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EPT Disclosure

12th Jun 2008 10:31

RNS Number : 5536W
Deutsche Bank AG
12 June 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

Company dealt in

Rio Tinto Limited

Class of relevant security to which the dealings being disclosed relate (Note 1)

Ordinary

Date of dealing

11/06/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

497,150  0.11%

-1,441,325   -0.32

(2) Derivatives (other than options)

1,022,439  0.22%

-662,809 -0.15

(3) Options and agreements to purchase/sell

1,343,000 0.29%

-1,420,000  -0.31

Total

2,862,589 0.62% 

-3,524,134  -0.78

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

15

129.94

Purchase

30

129.95

Purchase

390

129.97

Purchase

1

129.99

Purchase

2000

130.01

Purchase

50

130.05

Purchase

45

130.09

Purchase

45

130.15

Purchase

105

130.16

Purchase

239

130.17

Purchase

301

130.19

Purchase

61

130.20

Purchase

210

130.24

Purchase

315

130.25

Purchase

27

130.26

Purchase

176

130.27

Purchase

314

130.28

Purchase

345

130.29

Purchase

154

130.30

Purchase

194

130.31

Purchase

479

130.32

Purchase

87

130.33

Purchase

69

130.34

Purchase

118

130.35

Purchase

29

130.36

Purchase

50

130.37

Purchase

190

130.38

Purchase

30

130.40

Purchase

42

130.47

Purchase

90

130.48

Purchase

92

130.52

Purchase

164

130.54

Purchase

543

130.56

Purchase

119

130.57

Purchase

52

130.58

Purchase

611

130.59

Purchase

143

130.60

Purchase

14

130.63

Purchase

327

130.64

Purchase

881

130.65

Purchase

412

130.66

Purchase

377

130.67

Purchase

163

130.68

Purchase

703

130.69

Purchase

59

130.70

Purchase

56

130.71

Purchase

416

130.72

Purchase

61

130.73

Purchase

237

130.74

Purchase

384

130.75

Purchase

1

130.76

Purchase

474

130.77

Purchase

1063

130.78

Purchase

46

130.79

Purchase

140

130.80

Purchase

532

130.81

Purchase

221

130.82

Purchase

504

130.83

Purchase

154

130.84

Purchase

139

130.85

Purchase

575

130.86

Purchase

147

130.87

Purchase

426

130.88

Purchase

1236

130.89

Purchase

593

130.90

Purchase

239

130.91

Purchase

1708

130.92

Purchase

727

130.93

Purchase

469

130.94

Purchase

237

130.95

Purchase

216

130.96

Purchase

280

130.97

Purchase

367

130.98

Purchase

674

130.99

Purchase

202

131.00

Purchase

69

131.01

Purchase

133

131.04

Purchase

103

131.05

Purchase

15

131.06

Purchase

228

131.07

Purchase

734

131.08

Purchase

1

131.09

Purchase

30

131.10

Purchase

397

131.11

Purchase

63

131.12

Purchase

783

131.15

Purchase

228

131.16

Purchase

480

131.17

Purchase

104

131.19

Purchase

196

131.20

Purchase

500

131.24

Purchase

35

131.24

Purchase

47

131.30

Purchase

350

131.33

Purchase

159

131.34

Purchase

176

131.38

Purchase

87

131.39

Purchase

130

131.41

Purchase

30

131.42

Purchase

15

131.43

Purchase

132

131.45

Purchase

187

131.46

Purchase

54

131.47

Purchase

162

131.48

Purchase

138

131.51

Purchase

340

131.52

Purchase

