

32.00

Sale

-311

32.00

Sale

-100

32.00

Sale

-1,500

32.00

Sale

-1,500

32.00

Sale

-500

32.00

Sale

-1,000

32.00

Sale

-200

32.00

Sale

-200

32.00

Sale

-200

32.00

Sale

-500

32.00

Sale

-2,497

32.00

Sale

-310

32.00

Sale

-1,000

32.00

Sale

-14

32.00

Sale

-35

32.00

Sale

-200

32.00

Sale

-310

32.00

Sale

-300

32.00

Sale

-1,000

32.00

Sale

-300

32.00

Sale

-150

32.00

Sale

-100

32.00

Sale

-625

32.00

Sale

-300

32.00

Sale

-305

32.00

Sale

-60

32.00

Sale

-555

32.10

Sale

-30

32.10

Sale

-156

32.10

Sale

-301

32.10

Sale

-5,000

32.10

Sale

-1,000

32.10

Sale

-300

32.10

Sale

-156

32.10

Sale

-100

32.10

Sale

-1,000

32.24

Sale

-723

32.24

Sale

-2,670

32.26

Sale

-150

32.26

Sale

-1,000

32.26

Sale

-305

32.26

Sale

-1,000

32.29

Sale

-179

32.29

Sale

-4,300

32.40

Sale

-1,163

32.42

Sale

-4,837

32.42

Sale

-709

32.44

Sale

-27

32.44

Sale

-52

32.44

Sale

-500

32.44

Sale

-125

32.44

Sale

-30

32.44

Sale

-191

32.44

Sale

-1,866

32.44

Sale

-2,500

32.44

Sale

-7,000

32.40

Sale

-1,635

32.40

Sale

-3,287

32.40

Sale

-994

32.40

Sale

-62

32.40

Sale

-1,181

32.37

Sale

-2

32.37

Sale

-648

32.37

Sale

-194

32.37

Sale

-2,775

32.37

Sale

-36

32.38

Sale

-3,364

32.38

Sale

-9

32.40

Sale

-13

32.40

Sale

-1,636

32.38

Sale

-1,000

32.38

Sale

-24

32.39

Sale

-797

32.39

Sale

-2,543

32.41

Sale

-257

32.40

Sale

-103

32.40

Sale

-289

32.40

Sale

-354

32.40

Sale

-2,000

32.40

Sale

-300

32.40

Sale

-625

32.40

Sale

-100

32.40

Sale

-1,000

32.40

Sale

-873

32.40

Sale

-39

32.40

Sale

-15

32.39

Sale

-4,915

32.39

Sale

-163

32.39

Sale

-907

32.39

Sale

-300

32.50

Sale

-35

32.50

Sale

-100

32.50

Sale

-200

32.50

Sale

-250

32.50

Sale

-52

32.50

Sale

-2,188

32.35

Sale

-2,707

32.56

Sale

-1,269

32.56

Sale

-24

32.56

Sale

-5,000

32.56

Sale

-55

32.69

Sale

-500

32.69

Sale

-101

32.69

Sale

-912

32.69

Sale

-235

32.69

Sale

-2,116

32.69

Sale

-2

32.69

Sale

-9

32.69

Sale

-100

32.69

Sale

-12

32.69

Sale

-540

32.69

Sale

-36

36.22

Sale

-250,000

35.45

TOTAL BUYS: 116777

TOTAL SELLS: 525258

(b) Derivatives transactions (other than options) 

Product name, e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4)

 

 

 

 

(c) Options transactions in respect of existing securities 

(i) Writing, selling, purchasing or varying 

Product name,e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise price

Type, e.g. American, European etc.

Expiry date

Option money paid/received per unit (Note 4)

 

 

 

 

 

 

 

(ii) Exercising 

Product name, e.g. call option

Number of securities

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3) 

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

 

 

 

4. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives 

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8)  No

Date of disclosure

03-10-2008

Contact name

Simon CrawleyCarolyn collins

Telephone number

44 20 7888 5416

Name of offeree/offeror with which connected

Rio Tinto Plc

Nature of connection (Note 9)

ADVISOR

Notes  The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMILFLIITLVIIT

Related Shares:

BHP Group
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Value8,596.35
Change99.55