21st Apr 2008 11:04
Credit Suisse Securities (Eur) Ltd21 April 2008 FORM 38.5 (b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Credit Suisse Securities (Europe) Limited Company dealt in Rio Tinto Plc Class of relevant security to which the dealings being Ordinary Sharesdisclosed relate (Note 1) Date of dealing 18-Apr-2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%) (1) Relevant securities 1212658 0.122 8126 0.000 (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total 1212658 0.122 8126 0.000 (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class Of Relevant Security : Ordinary Shares Long Short (1) Relevant Securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) Buy 42408 61.15 (GBP)Buy 1921 61.2 (GBP)Buy 1205 60.6 (GBP)Buy 1200 60.1 (GBP)Buy 1103 61.13 (GBP)Buy 840 60.35 (GBP)Buy 777 60.14 (GBP)Buy 720 60.59 (GBP)Buy 720 60.35 (GBP)Buy 543 60.49 (GBP)Buy 480 60.35 (GBP)Buy 480 60.35 (GBP)Buy 480 60.44 (GBP)Buy 469 60.88 (GBP)Buy 446 60.88 (GBP)Buy 422 60.53 (GBP)Buy 402 60.86 (GBP)Buy 400 60.3 (GBP)Buy 400 60.3 (GBP)Buy 360 60.5 (GBP)Buy 360 60.12 (GBP)Buy 304 60.88 (GBP)Buy 300 60.43 (GBP)Buy 300 60.14 (GBP)Buy 300 60.33 (GBP)Buy 290 60.45 (GBP)Buy 286 60.47 (GBP)Buy 268 60.61 (GBP)Buy 268 60.72 (GBP)Buy 268 60.28 (GBP)Buy 268 60.67 (GBP)Buy 268 60.36 (GBP)Buy 268 60.33 (GBP)Buy 268 60.04 (GBP)Buy 240 60.59 (GBP)Buy 240 60.26 (GBP)Buy 240 60.13 (GBP)Buy 240 60.53 (GBP)Buy 240 60.88 (GBP)Buy 240 60.5 (GBP)Buy 236 60.64 (GBP)Buy 236 60.34 (GBP)Buy 236 60.16 (GBP)Buy 214 60.04 (GBP)Buy 209 60.72 (GBP)Buy 200 60.32 (GBP)Buy 200 60.72 (GBP)Buy 199 61.2 (GBP)Buy 180 60.57 (GBP)Buy 167 61.2 (GBP)Buy 166 60.47 (GBP)Buy 164 60.71 (GBP)Buy 164 60.77 (GBP)Buy 164 60.72 (GBP)Buy 162 61.42 (GBP)Buy 161 61.83 (GBP)Buy 160 60.26 (GBP)Buy 152 60.53 (GBP)Buy 150 60.47 (GBP)Buy 140 60.75 (GBP)Buy 140 60.33 (GBP)Buy 134 60.38 (GBP)Buy 122 60.28 (GBP)Buy 122 60.13 (GBP)Buy 120 60.59 (GBP)Buy 120 60.12 (GBP)Buy 106 60.3 (GBP)Buy 100 60.74 (GBP)Buy 100 60.12 (GBP)Buy 100 60.15 (GBP)Buy 100 60.14 (GBP)Buy 100 60.3 (GBP)Buy 97 60.88 (GBP)Buy 93 60.31 (GBP)Buy 90 61.175 (GBP)Buy 83 59.93 (GBP)Buy 83 60.9 (GBP)Buy 83 60.14 (GBP)Buy 83 60.04 (GBP)Buy 82 60.33 (GBP)Buy 82 60.68 (GBP)Buy 82 60.22 (GBP)Buy 82 60.53 (GBP)Buy 82 60.81 (GBP)Buy 82 60.27 (GBP)Buy 82 60.64 (GBP)Buy 82 60.34 (GBP)Buy 81 61.6 (GBP)Buy 81 61.56 (GBP)Buy 81 61.4 (GBP)Buy 81 61.49 (GBP)Buy 81 61.01 (GBP)Buy 81 61.08 (GBP)Buy 81 61.01 (GBP)Buy 81 61.1 (GBP)Buy 81 61.13 (GBP)Buy 81 61.28 (GBP)Buy 81 61.22 (GBP)Buy 80 61.89 (GBP)Buy 80 61.79 (GBP)Buy 80 61.76 (GBP)Buy 78 60.53 (GBP)Buy 77 60.3 (GBP)Buy 76 60.865 (GBP)Buy 74 60.14 (GBP)Buy 63 61.355 (GBP)Buy 60 60.88 (GBP)Buy 60 61.13 (GBP)Buy 59 60.165 (GBP)Buy 56 60.43 (GBP)Buy 54 61.13 (GBP)Buy 52 60.58 (GBP)Buy 48 61.24 (GBP)Buy 48 61.24 (GBP)Buy 48 61.23 (GBP)Buy 47 60.47 (GBP)Buy 47 61.23 (GBP)Buy 47 60.12 (GBP)Buy 46 61.22 (GBP)Buy 46 60.86 (GBP)Buy 46 61.24 (GBP)Buy 45 61.24 (GBP)Buy 45 60.13 (GBP)Buy 44 60.14 (GBP)Buy 43 60.47 (GBP)Buy 43 60.3 (GBP)Buy 42 60.14 (GBP)Buy 42 60.53 (GBP)Buy 41 61.22 (GBP)Buy 39 60.15 (GBP)Buy 36 60.165 (GBP)Buy 