430

131.53

Purchase

219

131.54

Purchase

332

131.55

Purchase

133

131.56

Purchase

8425

131.56

Purchase

171

131.57

Purchase

32

131.58

Purchase

28

131.59

Purchase

283

131.60

Purchase

350

131.61

Purchase

17

131.63

Purchase

142

131.68

Purchase

35

131.70

Purchase

43

131.71

Purchase

1100

131.73

Purchase

388

131.76

Purchase

130

131.77

Purchase

44

131.79

Purchase

3391

131.79

Purchase

113

131.83

Purchase

100

131.90

Purchase

36

131.99

Purchase

1001

132.00

Purchase

262

132.03

Purchase

8089

132.10

Purchase

1500

132.11

Purchase

107

132.13

Purchase

73

132.15

Purchase

357

132.17

Purchase

334

132.18

Purchase

357

132.19

Purchase

132

132.23

Purchase

158

132.24

Purchase

29

132.25

Purchase

1000

132.26

Purchase

710

132.27

Purchase

346

132.28

Purchase

5516

132.30

Purchase

665

132.32

Purchase

280

132.33

Purchase

173

132.36

Purchase

6000

132.38

Purchase

66

132.38

Purchase

103

132.39

Purchase

19

132.40

Purchase

111

132.41

Purchase

240

132.42

Purchase

29

132.43

Purchase

490

132.44

Purchase

246

132.45

Purchase

566

132.46

Purchase

2063

132.47

Purchase

2303

132.48

Purchase

162

132.49

Purchase

29

132.51

Purchase

58

132.52

Purchase

101

132.55

Purchase

171

132.57

Purchase

1184

132.61

Purchase

29

132.62

Purchase

149

132.63

Purchase

210

132.64

Purchase

438

132.65

Purchase

56

132.66

Purchase

682

132.67

Purchase

41

132.68

Purchase

163

132.69

Purchase

496

132.70

Purchase

321

132.72

Purchase

46

132.73

Purchase

223

132.74

Purchase

780

132.75

Purchase

388

132.76

Purchase

177

132.77

Purchase

493

132.78

Purchase

625

132.79

Purchase

618

132.80

Purchase

58

132.81

Purchase

64

132.82

Purchase

387

132.83

Purchase

40

132.85

Purchase

277

132.86

Purchase

128

132.90

Purchase

434

132.95

Purchase

159

132.98

Purchase

255

132.99

Purchase

711

133.01

Purchase

30

133.05

Purchase

107

133.07

Purchase

75

133.08

Purchase

355

133.10

Purchase

4800

137.53

TOTAL PURCHASE

94,278

Sale

106

129.91

Sale

45

129.92

Sale

45

129.94

Sale

102

129.96

Sale

15

129.97

Sale

75

129.98

Sale

419

130.00

Sale

50

130.01

Sale

356

130.06

Sale

119

130.07

Sale

1100

130.11

Sale

63

130.12

Sale

910

130.15

Sale

105

130.16

Sale

44

130.17

Sale

15

130.18

Sale

360

130.19

Sale

1345

130.20

Sale

503

130.21

Sale

111

130.23

Sale

154

130.24

Sale

83

130.25

Sale

68

130.26

Sale

309

130.27

Sale

153

130.28

Sale

430

130.29

Sale

799

130.30

Sale

277

130.31

Sale

271

130.32

Sale

156

130.33

Sale

268

130.34

Sale

260

130.35

Sale

182

130.36

Sale

281

130.37

Sale

389

130.38

Sale

33

130.40

Sale

101

130.41

Sale

121

130.48

Sale

341

130.49

Sale

42

130.50

Sale

675

130.51

Sale

208

130.52

Sale

218

130.53

Sale

45

130.54

Sale

453

130.56

Sale

5

130.59

Sale

59

130.60

Sale

355

130.61

Sale

164

130.62

Sale

98

130.63

Sale

45

130.64

Sale

409

130.65

