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EPT Disclosure

6th Nov 2008 10:29

RNS Number : 5900H
Deutsche Bank AG
06 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

05/11/2008

 

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,792,901

0.61

-733,045

-0.16

(2) Derivatives (other than options)

724,204

0.16

-1,723,933

-0.38

(3) Options and agreements to purchase/sell

646,000

0.14

-933,100

-0.20

Total

4,163,682

0.91

-3,390,078

-0.74

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

267

82.32

Purchase

23

82.33

Purchase

536

82.37

Purchase

1090

82.38

Purchase

239

82.40

Purchase

1270

82.43

Purchase

1262

82.45

Purchase

4762

82.47

Purchase

3079

82.48

Purchase

21

82.49

Purchase

306

82.50

Purchase

2000

82.51

Purchase

1406

82.52

Purchase

425

82.53

Purchase

594

82.55

Purchase

1

82.56

Purchase

535

82.57

Purchase

231

82.58

Purchase

1322

82.59

Purchase

1828

82.60

Purchase

1539

82.61

Purchase

1240

82.62

Purchase

2772

82.63

Purchase

3324

82.64

Purchase

2981

82.65

Purchase

1576

82.66

Purchase

2118

82.68

Purchase

98

82.69

Purchase

2057

82.70

Purchase

1257

82.71

Purchase

1

82.72

Purchase

277

82.74

Purchase

3280

82.75

Purchase

327

82.77

Purchase

144

82.79

Purchase

1444

82.80

Purchase

504

82.81

Purchase

627

82.82

Purchase

1588

82.85

Purchase

2420

82.86

Purchase

2949

82.87

Purchase

345

82.88

Purchase

2883

82.89

Purchase

875

82.90

Purchase

380

82.91

Purchase

1692

82.93

Purchase

1067

82.94

Purchase

2479

82.95

Purchase

345

82.97

Purchase

387

82.98

Purchase

21

82.99

Purchase

1244

83.02

Purchase

211

83.17

Purchase

348

83.19

Purchase

290

83.29

Purchase

1837

83.30

Purchase

348

83.32

Purchase

3763

83.33

Purchase

1817

83.34

Purchase

256

83.35

Purchase

1365

83.37

Purchase

2000

83.50

Purchase

847

83.52

Purchase

1184

83.54

Purchase

3500

83.56

Purchase

1192

83.56

Purchase

372

83.65

Purchase

1345

83.66

Purchase

348

83.67

Purchase

5350

83.70

Purchase

976

83.71

Purchase

4188

83.73

Purchase

817

83.74

Purchase

768

83.75

Purchase

4695

83.76

Purchase

350

83.77

Purchase

1316

83.78

Purchase

1328

83.79

Purchase

348

83.80

Purchase

900

83.81

Purchase

250

83.82

Purchase

348

83.85

Purchase

1003

83.86

Purchase

1778

83.87

Purchase

1769

83.88

Purchase

238

83.89

Purchase

415

83.94

Purchase

222

84.01

Purchase

1441

84.05

Purchase

625

84.08

Purchase

1251

84.10

Purchase

478

84.12

Purchase

3597

84.13

Purchase

345

84.14

Purchase

697

84.20

Purchase

41

84.24

Purchase

348

84.31

Purchase

512

84.38

Purchase

6000

84.44

Purchase

1749

84.46

Purchase

4360

84.47

Purchase

2012

84.48

Purchase

345

84.50

Purchase

345

84.53

Purchase

320

84.57

Purchase

50

84.58

Purchase

69

84.71

Purchase

628

84.72

Purchase

1629

84.73

Purchase

521

84.75

Purchase

4217

84.76

Purchase

221

