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EPT Disclosure

27th Jun 2008 09:33

RNS Number : 6994X
Deutsche Bank AG
27 June 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

26/06/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

433,094  0.09%

-2,132,245   -0.47

(2) Derivatives (other than options)

1,026,472  0.22%

-633,094  -0.14

(3) Options and agreements to purchase/sell

1,388,000 0.30%

-1,425,000   -0.31

Total

2,847,566 0.61% 

-4,190,339   -0.92

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

1076

135.39

Purchase

82

135.40

Purchase

198

135.41

Purchase

88

135.42

Purchase

358

135.43

Purchase

359

135.44

Purchase

459

135.45

Purchase

718

135.46

Purchase

717

135.47

Purchase

627

135.48

Purchase

1112

135.49

Purchase

3943

135.50

Purchase

370

135.51

Purchase

294

135.52

Purchase

1269

135.53

Purchase

833

135.54

Purchase

827

135.55

Purchase

358

135.56

Purchase

2510

135.57

Purchase

634

135.58

Purchase

1063

135.60

Purchase

312

135.61

Purchase

1850

135.62

Purchase

57

135.63

Purchase

1105

135.64

Purchase

2295

135.65

Purchase

1285

135.66

Purchase

430

135.67

Purchase

1335

135.68

Purchase

1929

135.69

Purchase

3194

135.70

Purchase

607

135.71

Purchase

280

135.72

Purchase

75

135.72

Purchase

312

135.73

Purchase

53

135.74

Purchase

1986

135.75

Purchase

87

135.76

Purchase

1524

135.77

Purchase

3865

135.78

Purchase

4215

135.79

Purchase

7636

135.80

Purchase

409

135.81

Purchase

977

135.82

Purchase

1760

135.83

Purchase

714

135.84

Purchase

1031

135.85

Purchase

494

135.86

Purchase

251

135.87

Purchase

1582

135.88

Purchase

135

135.89

Purchase

1927

135.90

Purchase

15606

135.91

Purchase

1253

135.92

Purchase

3328

135.93

Purchase

1828

135.94

Purchase

1634

135.95

Purchase

682

135.96

Purchase

2696

135.97

Purchase

1688

135.98

Purchase

1503

135.99

Purchase

1332

135.99

Purchase

4550

136.00

Purchase

1204

136.01

Purchase

956

136.02

Purchase

1157

136.03

Purchase

573

136.04

Purchase

117

136.05

Purchase

448

136.06

Purchase

1867

136.07

Purchase

1874

136.08

Purchase

359

136.09

Purchase

1465

136.10

Purchase

536

136.11

Purchase

197

136.12

Purchase

2106

136.13

Purchase

756

136.14

Purchase

783

136.15

Purchase

1255

136.16

Purchase

632

136.17

Purchase

8242

136.18

Purchase

390

136.19

Purchase

1920

136.20

Purchase

1554

136.21

Purchase

1962

136.22

Purchase

3269

136.23

Purchase

1315

136.24

Purchase

2644

136.25

Purchase

1055

136.26

Purchase

2783

136.27

Purchase

1392

136.28

Purchase

1964

136.29

Purchase

2619

136.30

Purchase

492

136.31

Purchase

108

136.32

Purchase

185

136.33

Purchase

247

136.34

Purchase

717

136.35

Purchase

288

136.36

Purchase

857

136.37

Purchase

336

136.38

Purchase

1194

136.39

Purchase

3347

136.40

Purchase

56

136.41

Purchase

548

136.42

Purchase

967

136.43

Purchase

957

136.44

Purchase

422

136.45

Purchase

338

136.46

Purchase

359

136.47

Purchase

1094

136.49

Purchase

4223

136.50

Purchase

51

136.51

Purchase

7

136.52

Purchase

827

136.53

Purchase

840

136.55

Purchase

504

136.56

Purchase

392

136.57

Purchase

762

136.58

Purchase

293

136.59

Purchase

1760

136.60

Purchase

1479

136.63

Purchase

193

136.65

Purchase

382

136.66

Purchase

795

136.67

Purchase

93

136.68

Purchase

54

136.69

Purchase

617

136.70

Purchase

23

136.71

Purchase

538

136.72

Purchase

645

136.76

Purchase

43

136.77

Purchase

841

136.78

Purchase

1469

136.79

Purchase

1101

136.80

Purchase

179

136.81

Purchase

351

136.82

Purchase

835

136.83

Purchase

402

136.85

Purchase

27

136.86

Purchase

254

136.90

Purchase

359

136.96

Purchase

1105

136.98

Purchase

1076

136.99

Purchase

330

137.02

Purchase

449

137.03

Purchase

92

137.06

Purchase

181

137.10

Purchase

178

137.11

Purchase

717

137.14

Purchase

136

137.29

Purchase

894

137.30

Purchase

181

137.32

Purchase

87

137.36

Purchase

718

137.70

Purchase

3956

139.37

TOTAL PURCHASE

188,052

Sale

28

135.58

Sale

123

135.60

Sale

116

135.62

Sale

504

135.63

Sale

1

135.68

Sale

6

135.71

Sale

47

135.72

Sale

13

135.73

Sale

2

135.74

Sale

170

135.76

Sale

