6th Feb 2008 11:29
Macquarie Group Limited06 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank Limited Company dealt in BHP Billiton Limited Class of relevant security to which the Ordinary shares ISIN: AU000000BHP4dealings being disclosed relate (Note 1) Date of dealing 5 February 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class ofrelevant security dealt in (Note 2) Long Short Number Number (%) (%) (1) Relevant securities 8,415,976 0.25% (2) Derivatives (other than options) 11,379 0.00% (3) Options and agreements to purchase/sell 6,692,070 0.29% Total 11,379 0.00% 15,108,046 0.45% (b) Interests and short positions in relevant securities of the company,other than the class dealt in (Note 2) Class of relevant security: Long Short Number Number (%) (%) (1) Relevant securities (2) Derivatives (other than options) (3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4) See Part 2 - Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note 5) Number of securities (Note 6) Price per unit (Note 4)e.g. CFD See Part 2 - Annexure B (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product name, Writing, Number of securities Exercise Type, e.g. Expiry Option money selling, to which the option American,e.g. call option purchasing, relates (Note 6) price European etc. date paid/received varying etc. per unit (Note 4) (ii) Exercising Product name, e.g. call option Number of securities Exercise price per unit (Note 4) Stock Borrow 3175000 Stock Loans 524Collateral Delivered 130000Collateral Received 80000Collateral Received Returns 150000 (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the person disclosing and any other person relatingto the voting rights of any relevant securities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form isreferenced. If none, this should be stated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES/NO Date of disclosure 6 February 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto Plc Nature of connection (Note 9) Connected principal trader SUPPLEMENTAL FORM 38.5(b) FOR BHP BILLITON LIMITED DETAILS OF OPEN POSITIONS (2/2) Call/Put BuySell Quantity Strike Amer/Euro Expiry Put Option SELL -79894 23.78 European 20080430 Put Option SELL -2886 8.66 European 20080506 Put Option SELL -64019 24.8 European 20080519 Put Option SELL -5966 27.5 European 20080522 Put Option SELL -200000 32.76 European 20080610 Put Option SELL -3650 31.21 European 20080619 Put Option SELL -6139 32.452 European 20080620 Put Option SELL -19512 29.2125 European 20080620 Put Option SELL -2894 32.7643 European 20080620 Put Option SELL -2873 8.7 European 20080625 Put Option SELL -2997 31.69 European 20080625 Put Option SELL -2996 31.69 European 20080625 Put Option SELL -15247 31.15 European 20080625 Put Option SELL -1664 28.54 European 20080627 Put Option SELL -15407 30.83 European 20080627 Put Option SELL -2850 33.34 European 20080627 Put Option SELL -3171 29.95 European 20080627 Put Option SELL -3598 32.49 European 20080627 Put Option SELL -2862 33.19 European 20080627 Put Option SELL -3186 29.8 European 20080630 Put Option SELL -3225 29.45 European 20080630 Put Option SELL -3225 29.45 European 20080630 Put Option SELL -2861 33.18 European 20080630 Put Option SELL -2147 34.88 European 20080630 Put Option SELL -4410 34 European 20080630 Put Option SELL -3225 29.45 European 20080630 Put Option SELL -2910 32.62 European 20080630 Put Option SELL -2913 32.6 European 20080630 Put Option SELL -5733 29.07 European 20080630 Put Option SELL -3217 29.52 European 20080630 Put Option SELL -11577 32.78 European 20080630 Put Option SELL -10626 29.07 European 20080630 Put Option SELL -2904 34.51 European 20080630 Put Option SELL -2923 30.78 European 20080630 Put Option SELL -1432 33.15 European 20080630 Put Option SELL -26086 32.78 European 20080630 Put Option SELL -43302 32.91 European 20080630 Put Option SELL -2865 34.89 European 20080630 Put Option SELL -14330 33.15 European 20080630 Put Option SELL -14331 33.15 European 20080630 Put Option SELL -2195 29.78 European 20080630 Put Option SELL -5685 33.38 European 20080630 Put Option SELL -2851 35.07 European 20080630 Put Option SELL -8515 33.46 European 20080630 Put Option SELL -7100 33.46 European 20080630 Put Option SELL -2851 35.07 European 20080630 Put Option SELL -3568 28.13 European 