17th Sep 2007 11:21
UBS AG (EPT)17 September 2007 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in SAINSBURY (J) PLCClass of relevant security to which the 28 4/7 ORDdealings being disclosed relate (Note 1)Date of dealing 14 SEPTEMBER 2007 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 23,276 0.00% 24,514 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 23,276 0.00% 24,514 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 1300 545.5 pence SALE 1800 545.5 SALE 1400 546 SALE 2000 546 PURCHASE 1400 546 PURCHASE 3140 546 SALE 2026 546 SALE 2008 546 SALE 770 546 SALE 871 546 PURCHASE 3149 546.5 SALE 1697 546.5 PURCHASE 1399 546.5 PURCHASE 1136 546.5 PURCHASE 2483 546.5 PURCHASE 4063 546.5 PURCHASE 933 546.5 PURCHASE 3408 546.5 PURCHASE 2592 546.5 SALE 1300 546.5 SALE 5790 546.5 SALE 5000 546.5 SALE 2000 546.5 PURCHASE 6000 546.5 PURCHASE 5000 546.5 PURCHASE 4009 546.5 SALE 3190 546.5 SALE 683 546.5 SALE 1733 546.5 SALE 1000 547 SALE 2163 547 SALE 7996 547 SALE 931 547 PURCHASE 4984 547 PURCHASE 200 547 PURCHASE 4637 547 SALE 161 547 SALE 879 547 SALE 466 547 PURCHASE 3299 547 PURCHASE 721 547 PURCHASE 1109 547 PURCHASE 1000 547 PURCHASE 1273 547 PURCHASE 5000 547 PURCHASE 133 547 PURCHASE 5000 547 PURCHASE 934 547 PURCHASE 4700 547 PURCHASE 5000 547 SALE 1971 547 SALE 831 547 PURCHASE 1150 547 PURCHASE 5000 547 PURCHASE 5000 547 PURCHASE 2269 547 SALE 1000 547.5 PURCHASE 2837 547.5 SALE 1846 547.5 SALE 467 547.5 PURCHASE 877 547.5 PURCHASE 3940 547.5 SALE 2032 547.5 SALE 1126 547.5 SALE 3810 547.5 SALE 819 547.5 PURCHASE 2454 547.5 PURCHASE 1545 547.5 PURCHASE 879 547.5 PURCHASE 6000 547.5 SALE 145 547.5 SALE 5000 547.5 SALE 3222 547.5 SALE 2854 547.5 SALE 1341 547.5 SALE 1726 547.5 SALE 2000 547.5 SALE 2000 547.5 SALE 1600 547.5 SALE 2000 547.5 SALE 1044 547.5 SALE 1796 547.5 SALE 5569 547.5 SALE 778 547.5 PURCHASE 1596 547.5 SALE 5200 548 SALE 1000 548 SALE 1000 548 SALE 1300 548 PURCHASE 1674 548 PURCHASE 5900 548 PURCHASE 100 548 PURCHASE 838 548 PURCHASE 3010 548 SALE 18215 548 SALE 33 548 SALE 9467 548 SALE 1388 548 SALE 784 548 SALE 2005 548 PURCHASE 4000 548 PURCHASE 100 548 PURCHASE 10000 548 SALE 1470 548 PURCHASE 1470 548 PURCHASE 1102 548 PURCHASE 441 548 PURCHASE 68 548 SALE 841 548 SALE 3632 548 SALE 994 548 SALE 1700 548 PURCHASE 3897 548.5 PURCHASE 1085 548.5 PURCHASE 9385 548.5 PURCHASE 400 548.5 PURCHASE 1485 548.5 PURCHASE 7353 548.5 PURCHASE 3375 548.5 PURCHASE 600 548.5 PURCHASE 1946 548.5 SALE 2387 548.5 SALE 525 548.5 SALE 2000 548.5 SALE 1883 548.5 SALE 1483 548.5 SALE 777 548.5 SALE 10841 548.5 SALE 2506 548.5 PURCHASE 2000 548.5 PURCHASE 