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EPT Disclosure

10th Nov 2008 11:48

RNS Number : 8133H
Deutsche Bank AG
10 November 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

07/11/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

2,917,748

0.64

-730,736

-0.16

(2) Derivatives (other than options)

724,136

0.16

-1,850,121

-0.41

(3) Options and agreements to purchase/sell

700,000

0.15

-933,100

-0.22

Total

4,341,884

0.95

-3,563,957

-0.78

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

2

70.37

Purchase

1

70.39

Purchase

810

70.42

Purchase

693

70.43

Purchase

686

70.44

Purchase

2

70.50

Purchase

2

70.51

Purchase

1

70.52

Purchase

1

70.53

Purchase

1

70.55

Purchase

2

70.59

Purchase

860

70.61

Purchase

1103

70.62

Purchase

1

70.63

Purchase

1

70.65

Purchase

1

70.66

Purchase

1114

70.68

Purchase

389

70.69

Purchase

3

70.70

Purchase

856

70.71

Purchase

2

70.72

Purchase

1937

70.73

Purchase

2309

70.74

Purchase

955

70.75

Purchase

3

70.76

Purchase

1602

70.77

Purchase

1644

70.78

Purchase

1

70.79

Purchase

8

70.80

Purchase

2006

70.81

Purchase

1472

70.82

Purchase

375

70.83

Purchase

646

70.84

Purchase

1022

70.85

Purchase

391

70.86

Purchase

1345

70.88

Purchase

1

70.89

Purchase

3

70.90

Purchase

1

70.91

Purchase

2

70.97

Purchase

1

70.99

Purchase

10

71.00

Purchase

2934

71.01

Purchase

1

71.02

Purchase

2892

71.03

Purchase

2

71.04

Purchase

171

71.05

Purchase

5

71.06

Purchase

174

71.07

Purchase

479

71.08

Purchase

5

71.09

Purchase

2076

71.10

Purchase

1096

71.11

Purchase

1538

71.12

Purchase

8

71.13

Purchase

1333

71.14

Purchase

873

71.15

Purchase

2792

71.16

Purchase

4187

71.17

Purchase

1782

71.18

Purchase

591

71.19

Purchase

126

71.20

Purchase

4590

71.21

Purchase

1

71.23

Purchase

1

71.24

Purchase

1457

71.25

Purchase

828

71.26

Purchase

741

71.27

Purchase

2037

71.28

Purchase

1442

71.29

Purchase

1371

71.30

Purchase

403

71.31

Purchase

97

71.32

Purchase

235

71.33

Purchase

251

71.34

Purchase

1028

71.35

Purchase

3

71.36

Purchase

413

71.37

Purchase

2645

71.38

Purchase

1750

71.38

Purchase

3764

71.39

Purchase

1400

71.40

Purchase

1297

71.41

Purchase

3880

71.42

Purchase

1491

71.43

Purchase

1243

71.44

Purchase

3689

71.45

Purchase

1350

71.46

Purchase

3769

71.47

Purchase

582

71.48

Purchase

1779

71.49

Purchase

5486

71.50

Purchase

2718

71.51

Purchase

1411

71.52

Purchase

3564

71.53

Purchase

2277

71.54

Purchase

4034

71.55

Purchase

3308

71.56

Purchase

1

71.57

Purchase

1761

71.58

Purchase

3916

71.59

Purchase

4188

71.60

Purchase

1755

71.61

Purchase

56671

71.62

Purchase

1688

71.63

Purchase

4

71.64

Purchase

1978

71.65

Purchase

130

71.66

Purchase

584

71.67

Purchase

837

71.68

Purchase

7534

71.69

Purchase

2455

71.69

Purchase

4231

71.70

Purchase

1824

71.71

Purchase

3

71.72

Purchase

871

71.73

Purchase

3596

71.74

Purchase

2114

71.75

Purchase

300

71.76

Purchase

1745

71.76

Purchase

2945

71.77

Purchase

1114

71.78

Purchase

429

71.79

Purchase

4980

71.80

Purchase

3308

71.81

Purchase

391

71.82

Purchase

3556

71.83

Purchase

138

71.84

Purchase

3347

71.85

Purchase

1825

71.86

Purchase

46

71.87

Purchase

34

71.88

Purchase

6

71.89

Purchase

962

71.90

Purchase

149

71.91

Purchase

9

71.92

Purchase

642

71.93

Purchase

3

71.94

Purchase

1

71.95

Purchase

1

71.97

Purchase

10

71.98

Purchase

249

71.99

Purchase

8082

72.00

Purchase

3

72.01

Purchase

1

72.02

Purchase

17

72.03

Purchase

2003

72.05

Purchase

2588

72.06

Purchase

1

72.10

Purchase

499

72.11

Purchase

1

72.13

Purchase

512

72.14

Purchase

864

72.16

Purchase

293

72.17

Purchase

523

72.19

Purchase

5

72.20