84.77

Purchase

1287

84.83

Purchase

1534

85.01

Purchase

50

85.19

Purchase

36

85.20

Purchase

2000

85.21

Purchase

349

85.23

Purchase

200

85.25

Purchase

819

85.34

Purchase

141

85.36

Purchase

149

85.38

Purchase

470

85.52

Purchase

934

85.53

Purchase

1

85.56

Purchase

1512

85.60

Purchase

301

85.62

Purchase

42

85.65

Purchase

1718

85.67

Purchase

1287

85.69

Purchase

1569

85.70

Purchase

1000

85.77

Purchase

1203

85.81

Purchase

641

85.88

Purchase

41

85.89

Purchase

345

85.90

Purchase

6

85.91

Purchase

2419

85.99

Purchase

493

86.01

Purchase

77

86.04

Purchase

585

86.07

Purchase

2104

86.09

Purchase

2764

86.10

Purchase

95

86.13

Purchase

345

86.16

Purchase

636

86.17

Purchase

345

86.20

Purchase

785

86.23

Purchase

2241

86.30

Purchase

20838

86.60

Total Purchases

196,683

Sale

193

82.27

Sale

267

82.32

Sale

291

82.33

Sale

45

82.34

Sale

338

82.37

Sale

10

82.39

Sale

929

82.40

Sale

36

82.41

Sale

95

82.42

Sale

388

82.43

Sale

944

82.44

Sale

134

82.45

Sale

183

82.46

Sale

235

82.47

Sale

500

82.48

Sale

454

82.49

Sale

3821

82.50

Sale

462

82.51

Sale

1

82.52

Sale

586

82.53

Sale

461

82.54

Sale

1609

82.55

Sale

1204

82.56

Sale

4701

82.57

Sale

1812

82.58

Sale

2216

82.59

Sale

2801

82.60

Sale

333

82.61

Sale

1216

82.62

Sale

1567

82.63

Sale

1483

82.64

Sale

1943

82.65

Sale

1958

82.66

Sale

1484

82.67

Sale

2043

82.68

Sale

2343

82.69

Sale

1654

82.70

Sale

782

82.72

Sale

454

82.74

Sale

102

82.75

Sale

14

82.77

Sale

1310

82.78

Sale

740

82.79

Sale

23

82.80

Sale

551

82.81

Sale

1369

82.83

Sale

362

82.84

Sale

909

82.86

Sale

654

82.87

Sale

225

82.89

Sale

370

82.90

Sale

670

82.91

Sale

812

82.92

Sale

1040

82.93

Sale

793

82.94

Sale

323

82.95

Sale

60

82.96

Sale

483

82.97

Sale

1514

82.98

Sale

1395

82.99

Sale

626

83.00

Sale

291

83.01

Sale

28

83.02

Sale

100

83.03

Sale

4728

83.03

Sale

615

83.04

Sale

2732

83.05

Sale

169

83.06

Sale

198

83.07

Sale

181

83.08

Sale

397

83.09

Sale

7

83.10

Sale

348

83.11

Sale

270

83.12

Sale

972

83.13

Sale

257

83.14

Sale

1485

83.15

Sale

643

83.16

Sale

981

83.17

Sale

181

83.18

Sale

200

83.24

Sale

257

83.25

Sale

1544

83.26

Sale

50

83.29

Sale

2108

83.30

Sale

196

83.32

Sale

135

83.33

Sale

89

83.34

Sale

110

83.35

Sale

1903

83.36

Sale

828

83.38

Sale

899

83.39

Sale

762

83.40

Sale

1500

83.46

Sale

72

83.49

Sale

3

83.53

Sale

656

83.54

Sale

1178

83.55

Sale

907

83.56

Sale

1

83.61

Sale

428

83.63

Sale

36

83.65

Sale

137

83.67

Sale

19

83.70

Sale

553

83.71

Sale

257

83.72

Sale

668

83.73

Sale

183

83.74

Sale

226

83.75

Sale

2926

83.76

Sale

198

83.77

Sale

1152

83.78

Sale

347

83.79

Sale

601

83.80

Sale

2161

83.81

Sale

653

83.82

Sale

35

83.84

Sale

1084

83.86

Sale

985