6000 548.5 PURCHASE 6000 548.5 SALE 3723 548.5 PURCHASE 10000 548.5 PURCHASE 1000 548.5 PURCHASE 7514 548.5 SALE 6224 548.5 PURCHASE 5000 549 PURCHASE 1410 549 SALE 4000 549 SALE 1943 549 SALE 493 549 PURCHASE 835 549 PURCHASE 612 549 PURCHASE 2500 549 PURCHASE 3853 549 PURCHASE 300 549 PURCHASE 6296 549 PURCHASE 3713 549 PURCHASE 878 549 SALE 420 549 SALE 711 549 SALE 1932 549 SALE 620 549 SALE 543 549 PURCHASE 2000 549 PURCHASE 764 549 PURCHASE 2000 549 PURCHASE 4840 549 PURCHASE 1100 549 PURCHASE 631 549 SALE 1868 549 SALE 1500 549 SALE 3792 549 PURCHASE 7 549 PURCHASE 500 549 PURCHASE 1172 549 PURCHASE 3479 549 PURCHASE 14735 549 SALE 1500 549 SALE 4740 549 SALE 11974 549 SALE 7609 549 PURCHASE 1400 549 PURCHASE 1000 549 PURCHASE 1400 549 PURCHASE 6000 549 PURCHASE 10000 549 SALE 886 549 SALE 586 549 PURCHASE 6000 549.5 SALE 7681 549.5 SALE 1787 549.5 SALE 1899 549.5 SALE 2000 549.5 SALE 1338 549.5 SALE 4824 549.5 SALE 500 549.5 SALE 5000 549.5 SALE 626 549.5 SALE 800 549.5 SALE 5000 549.5 SALE 2000 549.5 SALE 13000 549.5 SALE 796 549.5 SALE 760 549.5 SALE 422 549.5 SALE 2050 549.5 SALE 1042 549.5 SALE 1500 549.5 PURCHASE 1000 549.5 SALE 1069 549.5 SALE 17129 549.5 PURCHASE 6000 549.5 PURCHASE 6800 549.5 SALE 1914 549.5 PURCHASE 2286 549.5 SALE 9562 550 SALE 5282 550 SALE 5440 550 SALE 439 550 SALE 439 550 SALE 2986 550 SALE 1340 550 SALE 1339 550 PURCHASE 1080 550 PURCHASE 979 550 PURCHASE 686 550 PURCHASE 1352 550 SALE 1384 550 SALE 1255 550 PURCHASE 4887 550 PURCHASE 3681 550 PURCHASE 4372 550 PURCHASE 1119 550 SALE 1705 550 PURCHASE 1379 550 PURCHASE 4632 550 PURCHASE 708 550 SALE 1500 550 PURCHASE 3600 550 PURCHASE 1300 550 PURCHASE 3300 550 SALE 17878 550 SALE 16259 550 PURCHASE 1384 550.5 PURCHASE 100 550.5 PURCHASE 1418 550.5 PURCHASE 2256 550.5 PURCHASE 838 550.5 SALE 706 550.5 SALE 1856 550.5 PURCHASE 822 550.5 PURCHASE 6000 550.5 PURCHASE 4034 550.5 PURCHASE 2070 550.5 PURCHASE 1680 550.5 PURCHASE 1074 550.5 PURCHASE 2018 550.5 PURCHASE 100 550.5 PURCHASE 1527 550.5 SALE 6291 550.5 SALE 1470 550.5 PURCHASE 4287 550.5 PURCHASE 5092 550.5 PURCHASE 5000 550.5 SALE 1500 550.5 SALE 1053 550.5 SALE 1500 550.5 SALE 1863 550.5 SALE 3813 550.5 SALE 3975 550.5 SALE 1500 551 PURCHASE 3307 551 PURCHASE 2000 551 SALE 1800 551 SALE 2278 551 SALE 1500 551 PURCHASE 2626 551 SALE 1500 551 PURCHASE 848 551 SALE 1081 551 SALE 841 551 PURCHASE 8500 551 SALE 2163 551.5 SALE 2163 551.5 PURCHASE 1280 551.5 PURCHASE 1614 551.5 PURCHASE 4600 551.5 PURCHASE 2270 551.5 SALE 1683 551.5 SALE 2000 551.5 PURCHASE 100 551.5 PURCHASE 1317 551.5 PURCHASE 5800 551.5 SALE 1500 551.5 SALE 935 551.5 SALE 