20080630 Put Option SELL -3658 33.28 European 20080630 Put Option SELL -2861 33.18 European 20080630 Put Option SELL -5707 33.193 European 20080630 Put Option SELL -8583 34.95 European 20080630 Put Option SELL -8588 33.193 European 20080630 Put Option SELL -5724 33.193 European 20080630 Put Option SELL -2863 33.18 European 20080630 Put Option SELL -1435 33.07 European 20080630 Put Option SELL -2916 34.29 European 20080630 Put Option SELL -14582 29.07 European 20080630 Put Option SELL -5973 7.9515 European 20080701 Put Option SELL -6375 29.8 European 20080701 Put Option SELL -3038 31.23 European 20080701 Put Option SELL -6374 29.8 European 20080701 Put Option SELL -2997 31.69 European 20080701 Put Option SELL -5810 34.2482 European 20080702 Put Option SELL -3768 34.5 European 20080702 Put Option SELL -2856 35.01 European 20080702 Put Option SELL -5704 35.13 European 20080702 Put Option SELL -11402 35.15 European 20080702 Put Option SELL -2825 33.611 European 20080703 Put Option SELL -7064 33.6395 European 20080703 Put Option SELL -15903 29.8424 European 20080703 Put Option SELL -10035 29.127 European 20080703 Put Option SELL -4291 33.1863 European 20080703 Put Option SELL -2871 33.07 European 20080703 Put Option SELL -7229 32.851 European 20080703 Put Option SELL -7307 33.3355 European 20080703 Put Option SELL -2825 33.611 European 20080703 Put Option SELL -10233 32.49 European 20080703 Put Option SELL -14442 32.87 European 20080703 Put Option SELL -2800 34.54 European 20080703 Put Option SELL -8923 34.53 European 20080703 Put Option SELL -2043 32.8225 European 20080703 Put Option SELL -71408 35.01 European 20080703 Put Option SELL -1785 35.01 European 20080703 Put Option SELL -2854 33.2785 European 20080703 Put Option SELL -7140 33.2595 European 20080703 Put Option SELL -17030 33.459 European 20080703 Put Option SELL -11718 33.2595 European 20080703 Put Option SELL -7136 33.2785 European 20080703 Put Option SELL -1428 33.2595 European 20080703 Put Option SELL -3560 33.383 European 20080703 Put Option SELL -7140 33.2595 European 20080703 Put Option SELL -28449 33.421 European 20080703 Put Option SELL -1071 33.2595 European 20080703 Put Option SELL -7140 33.2595 European 20080703 Put Option SELL -117082 33.3097 European 20080703 Put Option SELL -8478 33.611 European 20080703 Put Option SELL -11344 34.3883 European 20080703 Put Option SELL -2862 33.1863 European 20080703 Put Option SELL -14677 33.2025 European 20080703 Put Option SELL -1432 33.1075 European 20080703 Put Option SELL -725 32.775 European 20080703 Put Option SELL -8996 32.49 European 20080703 Put Option SELL -7240 32.8035 European 20080703 Put Option SELL -4500 34.53 European 20080703 Put Option SELL -8479 33.61 European 20080704 Put Option SELL -3049 31.15 European 20080704 Put Option SELL -2897 32.78 European 20080704 Put Option SELL -3036 31.28 European 20080707 Put Option SELL -2862 33.19 European 20080707 Put Option SELL -2912 32.6 European 20080707 Put Option SELL -1703 33.47 European 20080707 Put Option SELL -12866 31.66 European 20080709 Put Option SELL -17424 32.54 European 20080710 Put Option SELL -17424 33.29 European 20080710 Put Option SELL -18386 29.45 European 20080715 Put Option SELL -2589 30.56 European 20080715 Put Option SELL -2883 32.95 European 20080715 Put Option SELL -2589 30.56 European 20080715 Put Option SELL -1730 33.37 European 20080715 Put Option SELL -3554 36.89 European 20080715 Put Option SELL -2862 33.17 European 20080715 Put Option SELL -4285 33.26 European 20080715 Put Option SELL -3786 36.39 European 20080916 Put Option SELL -4368 32.6 European 20080930 Put Option SELL -14330 33.15 European 20081001 Put Option SELL -21598 43.99 European 20081023 Put Option SELL -5085 40.12 European 20081120 Put Option SELL -3005 28.21 European 20081120 Put Option SELL -3005 32.24 European 20081120 Put Option SELL -2481 38.29 European 20081126 Put Option SELL -11548 41.31 European 20081204 Put Option SELL -8275 41.33 European 20081212 Put Option SELL -3300 41.1 European 20081219 Put Option SELL -6410 39 European 20090113 Put Option SELL -5376 29.45 European 20090129 Put Option SELL -107710 44.1 European 20090421 Put Option SELL -43037 44.15 European 20090421 Put Option SELL -74181 44.82 European 20090421 Put Option SELL -37675 44.13 European 20090421 Put Option SELL -38589 