83.87

Sale

2383

83.88

Sale

1632

83.89

Sale

760

83.92

Sale

19

83.94

Sale

2400

83.94

Sale

71

83.96

Sale

46

83.97

Sale

1

83.98

Sale

2

83.99

Sale

2025

84.01

Sale

519

84.02

Sale

267

84.03

Sale

443

84.04

Sale

994

84.05

Sale

384

84.07

Sale

167

84.08

Sale

693

84.09

Sale

3

84.10

Sale

3019

84.12

Sale

788

84.13

Sale

658

84.14

Sale

109

84.16

Sale

9

84.17

Sale

150

84.18

Sale

3

84.23

Sale

27

84.25

Sale

99

84.29

Sale

69

84.33

Sale

35

84.34

Sale

737

84.36

Sale

29

84.38

Sale

3

84.39

Sale

671

84.45

Sale

135

84.46

Sale

4961

84.46

Sale

107

84.49

Sale

24

84.53

Sale

970

84.54

Sale

100

84.55

Sale

1223

84.56

Sale

84

84.67

Sale

1350

84.70

Sale

1197

84.72

Sale

321

84.73

Sale

96

84.75

Sale

939

84.76

Sale

447

84.77

Sale

198

84.78

Sale

1691

84.79

Sale

1

84.80

Sale

134

84.81

Sale

1

84.82

Sale

88

84.83

Sale

571

84.84

Sale

154

84.85

Sale

106

84.86

Sale

2

84.87

Sale

6

84.88

Sale

1279

85.01

Sale

209

85.04

Sale

809

85.11

Sale

695

85.14

Sale

1258

85.17

Sale

1174

85.18

Sale

621

85.19

Sale

242

85.20

Sale

756

85.22

Sale

107

85.24

Sale

119

85.38

Sale

359

85.50

Sale

1443

85.54

Sale

19

85.59

Sale

3670

85.60

Sale

58

85.71

Sale

5962

85.78

Sale

105

85.83

Sale

221

85.85

Sale

663

85.86

Sale

2055

85.87

Sale

1

85.98

Sale

1907

85.99

Sale

3933

86.00

Sale

3450

86.01

Sale

139

86.02

Sale

1454

86.04

Sale

1284

86.05

Sale

440

86.06

Sale

1455

86.07

Sale

1458

86.09

Sale

1276

86.10

Sale

109

86.11

Sale

22

86.12

Sale

264

86.14

Sale

503

86.16

Sale

54

86.17

Sale

383

86.19

Sale

3836

86.20

Sale

195

86.24

Sale

2030

86.25

Sale

28

86.28

Sale

171

86.29

Sale

17813

86.60

Total Sales

195,101

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

267

82.32

CFD

Long

255

82.37

CFD

Long

291

82.40

CFD

Long

500

82.48

CFD

Long

322

82.63

CFD

Long

380

82.64

CFD

Long

412

82.66

CFD

Long

4728

83.03

CFD

Long

577

83.80

CFD

Long

2400

83.94

CFD

Long

4961

84.46

CFD

Long

200

85.60

CFD

Long

77

85.87

CFD

Short

50

82.47

CFD

Short

80

82.48

CFD

Short

246

82.55

CFD

Short

187

82.57

CFD

Short

101

82.58

CFD

Short

138

82.60

CFD

Short

40

82.61

CFD

Short

61

82.64

CFD

Short

98

82.69

CFD

Short

96

82.70

CFD

Short

105

82.79

CFD

Short

500

82.90

CFD

Short

617

83.33

CFD

Short

16

83.34

CFD

Short

256

83.35

CFD

Short

3500

83.56

CFD

Short

200

83.70

CFD

Short

817

83.74

CFD

Short

298

83.78

CFD

Short

6000

84.44

CFD

Short

200

85.25

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

06/11/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 7804

 

Name of offeree/offeror with which connected

Rio Tinto plc

 

Nature of connection (Note 9)

Connected Advisor to Offeree

 

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,786.46
Change5.34