73

135.77

Sale

72

135.78

Sale

142

135.79

Sale

350

135.80

Sale

21

135.81

Sale

27

135.82

Sale

517

135.83

Sale

75

135.84

Sale

21

135.85

Sale

65

135.86

Sale

3

135.87

Sale

468

135.88

Sale

69

135.89

Sale

300

135.90

Sale

90

135.91

Sale

27

135.92

Sale

22

135.93

Sale

48

135.95

Sale

77

135.96

Sale

265

135.97

Sale

76

135.98

Sale

34

135.99

Sale

118

136.00

Sale

139

136.01

Sale

116

136.02

Sale

15

136.03

Sale

49

136.04

Sale

26

136.05

Sale

243

136.06

Sale

151

136.07

Sale

169

136.08

Sale

61

136.10

Sale

2221

136.11

Sale

104

136.12

Sale

254

136.13

Sale

118

136.14

Sale

219

136.16

Sale

92

136.17

Sale

1569

136.18

Sale

107

136.19

Sale

217

136.20

Sale

273

136.21

Sale

108

136.22

Sale

97

136.23

Sale

217

136.25

Sale

148

136.26

Sale

131

136.27

Sale

323

136.28

Sale

30

136.29

Sale

201

136.30

Sale

256

136.31

Sale

28

136.32

Sale

128

136.34

Sale

168

136.36

Sale

95

136.37

Sale

5

136.38

Sale

119

136.39

Sale

40

136.43

Sale

257

136.44

Sale

7

136.45

Sale

34

136.46

Sale

153

136.48

Sale

20

136.49

Sale

6101

136.50

Sale

7

136.52

Sale

117

136.56

Sale

34

136.57

Sale

110

136.58

Sale

209

136.60

Sale

19

136.73

Sale

43

136.74

Sale

30

136.76

Sale

15

136.77

Sale

21

136.78

Sale

186

136.79

Sale

188

136.80

Sale

3956

139.37

Sale

100000

140.00

TOTAL SALES

123,714

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

28

135.58

CFD

Long

123

135.60

CFD

Long

50

135.62

CFD

Long

504

135.63

CFD

Long

134

135.76

CFD

Long

66

135.77

CFD

Long

150

135.83

CFD

Long

300

135.90

CFD

Long

265

135.97

CFD

Long

90

136.00

CFD

Long

130

136.07

CFD

Long

2221

136.11

CFD

Long

90

136.18

CFD

Long

142

136.28

CFD

Long

6101

136.50

CFD

Short

82

135.40

CFD

Short

88

135.42

CFD

Short

258

135.45

CFD

Short

107

135.48

CFD

Short

35

135.49

CFD

Short

205

135.50

CFD

Short

161

135.51

CFD

Short

136

135.52

CFD

Short

110

135.53

CFD

Short

116

135.54

CFD

Short

109

135.55

CFD

Short

45

135.58

CFD

Short

45

135.60

CFD

Short

181

135.61

CFD

Short

27

135.62

CFD

Short

57

135.63

CFD

Short

29

135.64

CFD

Short

143

135.65

CFD

Short

201

135.66

CFD

Short

71

135.67

CFD

Short

258

135.68

CFD

Short

82

135.69

CFD

Short

284

135.70

CFD

Short

195

135.71

CFD

Short

175

135.72

CFD

Short

75

135.72

CFD

Short

242

135.73

CFD

Short

21

135.75

CFD

Short

103

135.77

CFD

Short

76

135.78

CFD

Short

274

135.79

CFD

Short

72

135.80

CFD

Short

289

135.81

CFD

Short

159

135.82

CFD

Short

289

135.83

CFD

Short

115

135.85

CFD

Short

105

135.86

CFD

Short

190

135.87

CFD

Short

33

135.88

CFD

Short

89

135.90

CFD

Short

71

135.91

CFD

Short

132

135.93

CFD

Short

187

135.94

CFD

Short

108

135.95

CFD

Short

3

135.96

CFD

Short

687

135.97

CFD

Short

103

135.98

CFD

Short

133

135.99

CFD

Short

1332

135.99

CFD

Short

187

136.00

CFD

Short

132

136.01

CFD

Short

53

136.02

CFD

Short

72

136.03

CFD

Short

184

136.04

CFD

Short

130

136.11

CFD

Short

72

136.12

CFD

Short

38

136.14

CFD

Short

66

136.15

CFD

Short

297

136.16

CFD

Short

785

136.18

CFD

Short

121

136.20

CFD

Short

36

136.21

CFD

Short

31

136.23

CFD

Short

262

136.25

CFD

Short

142

136.26

CFD

Short

93

136.27

CFD

Short

116

136.29

CFD

Short

71

136.30

CFD

Short

84

136.31

CFD

Short

69

136.32

CFD

Short

76

136.37

CFD

Short

224

136.38

CFD

Short

61

136.40

CFD

Short

45

136.44

CFD

Short

201

136.50

CFD

Short

51

136.51

CFD

Short

363

136.53

CFD

Short

59

136.55

CFD

Short

293

136.59

CFD

Short

101

136.63

CFD

Short

294

136.67

CFD

Short

23

136.71

CFD

Short

43

136.77

CFD

Short

536

136.79

CFD

Short

75

136.90

CFD

Short

449

137.03

CFD

Short

92

137.06

CFD

Short

136

137.29

CFD

Short

87

137.36

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

27/06/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 7804

 

Name of offeree/offeror with which connected

Rio Tinto plc

 

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
EMMFRMPTMMJTMBP

Related Shares:

Rio Tinto
FTSE 100 Latest
Value9,157.74
Change18.84