Purchase

668

72.21

Purchase

1

72.22

Purchase

199

72.23

Purchase

157

72.24

Purchase

284

72.25

Purchase

529

72.26

Purchase

2476

72.27

Purchase

8559

72.28

Purchase

1500

72.28

Purchase

343

72.28

Purchase

320

72.30

Purchase

1

72.32

Purchase

384

72.33

Purchase

100

72.34

Purchase

2

72.35

Purchase

1

72.36

Purchase

1072

72.37

Purchase

351

72.38

Purchase

1125

72.39

Purchase

1004

72.40

Purchase

8

72.41

Purchase

1

72.42

Purchase

4

72.44

Purchase

6

72.45

Purchase

2

72.46

Purchase

249

72.47

Purchase

8

72.48

Purchase

6

72.49

Purchase

869

72.50

Purchase

2

72.51

Purchase

1

72.52

Purchase

2

72.53

Purchase

3

72.54

Purchase

461

72.55

Purchase

74

72.56

Purchase

40

72.57

Purchase

2

72.74

Purchase

2

72.76

Purchase

1

72.77

Purchase

1

72.80

Purchase

1

72.89

Purchase

345

72.91

Purchase

346

72.92

Purchase

5

73.00

Purchase

3

73.01

Purchase

1

73.02

Purchase

2

73.04

Purchase

1

73.05

Purchase

2

73.06

Purchase

19

73.07

Purchase

107

73.08

Purchase

908

73.09

Purchase

1

73.10

Purchase

1

73.12

Purchase

1

73.13

Purchase

500

73.14

Purchase

3

73.16

Purchase

3

73.21

Purchase

500

73.23

Purchase

2

73.25

Purchase

1

73.32

Purchase

500

73.35

Purchase

1

73.39

Purchase

8

73.40

Purchase

2

73.41

Purchase

1

73.45

Purchase

709

73.59

Purchase

349

73.60

Purchase

3

73.63

Purchase

275

73.65

Purchase

11

73.66

Purchase

7

73.67

Purchase

351

73.68

Purchase

1

73.69

Purchase

3

73.70

Purchase

2

73.72

Purchase

1

73.73

Purchase

2

73.74

Purchase

9

73.75

Purchase

4

73.76

Purchase

2

73.77

Purchase

1

73.78

Purchase

9

73.80

Purchase

2

73.83

Purchase

349

73.86

Purchase

1

73.87

Purchase

7

73.88

Purchase

699

73.89

Purchase

4

73.90

Purchase

3

73.93

Purchase

360

73.94

Purchase

5

73.96

Purchase

11

74.00

Purchase

1

74.02

Purchase

1

74.06

Purchase

3

74.07

Purchase

1

74.15

Purchase

4

74.16

Purchase

1

74.18

Purchase

2

74.19

Purchase

1

74.20

Purchase

4

74.30

Purchase

1

74.35

Purchase

1

74.38

Purchase

1430

79.04

Total Purchases

278,100

Sale

64

70.40

Sale

313

70.45

Sale

235

70.46

Sale

126

70.55

Sale

38

70.56

Sale

357

70.60

Sale

6

70.62

Sale

300

70.63

Sale

37

70.64

Sale

1248

70.66

Sale

212

70.68

Sale

131

70.69

Sale

1000

70.70

Sale

386

70.71

Sale

471

70.72

Sale

154

70.73

Sale

42

70.74

Sale

35

70.75

Sale

653

70.78

Sale

150

70.79

Sale

46

70.80

Sale

422

70.81

Sale

439

70.82

Sale

322

70.83

Sale

754

70.84

Sale

503

70.85

Sale

513

70.86

Sale

349

70.87

Sale

885

70.89

Sale

151

70.90

Sale

495

70.91

Sale

434

70.96

Sale

1197

70.97

Sale

342

70.98

Sale

499

70.99

Sale

1615

71.00

Sale

470

71.01

Sale

117

71.02

Sale

145

71.03

Sale

120

71.05

Sale

869

71.06

Sale

15

71.07

Sale

215

71.08

Sale

684

71.09

Sale

748

71.10

Sale

1243

71.11

Sale

1205

71.12

Sale

721

71.13

Sale

1204

71.14

Sale

1105

71.15

Sale

910

71.16

Sale

268

71.17

Sale

632

71.18

Sale

293

71.19

Sale

533

71.20

Sale

1911

71.21

Sale

547

71.23

Sale

187

71.24

Sale

38

71.26

Sale

594

71.27

Sale

533

71.29

Sale

222

71.30

Sale

322

71.31

Sale

596

71.32

Sale

304

71.33

Sale

451

71.34

Sale

262

71.37

Sale

809

71.38

Sale

1333

71.39

Sale

1206

71.40

Sale

6

71.41

Sale

243

71.42

Sale

107

71.43

Sale

389

71.44

Sale

1180

71.45

Sale

1644

71.46

Sale

332

71.47

Sale

1227

71.48

Sale

5496

71.49

Sale

2478

71.50

Sale

2893

71.51

Sale

959

71.52

Sale

345

71.53

Sale

2325

71.54

Sale

928

71.55

Sale

1761

71.56

Sale

293

71.57

Sale

1426

71.58

Sale

333

71.59

Sale

586

71.60

Sale

639

71.61

Sale

756

71.62

Sale

1624

71.62

Sale

452

71.63

Sale

76

71.64

Sale

394