43.08 European 20090421 Put Option SELL -19281 38.32 European 20090619 Put Option SELL -2756 34.43 European 20090630 Put Option SELL -5043 37.67 European 20090701 Put Option SELL -19272 41.51 European 20091116 Put Option SELL -20000 27.33 European 20100628 Put Option SELL -8281 39.85 European 20101220 Call Option BUY 27500 32.94 European 20080219 Call Option BUY 22219 34.62 European 20080304 Call Option BUY 44330 33.4145 European 20080314 Call Option BUY 17199 37.2875 European 20080410 Call Option BUY 79894 31.29 European 20080430 Call Option BUY 64019 38.58 European 20080519 Call Option BUY 5966 35.71 European 20080522 Call Option BUY 200000 37.68 European 20080610 Call Option BUY 6139 42.7 European 20080620 Call Option BUY 19512 39.975 European 20080620 Call Option BUY 2894 41.3864 European 20080620 Call Option BUY 2997 43.37 European 20080625 Call Option BUY 2996 43.37 European 20080625 Call Option BUY 15247 39.35 European 20080625 Call Option BUY 1664 37.55 European 20080627 Call Option BUY 15407 38.94 European 20080627 Call Option BUY 2850 42.11 European 20080627 Call Option BUY 3171 37.84 European 20080627 Call Option BUY 3598 41.04 European 20080627 Call Option BUY 2862 41.05 European 20080627 Call Option BUY 3186 37.64 European 20080630 Call Option BUY 3225 37.2 European 20080630 Call Option BUY 3225 37.51 European 20080630 Call Option BUY 2861 43.66 European 20080630 Call Option BUY 2147 40.11 European 20080630 Call Option BUY 4410 40.8 European 20080630 Call Option BUY 3225 35.65 European 20080630 Call Option BUY 2910 41.21 European 20080630 Call Option BUY 2913 39.47 European 20080630 Call Option BUY 5733 37.62 European 20080630 Call Option BUY 3217 36.97 European 20080630 Call Option BUY 11577 44.86 European 20080630 Call Option BUY 10626 40.21 European 20080630 Call Option BUY 2904 42.27 European 20080630 Call Option BUY 2923 39.33 European 20080630 Call Option BUY 1432 41.87 European 20080630 Call Option BUY 26086 40.38 European 20080630 Call Option BUY 43302 40.53 European 20080630 Call Option BUY 2865 42.74 European 20080630 Call Option BUY 14330 41.34 European 20080630 Call Option BUY 14331 41.34 European 20080630 Call Option BUY 2195 38.53 European 20080630 Call Option BUY 5685 42.16 European 20080630 Call Option BUY 2851 42.96 European 20080630 Call Option BUY 8515 45.79 European 20080630 Call Option BUY 7100 44.03 European 20080630 Call Option BUY 2851 42.96 European 20080630 Call Option BUY 3568 43.95 European 20080630 Call Option BUY 3658 40.28 European 20080630 Call Option BUY 2861 43.66 European 20080630 Call Option BUY 5707 43.675 European 20080630 Call Option BUY 8583 41.94 European 20080630 Call Option BUY 8588 41.928 European 20080630 Call Option BUY 5724 45.42 European 20080630 Call Option BUY 2863 45.41 European 20080630 Call Option BUY 1435 41.77 European 20080630 Call Option BUY 2916 39.43 European 20080630 Call Option BUY 14582 40.0853 European 20080630 Call Option BUY 5973 16.74 European 20080701 Call Option BUY 6375 37.64 European 20080701 Call Option BUY 3038 39.44 European 20080701 Call Option BUY 6374 37.64 European 20080701 Call Option BUY 2997 40.53 European 20080701 Call Option BUY 5810 39.3854 European 20080702 Call Option BUY 3768 39.68 European 20080702 Call Option BUY 2856 42.89 European 20080702 Call Option BUY 5704 40.4 European 20080702 Call Option BUY 11402 40.42 European 20080702 Call Option BUY 2825 42.456 European 20080703 Call Option BUY 7064 44.2625 European 20080703 Call Option BUY 15903 38.6381 European 20080703 Call Option BUY 10035 38.325 European 20080703 Call Option BUY 4291 41.9195 European 20080703 Call Option BUY 2871 41.77 European 20080703 Call Option BUY 7229 41.496 European 20080703 Call Option BUY 7307 43.8625 European 20080703 Call Option BUY 2825 42.456 European 20080703 Call Option BUY 10233 42.066 European 20080703 Call Option BUY 14442 41.52 European 20080703 Call Option BUY 2800 43.175 European 20080703 Call Option BUY 8923 43.1625 European 20080703 Call Option BUY 2043 41.46 European 20080703 Call Option BUY 71408 43.7625 European 20080703 Call Option BUY 1785 43.7625 European 20080703 Call Option BUY 2854 43.7875 European 20080703 Call Option BUY 7140 43.7625 European 20080703 Call Option BUY 17030 42.264 European 20080703 Call Option BUY 11718 43.7625 European 20080703 Call