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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Securities (Europe) Limited
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Company dealt in
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Friends Provident Group Plc
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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01-Oct-2009
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1592715
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0.068
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1592715
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0.068
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security :
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase\sell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Buy
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23470
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0.844 (GBP)
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Buy
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14422
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0.845 (GBP)
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Buy
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13099
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0.845 (GBP)
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Buy
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8033
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0.8435 (GBP)
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Buy
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7589
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0.8435 (GBP)
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Buy
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6899
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0.8435 (GBP)
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Buy
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6584
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0.845 (GBP)
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Buy
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6004
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0.8425 (GBP)
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Buy
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5227
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0.845 (GBP)
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Buy
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5017
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0.841 (GBP)
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Buy
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4720
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0.8425 (GBP)
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Buy
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4601
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0.8415 (GBP)
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Buy
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4255
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0.8415 (GBP)
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Buy
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3497
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0.838 (GBP)
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Buy
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3456
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0.8425 (GBP)
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Buy
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3429
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0.8415 (GBP)
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Buy
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3172
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0.844 (GBP)
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Buy
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2767
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0.84 (GBP)
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Buy
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2340
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0.845 (GBP)
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Buy
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2256
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0.8415 (GBP)
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Buy
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2225
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0.8425 (GBP)
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Buy
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2050
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0.844 (GBP)
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Buy
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2028
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0.844 (GBP)
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Buy
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1939
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0.845 (GBP)
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Buy
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1719
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0.842 (GBP)
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Buy
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1424
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0.8425 (GBP)
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Buy
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1080
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0.838 (GBP)
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Buy
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1000
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0.845 (GBP)
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Buy
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753
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0.843 (GBP)
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Buy
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628
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0.845 (GBP)
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Buy
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602
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0.845 (GBP)
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Buy
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599
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0.844 (GBP)
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Buy
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593
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0.844 (GBP)
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Buy
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369
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0.8425 (GBP)
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Buy
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345
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0.8435 (GBP)
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Buy
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338
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0.8435 (GBP)
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Buy
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273
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0.845 (GBP)
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Buy
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263
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0.8435 (GBP)
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Buy
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239
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0.8435 (GBP)
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Buy
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44
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0.845 (GBP)
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Buy
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16
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0.845 (GBP)
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Buy
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2
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0.845 (GBP)
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Sell
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9773
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0.844 (GBP)
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Sell
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9259
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0.8395 (GBP)
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Sell
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8120
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0.8415 (GBP)
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Sell
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6623
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0.8405 (GBP)
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Sell
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6038
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0.8415 (GBP)
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Sell
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5845
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0.843 (GBP)
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Sell
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5660
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0.8445 (GBP)
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Sell
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5658
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0.8445 (GBP)
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Sell
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5658
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0.8445 (GBP)
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Sell
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5110
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0.8405 (GBP)
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Sell
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5000
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0.8435 (GBP)
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Sell
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4838
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0.8405 (GBP)
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Sell
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4790
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0.844 (GBP)
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Sell
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4398
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0.838 (GBP)
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Sell
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4288
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0.843 (GBP)
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Sell
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3983
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0.8385 (GBP)
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Sell
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3884
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0.844 (GBP)
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Sell
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3814
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0.842 (GBP)
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Sell
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3814
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0.841 (GBP)
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Sell
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3814
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0.8415 (GBP)
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Sell
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3163
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0.8435 (GBP)
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Sell
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2864
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0.843 (GBP)
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Sell
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2717
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0.8435 (GBP)
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Sell
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2412
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0.8435 (GBP)
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Sell
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2397
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0.8375 (GBP)
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Sell
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2290
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0.842 (GBP)
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Sell
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2224
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0.844 (GBP)
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Sell
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1801
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0.84 (GBP)
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Sell
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1777
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0.8375 (GBP)
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Sell
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1756
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0.8385 (GBP)
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Sell
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1430
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0.839 (GBP)
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Sell
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1421
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0.8435 (GBP)
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Sell
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1259
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0.839 (GBP)
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Sell
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1200
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0.841 (GBP)
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Sell
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1000
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0.8405 (GBP)
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Sell
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951
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0.839 (GBP)
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Sell
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863
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0.8435 (GBP)
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Sell
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855
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0.838 (GBP)
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Sell
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816
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0.84 (GBP)
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Sell
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800
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0.8415 (GBP)
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Sell
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800
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0.843 (GBP)
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Sell
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705
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0.843 (GBP)
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Sell
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679
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0.8385 (GBP)
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Sell
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647
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0.8435 (GBP)
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Sell
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636
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0.84 (GBP)
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Sell
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429
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0.84 (GBP)
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Sell
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260
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0.838 (GBP)
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Sell
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260
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0.838 (GBP)
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Sell
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216
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0.84 (GBP)
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Sell
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167
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0.842 (GBP)
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Sell
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125
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0.8445 (GBP)
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Sell
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123
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0.8445 (GBP)
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Sell
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123
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0.8445 (GBP)
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TOTAL BUYS: 149366
TOTAL SELLS:149533
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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02-Oct-2009 08:25:36
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Contact name
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Collins,Carolyn/ Crawley, Simon
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Resolution Limited
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Nature of connection (Note 9)
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BROKER
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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