71.65

Sale

878

71.66

Sale

4500

71.66

Sale

2257

71.67

Sale

438

71.68

Sale

32

71.69

Sale

1020

71.70

Sale

266

71.71

Sale

335

71.72

Sale

696

71.73

Sale

383

71.74

Sale

727

71.75

Sale

552

71.76

Sale

329

71.78

Sale

784

71.79

Sale

1822

71.80

Sale

492

71.81

Sale

812

71.82

Sale

1118

71.83

Sale

1188

71.84

Sale

216

71.85

Sale

449

71.86

Sale

815

71.87

Sale

148

71.88

Sale

777

71.89

Sale

130

71.90

Sale

224

71.91

Sale

2248

71.92

Sale

1084

71.93

Sale

446

71.94

Sale

849

71.95

Sale

595

71.96

Sale

300

71.97

Sale

354

71.99

Sale

50

72.02

Sale

29

72.03

Sale

90

72.05

Sale

20

72.07

Sale

32000

72.27

Sale

348

73.16

Sale

599

73.66

Sale

2401

73.67

Sale

2667

73.70

Sale

426

73.72

Sale

267

73.73

Sale

357

73.74

Sale

4543

73.75

Sale

357

73.77

Sale

100

73.78

Sale

2000

73.89

Sale

1430

79.04

Total Sales

139,576

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

1000

70.70

CFD

Long

500

71.45

CFD

Long

500

71.50

CFD

Long

140

71.60

CFD

Long

1624

71.62

CFD

Long

4500

71.66

CFD

Long

1430

79.04

CFD

Short

1114

70.68

CFD

Short

387

70.69

CFD

Short

294

70.71

CFD

Short

641

70.84

CFD

Short

389

70.86

CFD

Short

1511

71.03

CFD

Short

169

71.05

CFD

Short

173

71.07

CFD

Short

478

71.08

CFD

Short

2075

71.10

CFD

Short

1091

71.11

CFD

Short

1537

71.12

CFD

Short

165

71.15

CFD

Short

2449

71.16

CFD

Short

1471

71.17

CFD

Short

424

71.18

CFD

Short

571

71.19

CFD

Short

122

71.20

CFD

Short

2394

71.21

CFD

Short

624

71.27

CFD

Short

1366

71.30

CFD

Short

402

71.31

CFD

Short

89

71.32

CFD

Short

234

71.33

CFD

Short

250

71.34

CFD

Short

259

71.37

CFD

Short

859

71.38

CFD

Short

1750

71.38

CFD

Short

1890

71.39

CFD

Short

1395

71.40

CFD

Short

59

71.41

CFD

Short

1942

71.42

CFD

Short

1271

71.43

CFD

Short

1237

71.44

CFD

Short

1383

71.45

CFD

Short

595

71.46

CFD

Short

100

71.47

CFD

Short

572

71.48

CFD

Short

1149

71.49

CFD

Short

619

71.50

CFD

Short

164

71.51

CFD

Short

96

71.52

CFD

Short

236

71.53

CFD

Short

195

71.54

CFD

Short

1680

71.55

CFD

Short

346

71.58

CFD

Short

509

71.59

CFD

Short

930

71.60

CFD

Short

486

71.61

CFD

Short

6114

71.62

CFD

Short

60

71.63

CFD

Short

818

71.65

CFD

Short

125

71.66

CFD

Short

581

71.67

CFD

Short

833

71.68

CFD

Short

7534

71.69

CFD

Short

936

71.69

CFD

Short

699

71.70

CFD

Short

374

71.71

CFD

Short

3019

71.74

CFD

Short

135

71.75

CFD

Short

300

71.76

CFD

Short

2740

71.77

CFD

Short

449

71.78

CFD

Short

234

71.79

CFD

Short

671

71.80

CFD

Short

260

71.81

CFD

Short

612

71.85

CFD

Short

1733

71.86

CFD

Short

32

71.88

CFD

Short

500

71.90

CFD

Short

6950

72.00

CFD

Short

2587

72.06

CFD

Short

191

72.23

CFD

Short

500

72.27

CFD

Short

8559

72.28

CFD

Short

1500

72.28

CFD

Short

143

72.28

CFD

Short

99

72.34

CFD

Short

1125

72.39

CFD

Short

7

72.41

CFD

Short

246

72.47

CFD

Short

3

72.48

CFD

Short

861

72.50

CFD

Short

460

72.55

CFD

Short

74

72.56

CFD

Short

40

72.57

CFD

Short

92

73.08

CFD

Short

908

73.09

CFD

Short

500

73.14

CFD

Short

500

73.23

CFD

Short

500

73.35

CFD

Short

270

73.65

CFD

Short

215

79.04

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

Put Option

Selling

54,000

74.00

American

27/11/2008

6.72

Put Option

Purchasing

50,000

73.00

American

27/11/2008

5.35

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

10/11/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 7804

 

Name of offeree/offeror with which connected

Rio Tinto plc

 

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMBMBBTMMIBBRP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value8,786.46
Change0.00