Option BUY 7136 43.7875 European 20080703 Call Option BUY 1428 42.012 European 20080703 Call Option BUY 3560 42.168 European 20080703 Call Option BUY 7140 43.7625 European 20080703 Call Option BUY 28449 43.975 European 20080703 Call Option BUY 1071 42.012 European 20080703 Call Option BUY 7140 43.7625 European 20080703 Call Option BUY 117082 43.8285 European 20080703 Call Option BUY 8478 42.456 European 20080703 Call Option BUY 11344 44.0875 European 20080703 Call Option BUY 2862 41.5786 European 20080703 Call Option BUY 14677 43.6875 European 20080703 Call Option BUY 1432 41.82 European 20080703 Call Option BUY 725 43.125 European 20080703 Call Option BUY 8996 42.75 European 20080703 Call Option BUY 7240 43.1625 European 20080703 Call Option BUY 4500 43.1625 European 20080703 Call Option BUY 8479 42.46 European 20080704 Call Option BUY 3049 39.35 European 20080704 Call Option BUY 2897 41.4 European 20080704 Call Option BUY 3036 38.86 European 20080707 Call Option BUY 2862 41.23 European 20080707 Call Option BUY 2912 41.18 European 20080707 Call Option BUY 1703 42.28 European 20080707 Call Option BUY 6433 42.22 European 20080709 Call Option BUY 17424 40.24 European 20080710 Call Option BUY 17424 41.38 European 20080710 Call Option BUY 18386 37.82 European 20080715 Call Option BUY 2589 38.6 European 20080715 Call Option BUY 2883 41.62 European 20080715 Call Option BUY 2589 38.6 European 20080715 Call Option BUY 1730 42.16 European 20080715 Call Option BUY 3554 46.6 European 20080715 Call Option BUY 2862 41.9 European 20080715 Call Option BUY 4285 41.31 European 20080715 Call Option BUY 3786 45.96 European 20080916 Call Option BUY 4368 41.18 European 20080930 Call Option BUY 14330 43.61 European 20081001 Call Option BUY 21598 55.56 European 20081023 Call Option BUY 5085 54.9 European 20081120 Call Option BUY 3005 56.42 European 20081120 Call Option BUY 3005 56.42 European 20081120 Call Option BUY 2481 48.76 European 20081126 Call Option BUY 11548 52.18 European 20081204 Call Option BUY 8275 52.2 European 20081212 Call Option BUY 3300 51.91 European 20081219 Call Option BUY 6410 48.75 European 20090113 Call Option BUY 5376 38.75 European 20090129 Call Option BUY 2756 47.11 European 20090630 Call Option BUY 5043 49.56 European 20090701 Put Option BUY 28572.00 70.49 (USD) European 20080215 Put Option SELL -28572.00 70.49 (USD) European 20080215 Annexure A Buy Sell Exec Quantity Exec Price BUY 5000.00 39.76 BUY 500.00 39.64 BUY 790.00 39.64 BUY 1255.00 39.64 BUY 1370.00 39.64 BUY 2641.00 39.64 BUY 2030.00 39.53 BUY 209.00 39.53 BUY 722.00 39.64 BUY 819.00 39.64 BUY 937.00 39.64 BUY 1250.00 39.64 BUY 600.00 39.64 BUY 06.00 39.64 BUY 3922.00 39.64 BUY 380.00 39.62 BUY 3423.00 39.62 BUY 5518.00 39.63 BUY 3228.00 39.64 BUY 280.00 39.64 BUY 5370.00 39.64 BUY 4741.00 39.63 BUY 83.00 39.62 BUY 6546.00 39.62 BUY 4980.00 39.64 BUY 20000.00 39.89 BUY 447.00 39.94 BUY 14553.00 39.94 BUY 1263.00 39.78 BUY 200.00 39.78 BUY 1000.00 39.78 BUY 14.00 39.78 BUY 75.00 39.78 BUY 250.00 39.78 BUY 260.00 39.78 BUY 3000.00 39.78 BUY 200.00 39.78 BUY 200.00 39.78 BUY 130.00 39.78 BUY 26.00 39.78 BUY 1000.00 39.78 BUY 84.00 39.78 BUY 2132.00 39.78 BUY 166.00 39.78 BUY 932.00 39.85 BUY 500.00 39.85 BUY 500.00 39.85 BUY 7354.00 39.90 BUY 461.00 39.90 BUY 757.00 39.90 BUY 250.00 39.90 BUY 1178.00 39.90 BUY 2000.00 39.80 BUY 6281.00 39.80 BUY 1719.00 39.80 BUY 4807.00 39.80 BUY 1960.00 39.80 BUY 233.00 39.80 BUY 486.00 39.80 BUY 489.00 39.80 BUY 03.00 40.10 BUY 3100.00 40.10 BUY 1000.00 40.10 BUY 1000.00 40.10 BUY 1500.00 40.10 BUY 100.00 40.10 BUY 84.00 40.10 BUY 500.00 40.10 BUY 2713.00 40.10 BUY 6511.00 40.02 BUY 3489.00 40.02 BUY 4949.00 39.95 BUY 5051.00 39.95 BUY 5000.00 39.80 BUY 5000.00 39.80 BUY 15.00 39.86 BUY 14.00 39.86 BUY 341.00 39.86 BUY 100.00 39.86 BUY 402.00 39.86 BUY 100.00 39.86 BUY 5000.00 39.82 BUY 235.00 39.91 BUY 1270.00 39.91 BUY 944.00 39.91 BUY 2000.00 39.95 BUY 200.00 39.95 BUY 3545.00 39.95 BUY 300.00 39.95 BUY 3545.00 39.95 BUY 84.00 40.01 BUY 485.00 40.01 BUY 1420.00 40.01 BUY 330.00 39.55 BUY 84.00 39.55 BUY 2371.00 39.62 BUY 15.00 39.62 BUY 15.00 39.62 BUY 258.00 39.62 BUY 88.00 39.62 BUY 469.00 39.62 BUY 104.00 39.66 BUY 193.00 39.66 BUY 500.00 39.66 BUY 83.00 39.62 BUY 5000.00 39.65 BUY 01.00 39.66 BUY 49.00 39.66 BUY 100.00 39.66 BUY 675.00 39.70 