21st Jan 2008 13:29
Deutsche Bank AG London21 January 2008 FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG LondonCompany dealt in BHP Billiton PlcClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 18/01/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP2,934,873 14.04 13.38 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP2,749,060 14.05 13.39 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3) e.g. CFD GBP CFD Long 363000 13.674 CFD Long 110800 13.748243 CFD Long 67500 13.8192 CFD Long 3170 13.826611 CFD Long 121465 13.87165 CFD Long 10103 13.78 CFD Long 52254 13.73924 CFD Long 55381 13.9674 CFD Long 188967 13.651135 CFD Long 273407 13.7509 CFD Short 763294 13.5611 CFD Short 262 13.6934 CFD Short 97127 13.700912 CFD Short 132000 13.7205357 CFD Short 14916 13.904901 CFD Short 8646 13.9145009 CFD Short 40676 13.951247 CFD Short 7031 14.0181 CFD Short 7394 13.9699 CFD Short 11925 13.8806 CFD Short 44237 13.818169 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 21/01/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 6) Connected Advisor to Offeree Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG LondonCompany dealt in Rio Tinto PlcClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 18/01/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP930,161 47.7299 45.69 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) GBP GBP1,754,960 48.00 45.18 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3) e.g. CFD GBPCFD Long 231301 46.2933CFD Long 750 46.54CFD Long 32000 46.6132022CFD Long 500000 47.09606CFD Long 1500 47.2772CFD Long 110000 47.4745CFD Long 1312 46.964932CFD Long 3255 47CFD Long 5854 46.2228CFD Long 15000 46.902926CFD Long 24462 47.2433CFD Long 35195 47.127195CFD Long 120764 47.0277CFD Short 75 46.6CFD Short 75 46.62CFD Short 75 46.63CFD Short 75 46.66CFD Short 3106 47.8123CFD Short 3266 47.6478CFD Short 5267 47.343CFD Short 17000 46.591119CFD Short 17000 46.6843CFD Short 54151 46.657024CFD Short 1000 45.88625CFD Short 82 46.5166CFD Short 40000 46.8752CFD Short 911 46.87683CFD Short 21086 46.88285CFD Short 110000 47.05CFD Short 3644 47.158106CFD Short 110000 47.2046CFD Short 3644 47.2701CFD Short 912 47.2944CFD Short 2794 47.36119CFD Short 85941 47.40809CFD Short 2400 47.7299 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. Date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 21/01/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 6) Connected Advisor to Offeree Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG LondonCompany dealt in BHP Billiton LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 18/01/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) AUD AUD125,128 34.8 34.47 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) AUD AUD66,000 34.672014 34.672014 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3) e.g. CFD AUDCFD Short 21,128 34.47 (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 21/01/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 6) Connected Advisor to Offeree Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk FORM 38.5(a) DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(a) of the Takeover Code) 1. KEY INFORMATION Name of exempt principal trader Deutsche Bank AG LondonCompany dealt in Rio Tinto LimitedClass of relevant security to which the Ordinarydealings being disclosed relate (Note 1) Date of dealing 18/01/2008 2. DEALINGS (Note 2) (a) Purchases and sales Total number of securities purchased Highest price paid (Note 3) Lowest price paid (Note 3) AUD AUD320,780 120.3009 111.3591 Total number of securities sold Highest price paid (Note 3) Lowest price paid (Note 3) AUD AUD384,512 124 111.136382 (b) Derivatives transactions (other than options) Product name, Long/short (Note 4) Number of securities (Note 5) Price per unit (Note 3) e.g. CFD AUD (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, selling, Number of securities Exercise Type, e.g. Expiry Option money purchasing, to which the option American,e.g. call option varying etc. relates (Note 5) price European etc. date paid/received per unit (Note 3) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 3) 3. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Date of disclosure 21/01/2008 Contact name Kelly-Jade Ledwich Telephone number 020 7545 7804 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 6) Connected Advisor to Offeree Notes The Notes on Form 38.5(a) can be viewed on the Takeover Panel's website atwww.thetakeoverpanel.org.uk This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP GroupRio Tinto