Sale

473

130.66

Sale

855

130.67

Sale

170

130.68

Sale

228

130.69

Sale

668

130.70

Sale

30

130.71

Sale

245

130.72

Sale

123

130.73

Sale

431

130.74

Sale

120

130.75

Sale

648

130.76

Sale

195

130.78

Sale

261

130.80

Sale

407

130.81

Sale

530

130.82

Sale

489

130.83

Sale

53

130.84

Sale

424

130.85

Sale

375

130.86

Sale

47

130.87

Sale

93

130.88

Sale

151

130.89

Sale

1502

130.90

Sale

486

130.91

Sale

1367

130.92

Sale

423

130.93

Sale

974

130.94

Sale

138

130.95

Sale

628

130.96

Sale

254

130.97

Sale

1020

130.98

Sale

344

130.99

Sale

1181

131.00

Sale

421

131.01

Sale

355

131.02

Sale

69

131.03

Sale

458

131.04

Sale

399

131.05

Sale

134

131.07

Sale

496

131.08

Sale

20

131.09

Sale

487

131.10

Sale

41

131.11

Sale

21

131.12

Sale

150

131.13

Sale

424

131.14

Sale

423

131.15

Sale

148

131.16

Sale

420

131.18

Sale

465

131.19

Sale

1686

131.20

Sale

409

131.21

Sale

56

131.22

Sale

676

131.23

Sale

48

131.24

Sale

132

131.29

Sale

545

131.30

Sale

34

131.31

Sale

18

131.32

Sale

46

131.33

Sale

135

131.34

Sale

408

131.35

Sale

96

131.36

Sale

241

131.37

Sale

61

131.38

Sale

219

131.39

Sale

375

131.40

Sale

44

131.41

Sale

136

131.42

Sale

219

131.43

Sale

84

131.44

Sale

96

131.48

Sale

206

131.49

Sale

287

131.50

Sale

464

131.51

Sale

332

131.52

Sale

151

131.53

Sale

250

131.54

Sale

121

131.55

Sale

210

131.56

Sale

29

131.57

Sale

2

131.58

Sale

106

131.59

Sale

150

131.60

Sale

457

131.61

Sale

215

131.62

Sale

100

131.63

Sale

55

131.64

Sale

204

131.65

Sale

175

131.66

Sale

334

131.68

Sale

236

131.69

Sale

152

131.70

Sale

193

131.71

Sale

206

131.72

Sale

357

131.73

Sale

317

131.74

Sale

1064

131.75

Sale

89

131.76

Sale

148

131.77

Sale

49

131.82

Sale

18

131.83

Sale

218

131.84

Sale

64

131.85

Sale

42

131.86

Sale

38

131.87

Sale

69

131.88

Sale

97

131.89

Sale

19

131.90

Sale

26

131.92

Sale

80

131.93

Sale

39

131.95

Sale

42

131.96

Sale

77

131.97

Sale

103

131.98

Sale

7200

131.98

Sale

22

131.99

Sale

3951

132.00

Sale

132

132.01

Sale

1750

132.01

Sale

355

132.02

Sale

822

132.03

Sale

135

132.04

Sale

120

132.05

Sale

803

132.06

Sale

606

132.07

Sale

40

132.08

Sale

212

132.09

Sale

5607

132.10

Sale

46

132.11

Sale

68

132.13

Sale

418

132.14

Sale

124

132.15

Sale

138

132.17

Sale

112

132.18

Sale

108

132.19

Sale

2000

132.20

Sale

93

132.22

Sale

54

132.24

Sale

290

132.25

Sale

59

132.26

Sale

99

132.27

Sale

129

132.28

Sale

115

132.29

Sale

3156

132.30

Sale

18

132.31

Sale

259

132.32

Sale

70

132.33

Sale

46

132.38

Sale

19

132.40

Sale

41

132.41

Sale

96

132.42

Sale

73

132.43

Sale

84

132.44

Sale

263

132.45

Sale

372

132.46

Sale

63

132.47

Sale

11

132.48

Sale

199

132.49

Sale

137

132.50

Sale

24

132.51

Sale

4065

132.52

Sale

160

132.53

Sale

5

132.54

Sale

187

132.55