BUY 4325.00 39.70 BUY 99.00 39.77 BUY 7545.00 39.80 BUY 2455.00 39.80 BUY 3893.00 39.84 BUY 1107.00 39.84 BUY 267.00 39.75 BUY 365.00 39.75 BUY 2011.00 39.70 BUY 7300.00 39.75 BUY 57.00 39.75 BUY 241.00 39.65 BUY 600.00 39.79 BUY 1400.00 39.79 BUY 218.00 40.08 BUY 440.00 40.08 BUY 1800.00 40.08 BUY 1542.00 40.08 BUY 109.00 39.82 BUY 238.00 39.82 BUY 450.00 39.82 BUY 4192.00 39.82 BUY 950.00 39.83 BUY 1348.00 39.87 BUY 45.00 39.87 BUY 1000.00 39.87 BUY 1411.00 39.87 BUY 936.00 39.77 BUY 11.00 39.76 BUY 2797.00 39.77 BUY 223.00 39.84 BUY 231.00 39.84 BUY 87.00 39.84 BUY 1357.00 39.84 BUY 238.00 39.83 BUY 417.00 39.76 BUY 3337.00 39.77 BUY 75.00 39.77 BUY 84.00 39.77 BUY 258.00 39.77 BUY 800.00 39.71 BUY 895.00 39.71 BUY 500.00 39.71 BUY 300.00 39.71 BUY 500.00 39.71 BUY 175.00 39.71 BUY 148.00 39.71 BUY 398.00 39.85 BUY 500.00 39.81 BUY 250.00 39.81 BUY 1898.00 39.75 BUY 116.00 39.83 BUY 468.00 39.83 BUY 58.00 39.78 BUY 15.00 39.78 BUY 15.00 39.78 BUY 332.00 39.78 BUY 12.00 39.78 BUY 58.00 39.78 BUY 74.00 39.78 BUY 83.00 39.78 BUY 166.00 39.78 BUY 20.00 39.78 BUY 112.00 39.78 BUY 35.00 39.78 BUY 202.00 39.78 BUY 90.00 39.78 BUY 148.00 39.78 BUY 260.00 39.78 BUY 3569.00 39.80 BUY 113.00 39.80 BUY 829.00 39.80 BUY 237.00 39.80 BUY 237.00 39.78 BUY 18.00 39.78 BUY 96.00 39.78 BUY 1785.00 39.78 BUY 500.00 39.65 BUY 250.00 39.65 BUY 4035.00 39.75 BUY 474.00 39.75 BUY 250.00 39.74 BUY 250.00 39.74 BUY 245.00 39.70 BUY 623.00 39.70 BUY 815.00 39.77 BUY 4586.00 39.77 BUY 159.00 39.77 BUY 01.00 39.77 BUY 3797.00 39.77 BUY 289.00 39.74 BUY 3167.00 39.70 BUY 1572.00 39.70 BUY 74.00 39.69 BUY 337.00 39.59 BUY 1957.00 39.69 BUY 15.00 39.69 BUY 15.00 39.69 BUY 85.00 39.69 BUY 590.00 39.69 BUY 1892.00 39.65 BUY 3545.00 39.73 BUY 690.00 39.73 BUY 2398.00 39.73 BUY 3283.00 39.65 BUY 268.00 39.65 BUY 1176.00 39.90 BUY 2000.00 39.90 BUY 324.00 40.09 BUY 55.00 40.09 BUY 70.00 40.09 BUY 1133.00 40.09 BUY 350.00 40.03 BUY 200.00 40.03 BUY 664.00 40.05 BUY 2301.00 40.07 BUY 3117.00 39.92 BUY 89.00 39.92 BUY 1374.00 39.95 BUY 3387.00 39.95 BUY 237.00 39.97 BUY 01.00 39.97 BUY 149.00 39.96 BUY 251.00 39.92 BUY 15.00 39.92 BUY 15.00 39.92 BUY 665.00 39.92 BUY 482.00 39.92 BUY 1572.00 39.92 BUY 1242.00 39.69 BUY 65.00 39.69 BUY 150.00 39.69 BUY 699.00 39.62 BUY 79.00 39.77 BUY 587.00 39.77 BUY 254.00 39.77 BUY 919.00 39.71 BUY 10.00 39.82 BUY 31.00 39.82 BUY 128.00 39.82 BUY 31.00 39.82 BUY 1249.00 39.68 BUY 1751.00 39.68 BUY 5000.00 39.65 BUY 22.00 39.72 BUY 600.00 39.60 BUY 31.00 39.76 BUY 300.00 39.67 BUY 642.00 39.97 BUY 1358.00 39.97 BUY 100.00 40.10 BUY 100.00 40.10 BUY 700.00 40.10 BUY 500.00 39.90 BUY 4098.00 39.72 BUY 1934.00 39.72 BUY 500.00 39.72 BUY 827.00 39.72 BUY 2641.00 39.72 BUY 8000.00 39.52 BUY 1000.00 39.52 BUY 1000.00 39.52 BUY 2139.00 39.67 BUY 2861.00 39.67 BUY 1743.00 39.65 BUY 2060.00 39.65 BUY 1197.00 39.65 BUY 5000.00 39.85 BUY 3945.00 39.85 BUY 1055.00 39.85 BUY 42574.00 71.01 BUY 67205.00 65.75 BUY 800.00 69.88 BUY 100.00 69.88 BUY 200.00 69.89 BUY 100.00 69.90 BUY 100.00 69.90 BUY 100.00 69.90 BUY 100.00 69.88 BUY 100.00 69.90 BUY 700.00 69.90 BUY 200.00 69.90 BUY 800.00 69.90 BUY 100.00 69.90 BUY 1100.00 69.90 BUY 500.00 69.90 BUY 600.00 69.90 BUY 300.00 69.90 BUY 1200.00 69.90 BUY 300.00 69.90 BUY 100.00 69.90 BUY 300.00 69.87 BUY 100.00 69.87 BUY 200.00 69.87 BUY 200.00 69.90 BUY 100.00 69.89 BUY 100.00 69.90 BUY 400.00 69.89 BUY 100.00 69.89 BUY 200.00 69.41 BUY 200.00 69.41 BUY 100.00 69.42 BUY 400.00 69.43 BUY 300.00 69.43 BUY 400.00 69.43 BUY 100.00 69.43 BUY 100.00 69.43 BUY 100.00 69.43 BUY 400.00 69.43 BUY 300.00 69.43 BUY 92.00 69.43 BUY 08.00 69.43 BUY 100.00 69.43 BUY 17.00 70.88 BUY 100.00 70.89 BUY 100.00 70.89 BUY 100.00 70.89 BUY 100.00 70.89 BUY 400.00 70.89 BUY 100.00 70.89 BUY 100.00 70.89 BUY 100.00 70.90 BUY 400.00 70.89 BUY 100.00 70.89 BUY 400.00 70.89 BUY 200.00 70.90 BUY 183.00 70.90 BUY 100.00 70.89 BUY 500.00 70.90 SELL -250000.00 40.00 SELL -20000.00 39.80 SELL -1214.00 40.02 SELL -4802.00 40.01 SELL -300.00 40.01 SELL -300.00 40.01 SELL -900.00 40.01 SELL -400.00 40.00 SELL -1139.00 40.00 SELL -740.00 40.00 SELL -205.00 40.00 SELL -7080.00 40.00 SELL -2660.00 40.00 SELL -260.00 40.00 SELL -5932.00 39.90 SELL -400.00 39.90 SELL -500.00 39.90 SELL -2000.00 39.90 SELL -1168.00 39.90 SELL -5000.00 39.85 SELL -5000.00 39.85 