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FORM 38.5 (b)
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DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
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WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
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BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
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(Rule 38.5(b) of the Takeover Code)
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1. KEY INFORMATION
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Name of exempt principal trader
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Credit Suisse Equities (Australia) Limited
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Company dealt in
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Rio Tinto Limited
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Class of relevant security to which the dealings being disclosed relate (Note 1)
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Ordinary Shares
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Date of dealing
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06-10-2008
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2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
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(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)
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Long
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Short
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Number
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(%)
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Number
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(%)
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(1) Relevant securities
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1295382
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0.292
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(2) Derivatives (other than options)
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(3) Options and agreements to purchase/sell
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Total
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1295382
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0.292
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(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)
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Class Of Relevant Security : Ordinary Shares
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Long
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Short
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(1) Relevant Securities
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(2) Derivatives (other than options)
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(3) Options and agreements to purchasesell
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Total
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(c) Rights to subscribe (Note 2)
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Class of relevant security:
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Details
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3. DEALINGS (Note 3)
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(a) Purchases and sales
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Purchase/sale
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Number of securities
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Price per unit (Note 4)
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Purchase
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50
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84.50
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Purchase
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1,000
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84.60
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Purchase
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90
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84.60
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Purchase
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1,830
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84.60
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Purchase
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164
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84.54
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Purchase
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338
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84.52
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Purchase
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78
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84.52
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Purchase
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100
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85.60
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Purchase
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100
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85.33
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Purchase
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50
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86.89
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Purchase
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50
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86.32
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Purchase
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50
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86.28
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Purchase
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100
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86.25
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Purchase
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15
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86.04
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Purchase
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18
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86.03
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Purchase
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12
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86.03
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Purchase
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55
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86.03
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Purchase
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150
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86.07
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Purchase
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50
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85.90
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Purchase
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57,859
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93.53
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Sale
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300
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84.48
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Sale
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-300
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84.48
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Sale
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-80
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84.48
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Sale
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-4,206
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84.48
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Sale
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-100
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85.61
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Sale
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-94
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85.15
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Sale
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-6
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85.15
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Sale
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-56
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85.50
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Sale
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-22
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85.50
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Sale
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-100
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85.50
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Sale
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-44
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85.50
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Sale
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-25
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85.50
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Sale
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-100
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85.50
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Sale
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-7
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85.50
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Sale
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-110
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85.50
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Sale
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-500
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85.50
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Sale
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-69
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85.50
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Sale
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-200
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85.50
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Sale
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-300
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85.50
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Sale
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-64
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85.50
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Sale
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-116
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85.50
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Sale
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-170
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85.50
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Sale
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-50
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85.50
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Sale
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-12
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85.50
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Sale
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-47
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85.50
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Sale
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-58
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85.50
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Sale
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-80
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85.50
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Sale
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-100
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85.50
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Sale
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-100
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85.50
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Sale
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-90
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85.50
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Sale
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-35
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85.50
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Sale
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-116
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85.50
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Sale
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-29
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85.50
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Sale
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-200
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85.50
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Sale
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-61
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85.50
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Sale
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-184
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85.60
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Sale
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-500
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85.60
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Sale
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-3,000
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85.63
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Sale
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-10
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85.80
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Sale
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-200
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85.80
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Sale
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-500
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85.80
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Sale
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-100
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85.80
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Sale
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-230
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85.80
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Sale
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-60
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85.80
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Sale
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-50
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85.80
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Sale
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-300
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85.80
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Sale
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-250
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85.80
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Sale
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-50
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85.80
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Sale
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-250
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85.80
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Sale
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-340
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86.25
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Sale
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-138
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86.25
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Sale
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-850
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86.25
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Sale
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-57
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86.40
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Sale
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-60
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86.40
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Sale
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-15
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86.40
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Sale
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-190
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86.40
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Sale
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-113
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86.40
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Sale
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-500
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86.40
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Sale
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-9
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86.40
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Sale
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-908
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86.40
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Sale
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-148
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86.40
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Sale
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-111
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86.50
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Sale
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-2
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86.51
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Sale
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-35
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86.51
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Sale
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-5
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86.51
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Sale
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-170
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86.51
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Sale
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-66
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86.51
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Sale
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-4,487
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86.51
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Sale
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-3,000
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86.52
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Sale
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-235
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86.54
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Sale
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-40
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86.80
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Sale
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-10
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86.81
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Sale
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-50
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86.81
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Sale
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-300
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84.48
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TOTAL BUYS:62159
TOTAL SELLS:24870
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(b) Derivatives transactions (other than options)
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Product name, e.g. CFD
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Long/short (Note 5)
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Number of securities (Note 6)
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Price per unit (Note 4)
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(c) Options transactions in respect of existing securities
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(i) Writing, selling, purchasing or varying
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Product name,e.g. call option
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Writing, selling, purchasing, varying etc.
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Number of securities to which the option relates (Note 6)
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Exercise price
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Type, e.g. American, European etc.
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Expiry date
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Option money paid/received per unit (Note 4)
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(ii) Exercising
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Product name, e.g. call option
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Number of securities
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Exercise price per unit (Note 4)
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(d) Other dealings (including new securities) (Note 3)
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Nature of transaction (Note 7)
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Details
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Price per unit (if applicable) (Note 4)
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4. OTHER INFORMATION
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Agreements, arrangements or understandings relating to options or derivatives
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Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
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Is a Supplemental Form 38.5(b) attached? (Note 8) No
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Date of disclosure
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07-10-2008
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Contact name
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Simon Crawley; Carolyn Collins
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Telephone number
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44 20 7888 5416
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Name of offeree/offeror with which connected
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Rio Tinto Plc
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Nature of connection (Note 9)
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ADVISOR
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Notes
The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk.
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