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EPT Disclosure

13th Oct 2009 11:45

RNS Number : 6809A
UBS AG (EPT)
13 October 2009
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS

WITH RECOGNISED INTERMEDIARY STATUS

DEALING IN A CLIENT-SERVING CAPACITY

(Rule38.5(a) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

UBS AG London Branch

Company dealt in

Anglo American Plc

Class of relevant security to which the dealings being disclosed relate(Note 1)

0.54945 USD ordinary (GB00B1XZS820)

Date of dealing

12 October 2009

2. DEALINGS(Note 2)

(a) Purchases and sales

Total number of securities purchased

Highest price paid(Note 3)

Lowest price paid(Note 3)

261485

22.10 GBP

21.49500 GBP

Total number of securities sold

Highest price received(Note 3)

Lowest price received(Note 3)

97871

22.105 GBP

21.47500 GBP

(b) Derivatives transactions (other than options)

Product name,

e.g. CFD

Long/short(Note 4)

Number of securities(Note 5)

Price per unit(Note 3)

CFD

Long

1418

21.5328 GBP

CFD

Long

6807

21.5316 GBP

CFD

Long

16

20.6156 GBP

CFD

Short

27954

21.822486 GBP

CFD

Short

16

20.6156 GBP

CFD

Short

120000

21.82356 GBP

CFD

Short

1208

21.96368 GBP

CFD

Short

2431

21.52095 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates(Note 5)

Exercise price

Type,e.g. American, European etc.

Expiry date

Option money paid/received per unit(Note 3)

(ii) Exercising

Product name, e.g. call option

Number of securities

Exercise price per unit(Note 3)

3. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Date of disclosure

13 October 2009

Contact name

Stacy Otieno

Telephone number

+44 (0)20 7568 9289

Name of offeree/offeror with which connected

Anglo American Plc

Nature of connection (Note 6)

Connected Advisor

Notes

The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Anglo American
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