1500 551.5 SALE 4406 551.5 PURCHASE 6000 551.5 PURCHASE 904 551.5 PURCHASE 2100 551.5 PURCHASE 5132 551.5 SALE 5000 551.5 PURCHASE 6000 551.5 PURCHASE 6000 551.5 SALE 2094 551.5 SALE 2163 552 SALE 1581 552 SALE 15000 552 PURCHASE 18115 552 PURCHASE 1652 552 PURCHASE 838 552 PURCHASE 9557 552 SALE 216 552 SALE 2000 552 SALE 8546 552 SALE 5000 552 SALE 1500 552 SALE 3500 552 SALE 12685 552 PURCHASE 1280 552 PURCHASE 3561 552 PURCHASE 5133 552 PURCHASE 120 552 SALE 1470 552 PURCHASE 1470 552 SALE 1665 552 SALE 2262 552.5 PURCHASE 2000 552.5 SALE 877 552.5 SALE 1500 552.5 SALE 1500 552.5 SALE 1700 552.5 SALE 400 552.5 PURCHASE 1034 552.5 SALE 1900 553 PURCHASE 1615 553 PURCHASE 2195 553 PURCHASE 1031 553.5 PURCHASE 432 553.5 PURCHASE 1312 553.5 PURCHASE 923 553.5 PURCHASE 6000 553.5 PURCHASE 2194 553.5 PURCHASE 2131 553.5 SALE 2163 554 SALE 951 554 SALE 2163 554 PURCHASE 2411 554 PURCHASE 1085 554 SALE 1470 554.5 PURCHASE 3666 554.5 PURCHASE 1188 554.5 PURCHASE 838 554.5 PURCHASE 1470 554.5 PURCHASE 2242 554.5 SALE 18018 555 SALE 7514 555 SALE 2513 555 SALE 805 555 SALE 5102 555 SALE 10000 555 SALE 1623 555 SALE 8100 555 PURCHASE 7653 555.5 SALE 1982 555.5 SALE 3000 555.5 SALE 718 555.5 SALE 1470 555.5 SALE 2668 555.5 PURCHASE 4915 556 PURCHASE 431 556 PURCHASE 1891 556 PURCHASE 1400 556 PURCHASE 1000 556 PURCHASE 838 556 PURCHASE 3930 556 PURCHASE 5580 556 PURCHASE 8203 556 PURCHASE 6816 556.5 PURCHASE 2356 556.5 PURCHASE 838 556.5 PURCHASE 2197 556.5 SALE 3850 556.5 SALE 459 556.5 SALE 900 556.5 SALE 778 556.5 PURCHASE 1642 556.5 PURCHASE 4358 556.5 PURCHASE 652 556.5 PURCHASE 1598 556.5 PURCHASE 1719 556.5 PURCHASE 1700 556.5 PURCHASE 390 556.5 PURCHASE 838 556.5 PURCHASE 10 556.5 PURCHASE 1099 556.5 PURCHASE 1818 557 SALE 2599 557.5 PURCHASE 110 557.5 SALE 8233 558 SALE 3612 558 PURCHASE 531 558 PURCHASE 1126 558.5 SALE 1836 558.5 SALE 3000 558.5 SALE 1771 558.5 SALE 524 558.5 SALE 3087 558.5 PURCHASE 1590 558.5 PURCHASE 1232 558.5 PURCHASE 838 558.5 PURCHASE 1000 558.5 PURCHASE 9013 558.5 PURCHASE 700 559 PURCHASE 1248 559.5 PURCHASE 838 559.5 SALE 1104 559.5 SALE 800 559.5 SALE 3850 559.5 SALE 2204 559.5 SALE 2465 559.5 SALE 2008 559.5 SALE 4559 559.5 SALE 4244 559.5 PURCHASE 838 560 PURCHASE 1074 560 PURCHASE 743 560 SALE 656 560 SALE 1788 560 PURCHASE 1181 560 SALE 79 560 SALE 759 560 TOTAL PURCHASES 594,103 TOTAL SALES 607,442 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 17 SEPTEMBER 2007Contact name NIMISHA SACHDEVTelephone number 020 7568 9289Name of offeree/offeror with which connected SAINSBURY (J) PLCNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Sainsbury's