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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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BHP Billiton Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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30-Jun-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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471732
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0.014
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8,985,860
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0.268
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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471732
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0.014
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8,985,860
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0.268
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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55
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43.70
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Purchase
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94,353
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43.70
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Purchase
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300
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43.48
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Purchase
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700
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43.48
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Purchase
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27
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43.46
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Purchase
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21
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43.59
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Purchase
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21
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43.75
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Purchase
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17
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43.69
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Purchase
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16
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43.66
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Purchase
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18
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43.75
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Purchase
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14
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43.77
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Purchase
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18
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43.79
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Purchase
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14
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43.75
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Purchase
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15
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43.76
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Purchase
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12
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43.67
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Purchase
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12
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43.75
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Purchase
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10
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43.76
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Purchase
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1,700
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43.81
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Purchase
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500
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43.81
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Purchase
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13
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43.82
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Purchase
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670
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43.82
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Purchase
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1,000
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43.82
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Purchase
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1,000
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43.82
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Purchase
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598
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43.81
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Purchase
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19
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43.81
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Purchase
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33
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43.77
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Purchase
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369
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43.79
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Purchase
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890
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43.79
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Purchase
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40
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43.78
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Purchase
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937
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43.78
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Purchase
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364
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43.78
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Purchase
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10
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43.78
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Purchase
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9
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43.68
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Purchase
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6
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43.66
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Purchase
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7
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43.60
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Purchase
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7
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43.67
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Purchase
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6
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43.72
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Purchase
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7
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43.77
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Purchase
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6
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43.78
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Purchase
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7
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43.69
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Purchase
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7
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43.68
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Purchase
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9
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43.66
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Purchase
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10
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43.74
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Purchase
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12
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43.76
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Purchase
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11
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43.80
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Purchase
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12
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43.85
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Purchase
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13
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43.85
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Purchase
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146
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43.83
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Purchase
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3,000
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43.83
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Purchase
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153
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43.83
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Purchase
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1
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43.83
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Purchase
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13
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43.80
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Purchase
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16
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43.74
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Purchase
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14
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43.73
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Purchase
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250
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43.74
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Purchase
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33
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43.76
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Purchase
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216
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43.76
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Purchase
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1
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43.76
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Purchase
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13
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43.78
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Purchase
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15
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43.80
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Purchase
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19
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43.88
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Purchase
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18
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43.94
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Purchase
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21
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43.85
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Purchase
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6
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43.78
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Purchase
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9
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43.78
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Purchase
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18
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43.76
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Purchase
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4
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43.76
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Purchase
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18
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43.87
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Purchase
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24
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43.82
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Purchase
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157
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43.66
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Purchase
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843
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43.66
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Purchase
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1,000
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43.72
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Purchase
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17
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43.54
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Purchase
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20
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43.52
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Purchase
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72
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43.89
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Sale
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-101
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43.47
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Sale
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-84
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43.47
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Sale
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-4,181
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43.45
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Sale
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-102
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43.47
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Sale
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-29
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43.47
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Sale
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-3,740
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43.47
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Sale
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-226
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43.48
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Sale
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-3,951
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43.48
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Sale
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-230
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43.48
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Sale
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-783
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43.48
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Sale
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-166
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43.48
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Sale
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-500
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43.48
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Sale
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-214
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43.48
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Sale
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-219
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43.48
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Sale
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-999
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43.48
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Sale
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-198
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43.48
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Sale
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-202
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43.48
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Sale
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-850
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43.48
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Sale
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-50
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43.50
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Sale
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-4,846
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43.50
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Sale
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-1,007
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43.50
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Sale
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-554
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43.42
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Sale
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-35
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43.42
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Sale
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-430
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43.42
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Sale
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-2,798
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43.42
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Sale
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-364
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43.42
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Sale
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-568
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43.38
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Sale
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-1,152
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43.38
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Sale
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-1
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43.38
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Sale
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-126
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43.38
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Sale
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-4,092
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43.44
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Sale
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-1,623
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43.42
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Sale
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-2,558
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43.42
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Sale
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-89
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43.44
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Sale
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-1,940
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43.47
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Sale
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-500
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43.47
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Sale
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-1
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43.47
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Sale
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-700
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43.47
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Sale
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-168
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43.47
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Sale
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-127
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43.47
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Sale
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-200
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43.47
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Sale
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-127
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43.47
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Sale
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-2,407
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43.47
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Sale
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-4,181
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43.48
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Sale
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-1,747
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43.54
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Sale
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-510
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43.54
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Sale
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-1,924
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43.54
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Sale
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-1,229
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43.58
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Sale
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-2
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43.58
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Sale
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-140
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43.58
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Sale
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-2,810
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43.58
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Sale
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-3,300
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43.81
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Sale
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-2,334
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43.38
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TOTAL BUY: 110012
TOTAL SELL: 61415
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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1-07-2008
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Contact name
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Carolyn Collins/ Crawley, Simon
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Telephone number
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44 20 7888 0241
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
|
ADVISOR
|
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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