SELL -8751.00 39.68 SELL -404.00 39.77 SELL -1249.00 39.68 SELL -318.00 39.77 SELL -404.00 39.77 SELL -8874.00 39.77 SELL -101.00 39.70 SELL -251.00 39.70 SELL -7000.00 39.70 SELL -637.00 39.70 SELL -2011.00 39.70 SELL -66.00 39.60 SELL -103.00 39.60 SELL -19.00 39.60 SELL -1000.00 39.60 SELL -687.00 39.60 SELL -30.00 39.60 SELL -3188.00 39.60 SELL -2619.00 39.60 SELL -640.00 39.60 SELL -48.00 39.60 SELL -1000.00 39.60 SELL -125.00 39.60 SELL -475.00 39.60 SELL -4000.00 39.70 SELL -40.00 39.70 SELL -104.00 39.70 SELL -104.00 39.70 SELL -1395.00 39.70 SELL -250.00 39.70 SELL -4107.00 39.70 SELL -2000.00 39.82 SELL -523.00 40.08 SELL -1477.00 40.08 SELL -1376.00 39.95 SELL -624.00 39.95 SELL -238.00 39.83 SELL -289.00 39.85 SELL -01.00 39.85 SELL -5940.00 39.85 SELL -3277.00 39.85 SELL -1077.00 39.87 SELL -500.00 39.81 SELL -3674.00 39.81 SELL -280.00 39.80 SELL -500.00 39.83 SELL -450.00 39.83 SELL -950.00 39.84 SELL -926.00 39.77 SELL -3318.00 39.71 SELL -1896.00 39.72 SELL -294.00 39.82 SELL -2688.00 39.80 SELL -170.00 39.80 SELL -466.00 39.80 SELL -251.00 39.61 SELL -29.00 39.61 SELL -08.00 39.61 SELL -626.00 39.61 SELL -919.00 39.61 SELL -1060.00 39.61 SELL -510.00 39.61 SELL -159.00 39.61 SELL -500.00 39.84 SELL -455.00 39.88 SELL -04.00 39.88 SELL -1459.00 39.97 SELL -960.00 39.97 SELL -625.00 39.97 SELL -1148.00 39.97 SELL -416.00 39.77 SELL -382.00 39.77 SELL -2845.00 39.72 SELL -1600.00 39.67 SELL -61.00 39.67 SELL -08.00 39.67 SELL -404.00 39.52 SELL -21.00 39.52 SELL -28.00 39.52 SELL -3124.00 39.52 SELL -4731.00 39.56 SELL -130.00 39.53 SELL -578.00 39.52 SELL -179.00 39.52 SELL -64.00 39.52 SELL -642.00 39.52 SELL -01.00 39.52 SELL -5000.00 39.52 SELL -237.00 39.67 SELL -3487.00 39.65 SELL -22.00 39.65 SELL -79.00 39.65 SELL -56.00 39.65 SELL -1095.00 39.65 SELL -475.00 39.82 SELL -951.00 39.75 SELL -92.00 39.75 SELL -382.00 39.75 SELL -500.00 39.69 SELL -37.00 39.68 SELL -48.00 39.68 SELL -21.00 39.68 SELL -815.00 39.68 SELL -155.00 39.69 SELL -271.00 39.69 SELL -1000.00 39.69 SELL -426.00 39.69 SELL -404.00 39.67 SELL -70.00 39.67 SELL -72.00 39.72 SELL -800.00 39.72 SELL -08.00 39.72 SELL -08.00 39.72 SELL -19.00 39.72 SELL -515.00 39.72 SELL -132.00 39.74 SELL -342.00 39.74 SELL -474.00 39.74 SELL -200.00 39.76 SELL -986.00 39.76 SELL -85.00 39.70 SELL -864.00 39.70 SELL -297.00 39.73 SELL -21.00 39.73 SELL -83.00 39.73 SELL -03.00 39.73 SELL -51.00 39.73 SELL -205.00 39.73 SELL -100.00 39.73 SELL -3917.00 39.73 SELL -06.00 39.73 SELL -42.00 39.73 SELL -175.00 39.73 SELL -3100.00 39.73 SELL -497.00 39.84 SELL -149.00 39.81 SELL -233.00 39.80 SELL -29.00 39.80 SELL -2738.00 39.80 SELL -805.00 39.90 SELL -789.00 40.08 SELL -500.00 40.08 SELL -300.00 40.08 SELL -300.00 40.08 SELL -21.00 40.08 SELL -250.00 40.08 SELL -3569.00 40.08 SELL -1910.00 40.08 SELL -657.00 40.05 SELL -2500.00 40.01 SELL -300.00 40.01 SELL -597.00 40.01 SELL -143.00 40.01 SELL -340.00 40.01 SELL -2510.00 39.92 SELL -124.00 39.94 SELL -14.00 39.94 SELL -357.00 39.94 SELL -1193.00 39.95 SELL -116.00 39.96 SELL -1578.00 39.95 SELL -64.00 39.89 SELL -2000.00 39.89 SELL -790.00 39.89 SELL -1904.00 39.91 SELL -5948.00 39.90 SELL -511.00 39.85 SELL -1154.00 39.85 SELL -1322.00 39.79 SELL -06.00 39.79 SELL -1030.00 39.79 SELL -654.00 39.79 SELL -2540.00 39.79 SELL -1246.00 39.80 SELL -06.00 39.79 SELL -466.00 39.79 SELL -1529.00 39.79 SELL -139.00 39.80 SELL -700.00 39.80 SELL -897.00 39.90 SELL -2500.00 39.89 SELL -348.00 40.04 SELL -322.00 39.97 SELL -989.00 39.93 SELL -667.00 39.97 SELL -986.00 39.91 SELL -40000.00 40.90 SELL -4000.00 74.45 SELL -500.00 39.89 SELL -2000.00 39.78 SELL -2200.00 39.71 SELL -1905.00 39.71 SELL -895.00 39.71 SELL -109.00 39.78 SELL -105.00 39.78 SELL -86.00 39.78 SELL -100.00 39.63 SELL -1100.00 39.77 SELL -5000.00 39.93 SELL -75.00 39.74 SELL -300.00 39.89 SELL -3000.00 39.91 SELL -500.00 39.88 SELL -200.00 39.81 SELL -200.00 39.82 SELL -600.00 39.97 SELL -150.00 39.91 SELL -2414.00 39.82 SELL -3000.00 39.82 SELL -3000.00 39.82 SELL -2226.00 39.82 SELL -10000.00 39.99 SELL -67205.00 65.75 SELL -100.00 70.95 SELL -1100.00 70.95 SELL -700.00 70.95 SELL -600.00 70.95 SELL -100.00 71.00 SELL -200.00 71.00 SELL -200.00 71.00 SELL -200.00 71.00 SELL -1700.00 71.00 SELL -100.00 71.00 SELL -100.00 71.05 SELL -100.00 71.05 SELL -100.00 71.05 SELL -100.00 71.05 SELL -200.00 71.05 SELL -100.00 71.05 SELL -200.00 70.90 SELL -1000.00 70.90 SELL -100.00 70.90 SELL -500.00 70.90 SELL -1500.00 71.00 SELL -100.00 70.21 SELL -100.00 70.20 SELL -100.00 70.20 SELL -100.00 70.20 SELL -300.00 70.20 SELL -100.00 70.20 SELL -200.00 70.20 SELL -200.00 70.18 SELL -100.00 70.18 SELL -100.00 70.18 SELL -200.00 70.18 SELL -100.00 70.18 SELL -400.00 70.18 SELL -300.00 70.18 SELL -100.00 70.18 SELL -100.00 70.18 SELL -100.00 70.18 SELL -200.00 70.18 SELL -100.00 70.18 SELL -100.00 70.18 SELL -200.00 70.18 SELL -100.00 70.16 SELL -100.00 70.18 SELL -100.00 70.18 SELL -100.00 70.17 SELL -100.00 70.17 SELL -65.00 70.18 SELL -100.00 70.16 SELL -100.00 70.16 SELL -100.00 70.14 54799.00 OTC sale to custodian at market. TOTAL BUY 564528 TOTAL SELL -660261 Annexure B Type BuySell Exec Quantity Exec Price CFDS BUY 500.00 39.89 CFDS BUY 2000.00 39.78 CFDS BUY 1905.00 39.71 CFDS BUY 2200.00 39.71 CFDS BUY 895.00 39.71 CFDS BUY 109.00 39.78 CFDS BUY 86.00 39.78 CFDS BUY 105.00 39.78 CFDS BUY 100.00 39.63 CFDS BUY 1100.00 39.77 CFDS BUY 5000.00 39.93 CFDS BUY 75.00 39.74 CFDS BUY 300.00 39.89 CFDS BUY 3000.00 39.91 CFDS BUY 500.00 39.88 CFDS BUY 200.00 39.81 CFDS BUY 200.00 39.82 CFDS BUY 600.00 39.97 CFDS BUY 150.00 39.91 CFDS SELL -128.00 39.82 CFDS SELL -31.00 39.82 CFDS SELL -10.00 39.82 CFDS SELL -31.00 39.82 CFDS SELL -5000.00 39.65 CFDS SELL -1249.00 39.68 CFDS SELL -1751.00 39.68 CFDS SELL -22.00 39.72 CFDS SELL -600.00 39.60 CFDS SELL -31.00 39.76 CFDS SELL -300.00 39.67 CFDS SELL -100.00 40.10 CFDS SELL -1358.00 39.97 CFDS SELL -642.00 39.97 CFDS SELL -100.00 40.10 CFDS SELL -700.00 40.10 CFDS SELL -500.00 39.90 Total 6472.00 Annexure C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro Expiry Call Option BUY 18.00 02.54 39.00 American 20080327 Call Option BUY 3000.00 00.47 43.50 European 20080327 Call Option BUY 1500.00 02.27 33.00 European 20080529 Put Option BUY 17500.00 00.32 30.00 European 20080529 Put Option BUY 10000.00 00.49 37.00 European 20080327 Put Option BUY 20000.00 00.22 34.00 European 20080327 Put Option BUY 60000.00 00.22 34.00 European 20080327 Put Option BUY 20000.00 00.21 34.00 European 20080327 Call Option BUY 5000.00 00.96 38.00 European 20080327 Call Option BUY 3000.00 01.19 38.00 European 20080423 Put Option BUY 1000.00 25.06 17.16 European 29/06/2012 Put Option BUY 1000.00 14.38 26.93 European 30/06/2008 Put Option BUY 1500.00 14.38 26.93 European 30/06/2008 Put Option BUY 500.00 15.73 25.00 European 19/05/2016 Put Option BUY 150.00 15.70 25.00 European 19/05/2016 Put Option BUY 500.00 15.85 25.00 European 19/05/2016 Put Option BUY 5000.00 12.31 32.00 European 17/11/2016 Put Option BUY 2000.00 15.48 28.56 European 30/06/2009 Put Option BUY 5000.00 12.45 32.00 European 17/11/2016 Put Option BUY 10000.00 08.71 32.00 European 27/03/2008 Put Option BUY 250.00 08.70 32.00 European 27/03/2008 Put Option BUY 1000.00 08.69 32.00 European 27/03/2008 Put Option BUY 1000.00 08.70 32.00 European 27/03/2008 Put Option BUY 3500.00 08.59 32.00 European 27/03/2008 Put Option BUY 2000.00 08.60 32.00 European 27/03/2008 Put Option BUY 3500.00 08.67 32.00 European 27/03/2008 Put Option BUY 3750.00 08.68 32.00 European 27/03/2008 Put Option BUY 2200.00 08.76 32.00 European 27/03/2008 Put Option BUY 3000.00 08.60 32.00 European 27/03/2008 Put Option BUY 10000.00 08.53 32.00 European 27/03/2008 Put Option BUY 5000.00 08.51 32.00 European 27/03/2008 Put Option BUY 750.00 08.42 32.00 European 27/03/2008 Put Option BUY 5000.00 08.58 32.00 European 27/03/2008 Put Option BUY 250.00 08.55 32.00 European 27/03/2008 Put Option BUY 500.00 08.66 32.00 European 27/03/2008 Put Option BUY 1000.00 08.72 32.00 European 27/03/2008 Put Option BUY 1500.00 08.70 32.00 European 27/03/2008 Put Option BUY 1500.00 08.70 32.00 European 27/03/2008 Put Option BUY 500.00 08.62 32.00 European 27/03/2008 Put Option BUY 500.00 08.62 32.00 European 27/03/2008 Put Option BUY 1500.00 08.56 32.00 European 27/03/2008 Put Option BUY 1500.00 08.59 32.00 European 27/03/2008 Put Option BUY 500.00 08.61 32.00 European 27/03/2008 Put Option BUY 500.00 08.61 32.00 European 27/03/2008 Put Option BUY 1250.00 08.63 32.00 European 27/03/2008 Put Option BUY 1000.00 08.61 32.00 European 27/03/2008 Put Option BUY 2000.00 08.92 32.00 European 27/03/2008 Put