29th Mar 2010 10:40
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FORM 38.5(a) |
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
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WITH RECOGNISED INTERMEDIARY STATUS |
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DEALING IN A CLIENT-SERVING CAPACITY |
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(Rule 38.5(a) of the Takeover Code)) |
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1. KEY INFORMATION |
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Name of exempt principal trader |
Merrill Lynch International |
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Company dealt in |
Babcock International Group |
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Class of relevant security to which the |
Common |
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dealings being disclosed relate |
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Date of dealing |
26/03/2010 |
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2. DEALINGS |
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(a) Purchases and sales |
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Total number of securities |
Highest price paid |
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Lowest price paid |
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purchased |
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204,884 |
GBP 5.81 |
GBP 5.71 |
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Total number of securities sold |
Highest price received |
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Lowest price received |
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356,274 |
GBP 5.80 |
GBP 5.70 |
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(b) Derivatives transactions (other than options) |
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Product name, |
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Short/Long |
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Number of securities |
Price per unit |
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eg. CFD |
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Long Swap |
LONG |
100,000 |
GBP 5.78 |
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Long Swap |
LONG |
6,146 |
GBP 5.78 |
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Long Swap |
LONG |
3,157 |
GBP 5.75 |
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Long Swap |
LONG |
1,997 |
GBP 5.71 |
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Long Swap |
LONG |
1,073 |
GBP 5.75 |
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Product name, |
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Short/Long |
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Number of securities |
Price per unit |
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eg. CFD |
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Short Swap |
SHORT |
1,184 |
GBP 5.80 |
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Short Swap |
SHORT |
1,243 |
GBP 5.76 |
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Short Swap |
SHORT |
1,587 |
GBP 5.76 |
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Short Swap |
SHORT |
1,914 |
GBP 5.80 |
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Short Swap |
SHORT |
100,000 |
GBP 5.78 |
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(c) Options transactions in respect of existing securities |
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Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
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selling, |
securities under |
price |
American, |
date |
money |
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eg call option |
purchasing, |
option |
European etc |
paid/received |
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varying etc. |
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per unit |
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(ii) Exercising |
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Product name |
Number of securities under |
Exercise price |
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eg call option |
option |
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3. OTHER INFORMATION |
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Agreements, arrangements or understandings relating to options or derivatives |
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Full details of any agreement, arrangement or understanding between the person disclosing and any |
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other person relating to the voting rights of any relevant securities under any option referred to on this |
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form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
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any derivative referred to on this form is referenced. If none, this should be stated. |
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NONE |
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Date of disclosure |
29/03/2010 |
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Contact name |
Bhavika Mistry |
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Telephone number |
+44 207 995 4747 |
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Name of offeree/offeror with whom connected |
VT Group Plc |
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Nature of connection # |
Advisor |
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|
FORM 38.5(a) |
|
|
|
|
|
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS |
|
|
WITH RECOGNISED INTERMEDIARY STATUS |
|
|
DEALING IN A CLIENT-SERVING CAPACITY |
|
|
(Rule 38.5(a) of the Takeover Code)) |
|
|
1. KEY INFORMATION |
|
|
Name of exempt principal trader |
Merrill Lynch International |
|
|
Company dealt in |
VT Group Plc |
|
|
Class of relevant security to which the |
Common |
|
|
dealings being disclosed relate |
|
|
Date of dealing |
26/03/2010 |
|
|
2. DEALINGS |
|
|
(a) Purchases and sales |
|
|
Total number of securities |
Highest price paid |
|
Lowest price paid |
|
|
purchased |
|
|
270,313 |
GBP 7.27 |
GBP 7.23 |
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|
Total number of securities sold |
Highest price received |
|
Lowest price received |
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|
35,365 |
GBP 7.27 |
GBP 7.23 |
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|
(b) Derivatives transactions (other than options) |
|
|
Product name, |
|
Short/Long |
|
Number of securities |
Price per unit |
|
|
eg. CFD |
|
|
|
|
Long Swap |
LONG |
6,140 |
GBP 7.25 |
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Long Swap |
LONG |
2,507 |
GBP 7.25 |
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Long Swap |
LONG |
1,775 |
GBP 7.24 |
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Long Swap |
LONG |
1,115 |
GBP 7.24 |
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Product name, |
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Short/Long |
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Number of securities |
Price per unit |
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|
eg. CFD |
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|
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Short Swap |
SHORT |
625 |
GBP 7.24 |
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Short Swap |
SHORT |
1,115 |
GBP 7.24 |
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|
(c) Options transactions in respect of existing securities |
|
|
Product name |
Writing, |
Number of |
Exercise |
Type, e.g. |
Expiry |
Option |
|
|
|
selling, |
securities under |
price |
American, |
date |
money |
|
|
eg call option |
purchasing, |
option |
European etc |
paid/received |
|
|
varying etc. |
|
per unit |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) Exercising |
|
|
Product name |
Number of securities under |
Exercise price |
|
|
eg call option |
option |
|
|
|
|
|
|
|
|
3. OTHER INFORMATION |
|
|
|
|
|
Agreements, arrangements or understandings relating to options or derivatives |
|
|
Full details of any agreement, arrangement or understanding between the person disclosing and any |
|
|
other person relating to the voting rights of any relevant securities under any option referred to on this |
|
|
form or relating to the voting rights or future acquisition or disposal of any relevant securities to which |
|
|
any derivative referred to on this form is referenced. If none, this should be stated. |
|
|
NONE |
|
|
Date of disclosure |
29/03/2010 |
|
|
Contact name |
Bhavika Mistry |
|
|
Telephone number |
+44 207 995 4747 |
|
|
Name of offeree/offeror with whom connected |
Vt Group Plc |
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|
Nature of connection # |
Advisor |
Related Shares:
Babcock