Sale

913

132.57

Sale

618

132.58

Sale

354

132.59

Sale

43

132.60

Sale

1000

132.61

Sale

42

132.62

Sale

407

132.63

Sale

304

132.64

Sale

228

132.65

Sale

355

132.66

Sale

736

132.67

Sale

211

132.68

Sale

1804

132.69

Sale

266

132.70

Sale

230

132.71

Sale

118

132.72

Sale

44

132.73

Sale

213

132.74

Sale

644

132.75

Sale

1084

132.76

Sale

230

132.77

Sale

882

132.78

Sale

633

132.79

Sale

913

132.80

Sale

43

132.81

Sale

38

132.82

Sale

88

132.83

Sale

141

132.84

Sale

1186

132.85

Sale

75

132.86

Sale

187

132.87

Sale

409

132.88

Sale

444

132.89

Sale

54

132.91

Sale

166

132.93

Sale

5

132.95

Sale

440

133.01

Sale

11

133.03

Sale

30

133.05

Sale

214

133.07

Sale

8

133.08

Sale

221

133.10

Sale

130426

133.55

Sale

4800

137.53

TOTAL SALES

233,173

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

39

129.96

CFD

Long

193

130.00

CFD

Long

28

130.12

CFD

Long

45

130.19

CFD

Long

500

130.20

CFD

Long

43

130.21

CFD

Long

24

130.23

CFD

Long

54

130.25

CFD

Long

23

130.26

CFD

Long

33

130.28

CFD

Long

63

130.29

CFD

Long

52

130.31

CFD

Long

62

130.32

CFD

Long

20

130.35

CFD

Long

13

130.36

CFD

Long

54

130.37

CFD

Long

42

130.50

CFD

Long

22

130.51

CFD

Long

81

130.53

CFD

Long

150

130.56

CFD

Long

59

130.60

CFD

Long

32

130.63

CFD

Long

54

130.65

CFD

Long

136

130.67

CFD

Long

42

130.68

CFD

Long

78

130.69

CFD

Long

446

130.70

CFD

Long

95

130.73

CFD

Long

90

130.75

CFD

Long

46

130.76

CFD

Long

14

130.78

CFD

Long

183

130.80

CFD

Long

97

130.81

CFD

Long

105

130.83

CFD

Long

15

130.84

CFD

Long

26

130.85

CFD

Long

80

130.86

CFD

Long

36

130.88

CFD

Long

91

130.89

CFD

Long

584

130.90

CFD

Long

71

130.91

CFD

Long

216

130.92

CFD

Long

134

130.93

CFD

Long

100

130.94

CFD

Long

58

130.95

CFD

Long

38

130.96

CFD

Long

92

130.97

CFD

Long

182

130.99

CFD

Long

1133

131.00

CFD

Long

66

131.01

CFD

Long

120

131.04

CFD

Long

125

131.08

CFD

Long

150

131.10

CFD

Long

75

131.13

CFD

Long

160

131.14

CFD

Long

423

131.15

CFD

Long

51

131.16

CFD

Long

46

131.18

CFD

Long

465

131.19

CFD

Long

593

131.20

CFD

Long

77

131.21

CFD

Long

94

131.29

CFD

Long

89

131.36

CFD

Long

64

131.37

CFD

Long

42

131.38

CFD

Long

122

131.39

CFD

Long

375

131.40

CFD

Long

136

131.42

CFD

Long

98

131.43

CFD

Long

84

131.44

CFD

Long

78

131.48

CFD

Long

200

131.50

CFD

Long

111

131.51

CFD

Long

176

131.54

CFD

Long

42

131.56

CFD

Long

11

131.57

CFD

Long

44

131.60

CFD

Long

41

131.62

CFD

Long

65

131.63

CFD

Long

38

131.64

CFD

Long

26

131.65

CFD

Long

191

131.69

CFD

Long

36

131.70

CFD

Long

48

131.73

CFD

Long

42

131.74

CFD

Long

1031

131.75

CFD

Long

90

131.77

CFD

Long

28

131.82

CFD

Long

18

131.83

CFD

Long

24

131.84

CFD

Long

64

131.85

CFD

Long

22

131.86

CFD

Long

38

131.87

CFD

Long

50

131.88

