5th Oct 2009 10:06
FORM 38.5(a)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITH RECOGNISED INTERMEDIARY STATUS
DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(a) of the Takeover Code)
1. KEY INFORMATION
|
Name of exempt principal trader |
(GS) GOLDMAN SACHS INTERNATIONAL |
|
Company dealt in |
ANGLO AMERICAN PLC |
|
Class of relevant security to which the dealings being disclosed relate (Note 1) |
0.54945 USD ordinary |
|
Date of dealing |
02 October 2009 |
2. DEALINGS (Note 2)
(a) Purchases and sales
|
Total number of securities purchased (no. of underlying ords if ADR) |
Highest price paid (Note 3) |
Lowest price paid (Note 3) |
|
748,001 |
19.08 GBP |
18.465 GBP |
|
Total number of securities sold (no. of underlying ords if ADR) |
Highest price received (Note 3) |
Lowest price received (Note 3) |
|
693,653 |
19.025 GBP |
18.465 GBP |
(b) Derivatives transactions (other than options)
|
Product name, e.g. CFD |
Long/short (Note 4) |
Number of securities (Note 5) |
Price per unit (Note 3) |
|
SWAP |
Short |
1,400 |
18.7747 GBP |
|
CFD |
Short |
6,650 |
18.9352 GBP |
|
CFD |
Short |
6,135 |
18.9352 GBP |
|
CFD |
Short |
16,534 |
18.8039 GBP |
|
CFD |
Short |
1,538 |
18.53 GBP |
|
CFD |
Short |
21,030 |
18.8646 GBP |
|
CFD |
Short |
16,640 |
18.8646 GBP |
|
CFD |
Short |
12,330 |
18.8646 GBP |
|
CFD |
Short |
7,000 |
18.858 GBP |
|
CFD |
Short |
4,062 |
18.7716 GBP |
|
CFD |
Short |
18,852 |
18.9426 GBP |
|
CFD |
Short |
62 |
18.7683 GBP |
|
CFD |
Short |
4,039 |
18.9027 GBP |
|
CFD |
Short |
5,124 |
18.6266 GBP |
|
CFD |
Short |
15,287 |
18.6978 GBP |
|
CFD |
Short |
3,000 |
18.8644 GBP |
|
CFD |
Long |
884 |
18.9964 GBP |
|
CFD |
Long |
737 |
18.9945 GBP |
|
CFD |
Long |
1,313 |
18.9945 GBP |
|
CFD |
Long |
650 |
18.9945 GBP |
|
CFD |
Long |
711 |
18.5446 GBP |
|
CFD |
Long |
827 |
18.5319 GBP |
|
CFD |
Long |
6,599 |
18.9945 GBP |
|
CFD |
Long |
741 |
18.9964 GBP |
|
CFD |
Long |
550 |
18.9945 GBP |
|
CFD |
Long |
3,601 |
18.9945 GBP |
|
CFD |
Long |
9,925 |
18.9945 GBP |
|
CFD |
Long |
8 |
20.3586 GBP |
|
CFD |
Long |
12,279 |
18.9426 GBP |
|
CFD |
Long |
800 |
19.4314 GBP |
|
CFD |
Long |
2,404 |
18.9027 GBP |
|
CFD |
Long |
5,124 |
18.6266 GBP |
|
CFD |
Long |
1,500 |
18.8644 GBP |
|
CFD |
Long |
15,287 |
18.6978 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Product name, e.g. call option |
Writing, selling, purchasing, varying etc. |
Number of securities to which the option relates (Note 5) |
Exercise price |
Type, e.g. American, European etc. |
Expiry date |
Option money paid/received per unit (Note 3) |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
90 (90,000) |
17.00 GBP |
AMERICAN |
16/10/2009 |
0.14 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
97 (97,000) |
19.00 GBP |
AMERICAN |
20/11/2009 |
1.31 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
100 (100,000) |
17.00 GBP |
AMERICAN |
16/10/2009 |
0.14 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
100 (100,000) |
19.00 GBP |
AMERICAN |
20/11/2009 |
1.31 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
17.00 GBP |
AMERICAN |
16/10/2009 |
0.14 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
3 (3,000) |
19.00 GBP |
AMERICAN |
20/11/2009 |
1.31 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
5 (5,000) |
17.00 GBP |
AMERICAN |
16/10/2009 |
0.14 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
100 (100,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.68 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
3 (3,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.68 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
S |
97 (97,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.68 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
100 (100,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.68 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
3 (3,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.68 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
97 (97,000) |
19.00 GBP |
AMERICAN |
16/10/2009 |
0.68 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
90 (90,000) |
17.00 GBP |
AMERICAN |
16/10/2009 |
0.14 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
97 (97,000) |
19.00 GBP |
AMERICAN |
20/11/2009 |
1.31 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
100 (100,000) |
17.00 GBP |
AMERICAN |
16/10/2009 |
0.14 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
100 (100,000) |
19.00 GBP |
AMERICAN |
20/11/2009 |
1.31 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
17.00 GBP |
AMERICAN |
16/10/2009 |
0.14 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
3 (3,000) |
19.00 GBP |
AMERICAN |
20/11/2009 |
1.31 GBP |
|
Put Option / STOCK (1.00 : 1,000.00) |
B |
5 (5,000) |
17.00 GBP |
AMERICAN |
16/10/2009 |
0.14 GBP |
(ii) Exercising
|
Product name, e.g. call option |
Number of securities |
Exercise price per unit (Note 3) |
3. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. |
|
Date of disclosure |
05 October 2009 |
|
Contact name |
Peter Highton |
|
Telephone number |
+44-207-774-1935 |
|
Name of offeree/offeror with which connected |
ANGLO AMERICAN PLC |
|
Nature of connection (Note 6) |
Advisor |
Notes
The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk
Related Shares:
Anglo American