Option BUY 4000.00 08.92 32.00 European 27/03/2008 Put Option BUY 2000.00 08.92 32.00 European 27/03/2008 Put Option BUY 3000.00 08.75 32.00 European 27/03/2008 Put Option BUY 2000.00 08.77 32.00 European 27/03/2008 Put Option BUY 6250.00 08.76 32.00 European 27/03/2008 Put Option BUY 500.00 20.50 20.00 European 19/05/2016 Put Option BUY 3000.00 20.46 20.00 European 19/05/2016 Put Option BUY 900.00 25.56 15.72 European 30/06/2011 Put Option BUY 349.00 25.68 15.72 European 30/06/2011 Put Option BUY 1000.00 24.15 17.03 European 30/06/2009 Put Option BUY 1000.00 24.10 17.03 European 30/06/2009 Put Option BUY 15000.00 03.89 24.00 European 27/09/2007 Put Option BUY 2000.00 04.01 24.00 European 27/09/2007 Put Option BUY 10000.00 02.44 43.00 European 27/03/2008 Put Option BUY 2000.00 03.73 40.00 European 23/04/2008 Put Option BUY 2000.00 06.34 35.00 European 27/03/2008 Put Option BUY 4000.00 06.59 35.00 European 27/03/2008 Put Option BUY 2000.00 06.55 35.00 European 27/03/2008 Put Option BUY 2250.00 26.68 18.80 European 30/06/2017 Put Option BUY 3250.00 26.67 18.80 European 30/06/2017 Put Option BUY 3250.00 26.67 18.80 European 30/06/2017 Put Option BUY 1650.00 26.67 18.80 European 30/06/2017 Put Option SELL -17500.00 00.32 30.00 European 20080529 Put Option SELL -10000.00 00.48 37.00 European 20080327 Put Option SELL -20000.00 00.22 34.00 European 20080327 Put Option SELL -10000.00 00.22 34.00 European 20080327 Call Option SELL -5000.00 00.72 42.00 European 20080423 Call Option SELL -2500.00 01.18 38.00 European 20080423 Put Option SELL -710.00 00.01 17.16 European 29/06/2012 Put Option SELL -1500.00 14.19 26.93 European 30/06/2008 Put Option SELL -500.00 12.30 32.00 European 17/11/2016 Put Option SELL -4000.00 12.30 32.00 European 17/11/2016 Put Option SELL -500.00 12.30 32.00 European 17/11/2016 Put Option SELL -790.00 12.54 32.00 European 17/11/2016 Put Option SELL -250.00 08.69 32.00 European 27/03/2008 Put Option SELL -5000.00 08.69 32.00 European 27/03/2008 Put Option SELL -1000.00 08.70 32.00 European 27/03/2008 Put Option SELL -4000.00 08.73 32.00 European 27/03/2008 Put Option SELL -2000.00 08.63 32.00 European 27/03/2008 Put Option SELL -3500.00 08.59 32.00 European 27/03/2008 Put Option SELL -2000.00 08.63 32.00 European 27/03/2008 Put Option SELL -4750.00 08.67 32.00 European 27/03/2008 Put Option SELL -250.00 08.67 32.00 European 27/03/2008 Put Option SELL -250.00 08.65 32.00 European 27/03/2008 Put Option SELL -2000.00 08.65 32.00 European 27/03/2008 Put Option SELL -2200.00 08.71 32.00 European 27/03/2008 Put Option SELL -4250.00 08.65 32.00 European 27/03/2008 Put Option SELL -500.00 08.63 32.00 European 27/03/2008 Put Option SELL -5000.00 08.65 32.00 European 27/03/2008 Put Option SELL -4000.00 08.64 32.00 European 27/03/2008 Put Option SELL -5000.00 08.58 32.00 European 27/03/2008 Put Option SELL -3250.00 08.48 32.00 European 27/03/2008 Put Option SELL -2000.00 08.51 32.00 European 27/03/2008 Put Option SELL -7000.00 08.57 32.00 European 27/03/2008 Put Option SELL -3750.00 08.55 32.00 European 27/03/2008 Put Option SELL -3000.00 08.71 32.00 European 27/03/2008 Put Option SELL -5000.00 08.76 32.00 European 27/03/2008 Put Option SELL -4000.00 08.78 32.00 European 27/03/2008 Put Option SELL -250.00 08.78 32.00 European 27/03/2008 Put Option SELL -250.00 08.78 32.00 European 27/03/2008 Put Option SELL -5000.00 08.80 32.00 European 27/03/2008 Put Option SELL -250.00 08.82 32.00 European 27/03/2008 Put Option SELL -1500.00 08.78 32.00 European 27/03/2008 Put Option SELL -500.00 20.48 20.00 European 19/05/2016 Put Option SELL -250.00 20.48 20.00 European 19/05/2016 Put Option SELL -500.00 20.35 20.00 European 19/05/2016 Put Option SELL -250.00 20.35 20.00 European 19/05/2016 Put Option SELL -500.00 20.40 20.00 European 19/05/2016 Put Option SELL -1000.00 20.40 20.00 European 19/05/2016 Put Option SELL -500.00 03.87 24.00 European 27/09/2007 Put Option SELL -1500.00 03.87 24.00 European 27/09/2007 Put Option SELL -1000.00 11.58 30.21 European 30/06/2008 Put Option SELL -1000.00 11.57 30.21 European 30/06/2008 Put Option SELL -500.00 06.43 35.00 European 27/03/2008 Put Option SELL -750.00 06.43 35.00 European 27/03/2008 Put Option SELL -750.00 06.43 35.00 European 27/03/2008 Total 129817.00 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group