24th Jan 2008 11:43
UBS AG (EPT)24 January 2008 FORM 38.5(b) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader UBS AG London BranchCompany dealt in Close Brothers Group PlcClass of relevant security to which the Ord 25pdealings being disclosed relate (Note 1)Date of dealing 23 JANUARY 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevant securities 18,900 0.01% 1,900 0.00%(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal 18,900 0.01% 1,900 0.00% (b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other thanoptions)(3) Options and agreements topurchase/sellTotal (c) Rights to subscribe (Note 2)Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) SALE 11 750 pence SALE 6500 750 SALE 4891 750 SALE 3000 750 SALE 188 750 SALE 2908 750 SALE 1400 751 SALE 104 751 SALE 208 751 SALE 136 751 PURCHASE 313 751 PURCHASE 1061 751 PURCHASE 1203 751 PURCHASE 697 751 SALE 350 751.5 SALE 271 751.5 SALE 10818 752 SALE 1203 752 SALE 1276 752 SALE 2026 752 SALE 1500 752 PURCHASE 943 752 SALE 950 752 SALE 888 752 PURCHASE 4525 752 PURCHASE 882 752 PURCHASE 200 752 SALE 1793 752.5 SALE 82 752.5 SALE 266 752.5 SALE 348 752.5 SALE 3566 752.5 SALE 1500 752.5 SALE 1200 752.5 PURCHASE 5000 753 PURCHASE 780 753 PURCHASE 1916 753.5 SALE 1586 754 SALE 344 754 SALE 2315 754 SALE 2297 754 PURCHASE 540 754 SALE 1200 754.5 PURCHASE 500 755 PURCHASE 708 755 PURCHASE 643 755 SALE 1299 755 SALE 100 755 PURCHASE 1459 755 PURCHASE 713 755 PURCHASE 3839 755 SALE 252 755.5 SALE 1000 755.5 SALE 4349 755.5 SALE 3096 755.5 SALE 45 755.5 SALE 271 755.5 SALE 1500 755.5 PURCHASE 3805 756 PURCHASE 609 756 PURCHASE 793 756 SALE 1100 756 PURCHASE 2000 756 PURCHASE 1000 756 SALE 97 756.5 SALE 1500 756.5 PURCHASE 2000 756.5 PURCHASE 1943 756.5 SALE 2900 757 SALE 774 757 PURCHASE 900 757 PURCHASE 2508 757 PURCHASE 2863 757 PURCHASE 681 757 PURCHASE 5000 757 PURCHASE 89 757 PURCHASE 984 757 SALE 1500 757 SALE 1073 757 SALE 1952 757 SALE 344 757 SALE 485 757 SALE 300 757.5 SALE 342 757.5 SALE 814 757.5 SALE 1073 757.5 SALE 1411 757.5 PURCHASE 8336 757.5 SALE 3393 757.5 PURCHASE 312 758 PURCHASE 668 758 PURCHASE 5520 758 PURCHASE 3000 758 PURCHASE 709 758 PURCHASE 1595 758 SALE 144 758 SALE 2763 758 SALE 1600 758 SALE 322 758.5 SALE 5764 758.5 SALE 261 758.5 PURCHASE 1720 758.5 PURCHASE 649 758.5 PURCHASE 1671 758.5 PURCHASE 722 758.5 PURCHASE 637 758.5 PURCHASE 150 758.5 SALE 517 759 SALE 178 759 PURCHASE 620 760 PURCHASE 670 760 PURCHASE 503 760 PURCHASE 3000 760 PURCHASE 558 760 PURCHASE 602 760 PURCHASE 5153 760 PURCHASE 1263 760 PURCHASE 240 760 PURCHASE 724 760 PURCHASE 720 760 PURCHASE 608 760 PURCHASE 626 760 SALE 275 760 SALE 349 760 SALE 195 760 PURCHASE 7835 760 PURCHASE 5000 760 PURCHASE 2842 760.5 PURCHASE 546 760.5 PURCHASE 601 760.5 PURCHASE 1098 760.5 PURCHASE 538 760.5 PURCHASE 695 761 PURCHASE 2500 761 PURCHASE 579 761 PURCHASE 666 761 SALE 344 761 PURCHASE 2500 762 PURCHASE 626 762 PURCHASE 570 762 PURCHASE 574 762 SALE 403 763.5 SALE 186 763.5 SALE 1712 764.5 SALE 166 764.5 SALE 38 768 SALE 26 769.5 SALE 3990 770 SALE 1000 770 SALE 2500 770 SALE 19 770.5 SALE 1200 770.5 SALE 63 770.5 SALE 526 771 SALE 50 771 SALE 3400 773 SALE 1430 773 SALE 814 773.5 SALE 748 774 SALE 1441 774 SALE 1391 774 PURCHASE 159 776.5 SALE 1733 776.5 SALE 237 776.5 SALE 772 777 SALE 463 777 SALE 265 777 SALE 4186 777 SALE 1500 777 SALE 801 777.5 SALE 654 778.5 SALE 1000 779 SALE 500 779 SALE 246 779 SALE 376 779 SALE 1885 779.5 SALE 751 779.5 SALE 4300 779.5 SALE 274 779.5 PURCHASE 5000 780 PURCHASE 2243 780 SALE 8000 780 SALE 519 780 SALE 1500 780 SALE 6307 780 SALE 1500 780 SALE 519 780 SALE 2100 780 SALE 566 781 PURCHASE 6467 781.5 SALE 1230 782.5 PURCHASE 717 782.5 SALE 7010 783 SALE 109 783 PURCHASE 1720 784 PURCHASE 3695 784 SALE 829 784 SALE 528 784 SALE 1400 784 PURCHASE 4500 784.5 PURCHASE 11501 784.5 PURCHASE 1717 785 SALE 8000 786 PURCHASE 12658 790 PURCHASE 5000 793 PURCHASE 3000 793 PURCHASE 2500 793 TOTAL PURCHASES 180,120 TOTAL SALES 179,970 (b) Derivatives transactions (other than options)Product name, e.g Long/short (Note 5) Number of securities Price per unitCFD (Note 6) (Note 4) (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname,e.g. selling, securities price American, date money paid/call purchasing, to which the European received peroption varying etc option etc. unit (Note relates 4) (Note 6) (ii) Exercising Product name, e.g. call Number of securities Exercise price per unitoption (Note 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction Details Price per unit (if applicable)(Note 7) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. .............................................................................. .............................................................................. Is a Supplemental Form 38.5(b) attached? (Note 8) NO Date of disclosure 24 JANUARY 2008Contact name LOUISE ROBINSONTelephone number 020 7567 8762Name of offeree/offeror with which connected Close Brothers Group PlcNature of connection (Note 9) CONNECTED ADVISER Notes The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
Close Bros