CFD

Long

29

131.89

CFD

Long

26

131.92

CFD

Long

32

131.93

CFD

Long

39

131.95

CFD

Long

60

131.97

CFD

Long

79

131.98

CFD

Long

7200

131.98

CFD

Long

22

131.99

CFD

Long

1750

132.01

CFD

Long

91

132.02

CFD

Long

85

132.03

CFD

Long

30

132.04

CFD

Long

49

132.05

CFD

Long

32

132.06

CFD

Long

206

132.10

CFD

Long

27

132.11

CFD

Long

22

132.13

CFD

Long

38

132.14

CFD

Long

34

132.18

CFD

Long

2000

132.20

CFD

Long

3000

132.30

CFD

Long

18

132.31

CFD

Long

71

132.32

CFD

Long

46

132.38

CFD

Long

46

132.45

CFD

Long

20

132.47

CFD

Long

500

132.57

CFD

Long

22

132.59

CFD

Long

1000

132.61

CFD

Long

34

132.63

CFD

Long

45

132.64

CFD

Long

24

132.65

CFD

Long

557

132.67

CFD

Long

118

132.68

CFD

Long

214

132.69

CFD

Long

4

132.70

CFD

Long

73

132.75

CFD

Long

113

132.76

CFD

Long

16

132.77

CFD

Long

52

132.78

CFD

Long

112

132.79

CFD

Long

134

132.80

CFD

Long

38

132.82

CFD

Long

76

132.84

CFD

Long

780

132.85

CFD

Long

84

132.89

CFD

Long

4800

137.53

CFD

Short

2000

130.01

CFD

Short

50

130.05

CFD

Short

244

130.19

CFD

Short

75

130.29

CFD

Short

25

130.34

CFD

Short

25

130.37

CFD

Short

30

130.40

CFD

Short

500

130.56

CFD

Short

227

130.65

CFD

Short

44

130.67

CFD

Short

100

130.68

CFD

Short

106

130.69

CFD

Short

250

130.75

CFD

Short

331

130.78

CFD

Short

204

130.81

CFD

Short

4

130.82

CFD

Short

196

130.83

CFD

Short

25

130.84

CFD

Short

60

130.88

CFD

Short

440

130.90

CFD

Short

554

130.92

CFD

Short

193

130.93

CFD

Short

54

130.94

CFD

Short

5

130.95

CFD

Short

25

130.96

CFD

Short

250

130.97

CFD

Short

40

130.99

CFD

Short

53

131.01

CFD

Short

100

131.08

CFD

Short

300

131.15

CFD

Short

500

131.24

CFD

Short

53

131.52

CFD

Short

135

131.54

CFD

Short

350

131.61

CFD

Short

35

131.70

CFD

Short

1100

131.73

CFD

Short

3391

131.79

CFD

Short

113

131.83

CFD

Short

100

131.90

CFD

Short

1000

132.00

CFD

Short

1089

132.10

CFD

Short

1500

132.11

CFD

Short

342

132.17

CFD

Short

269

132.19

CFD

Short

9

132.24

CFD

Short

15

132.26

CFD

Short

86

132.28

CFD

Short

5414

132.30

CFD

Short

280

132.33

CFD

Short

6000

132.38

CFD

Short

200

132.42

CFD

Short

10

132.46

CFD

Short

11

132.48

CFD

Short

89

132.49

CFD

Short

1184

132.61

CFD

Short

20

132.65

CFD

Short

481

132.67

CFD

Short

61

132.69

CFD

Short

200

132.76

CFD

Short

50

132.78

CFD

Short

4800

137.53

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

Put Option

Purchase

20,000

132.00

American

28/08/2008

9.67

Put Option

Purchase

5,000

132.00

American

28/08/2008

9.69

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

12/06/2008

Contact name

Artie Movsesian

Telephone number

020 7545 7804

Name of offeree/offeror with which connected

Rio Tinto plc

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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