32 60.58 (GBP)Buy 31 60.845 (GBP)Buy 30 60.53 (GBP)Buy 24 61.16 (GBP)Buy 23 61 (GBP)Buy 23 60.75 (GBP)Buy 23 60.88 (GBP)Buy 22 61.21 (GBP)Buy 21 60.38 (GBP)Buy 16 61.21 (GBP)Buy 15 61.13 (GBP)Buy 13 60.9 (GBP)Buy 12 60.33 (GBP)Buy 11 60.53 (GBP)Buy 11 60.16 (GBP)Buy 6 61.22 (GBP)Buy 5 61.24 (GBP)Buy 3 61.21 (GBP)Sell 3582 61.2 (GBP)Sell 2120 61.79 (GBP)Sell 2120 61.79 (GBP)Sell 2120 61.79 (GBP)Sell 1426 61.2 (GBP)Sell 812 61.2 (GBP)Sell 688 61.2 (GBP)Sell 165 60.47 (GBP)Sell 164 60.77 (GBP)Sell 163 60.68 (GBP)Sell 162 61.62 (GBP)Sell 83 60.13 (GBP)Sell 82 60.91 (GBP)Sell 82 60.71 (GBP)Sell 82 60.59 (GBP)Sell 82 60.85 (GBP)Sell 82 60.95 (GBP)Sell 82 60.79 (GBP)Sell 82 60.9 (GBP)Sell 82 60.91 (GBP)Sell 82 60.85 (GBP)Sell 82 60.85 (GBP)Sell 82 60.79 (GBP)Sell 82 60.75 (GBP)Sell 82 60.52 (GBP)Sell 82 60.54 (GBP)Sell 82 60.56 (GBP)Sell 82 60.41 (GBP)Sell 82 60.33 (GBP)Sell 82 60.6 (GBP)Sell 82 60.76 (GBP)Sell 81 61.06 (GBP)Sell 81 61.67 (GBP)Sell 81 61.28 (GBP)Sell 80 61.88 (GBP)Sell 80 60.46 (GBP)Sell 80 60.71 (GBP)Sell 79 60.96 (GBP)Sell 77 60.99 (GBP)Sell 54 61.29 (GBP)Sell 50 60.91 (GBP)Sell 49 61.42 (GBP)Sell 49 61.49 (GBP)Sell 48 61.45 (GBP)Sell 48 61.51 (GBP)Sell 48 61.43 (GBP)Sell 48 61.36 (GBP)Sell 48 61.36 (GBP)Sell 48 61.35 (GBP)Sell 48 61.59 (GBP)Sell 48 61.43 (GBP)Sell 47 61.55 (GBP)Sell 47 61.35 (GBP)Sell 47 61.37 (GBP)Sell 47 61.31 (GBP)Sell 46 61.48 (GBP)Sell 46 61.27 (GBP)Sell 46 61.42 (GBP)Sell 45 61.61 (GBP)Sell 45 61.64 (GBP)Sell 45 61.64 (GBP)Sell 45 61.27 (GBP)Sell 43 61.84 (GBP)Sell 43 61.88 (GBP)Sell 40 61.48 (GBP)Sell 40 61.39 (GBP)Sell 40 61.52 (GBP)Sell 40 61.41 (GBP)Sell 39 61.78 (GBP)Sell 39 61.87 (GBP)Sell 39 61.87 (GBP)Sell 38 61.78 (GBP)Sell 36 61.42 (GBP)Sell 36 61.5 (GBP)Sell 35 61.46 (GBP)Sell 35 61.49 (GBP)Sell 34 61.37 (GBP)Sell 34 61.49 (GBP)Sell 34 61.59 (GBP)Sell 34 61.55 (GBP)Sell 32 61.61 (GBP)Sell 32 61.64 (GBP)Sell 32 60.91 (GBP)Sell 32 61.64 (GBP)Sell 31 61.5 (GBP)Sell 31 61.79 (GBP)Sell 24 61.42 (GBP)Sell 21 61.84 (GBP)Sell 16 61.2 (GBP)Sell 13 61.42 (GBP)Sell 13 61.49 (GBP)Sell 13 61.45 (GBP)Sell 13 61.46 (GBP)Sell 13 61.59 (GBP)Sell 12 61.65 (GBP)Sell 12 61.5 (GBP)Sell 12 61.37 (GBP)Sell 12 61.42 (GBP)Sell 12 61.55 (GBP)Sell 12 61.79 (GBP)Sell 12 61.64 (GBP)Sell 12 61.61 (GBP)Sell 11 61.84 (GBP)Sell 10 61.42 (GBP)Sell 10 61.84 (GBP)Sell 5 61.5 (GBP)Sell 3 61.5 (GBP)Sell 2 61.15 (GBP) TOTAL BUYS:70528 TOTAL SELLS:18026 (b) Derivatives transactions (other than options) Product name, e.g. CFD Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, selling, Number of securities to Exercise Type, e.g. Expiry Option money paid/name,e.g. call purchasing, varying which the option relates price American, date received per unitoption etc. (Note 6) European etc. (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) No Date of disclosure 21-Apr-2008 09:04:02 Contact name Collins,Carolyn Telephone number 44 20 7888 0241 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) ADVISOR Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at http://www.thetakeoverpanel.org.uk/. This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Rio Tinto