25th Feb 2008 10:42
Macquarie Group Limited25 February 2008 DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY (Rule 38.5(b) of the Takeover Code) Part 2 of 2 1. KEY INFORMATION Name of exempt principal trader Macquarie Bank LimitedCompany dealt in BHP Billiton LimitedClass of relevant security to which the dealings being Ordinary shares ISIN:disclosed relate (Note 1) AU000000BHP4 Date of dealing 22 February 2008 2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE (a) Interests and short positions (following dealing) in the class of relevantsecurity dealt in (Note 2) Long Short Number (%) Number (%)(1) Relevantsecurities 7,413,622 0.22%(2)Derivatives(other thanoptions) 528,466 0.01%(3) Optionsand agreementstopurchase/sell 6,309,291 0.18% Total 528,466 0.01% 13,722,913 0.40% (b) Interests and short positions in relevant securities of the company, otherthan the class dealt in (Note 2) Class of relevant security: Long Short Number (%) Number (%)(1) Relevant securities(2) Derivatives (other than options)(3) Options and agreements to purchase/sell Total (c) Rights to subscribe (Note 2) Class of relevant security: Details 3. DEALINGS (Note 3) (a) Purchases and sales Purchase/sale Number of securities Price per unit (Note 4)See Annexure A (b) Derivatives transactions (other than options) Product name, Long/short (Note Number of securities (Note Price per unit (Note 5) 6) 4)e.g. CFDSee AnnexureB (c) Options transactions in respect of existing securities (i) Writing, selling, purchasing or varying Product Writing, Number of Exercise Type, e.g. Expiry Optionname, selling, securities to American, money purchasing, which the option European varying etc. relates (Note 6) etc.e.g. price date paid/call receivedoption per unit (Note 4)SeeAnnexureC (ii) Exercising Product name, e.g. call Number of Exercise price per unit (Noteoption securities 4) (d) Other dealings (including new securities) (Note 3) Nature of transaction (Note 7) Details Price per unit (if applicable) (Note 4) 4. OTHER INFORMATION Agreements, arrangements or understandings relating to options or derivatives Full details of any agreement, arrangement or understanding between the persondisclosing and any other person relating to the voting rights of any relevantsecurities under any option referred to on this form or relating to the votingrights or future acquisition or disposal of any relevant securities to which anyderivative referred to on this form is referenced. If none, this should bestated. Is a Supplemental Form 38.5(b) attached? (Note 8) YES Date of disclosure 25 February 2008 Contact name Johanna Uy Telephone number +44 (0) 2030374339 Name of offeree/offeror with which connected Rio Tinto PlcNature of connection (Note 9) Connected principal trader ANNEXURE A Buy Sell Exec Quantity Exec Price (AUD/USD) BUY 24.00 39.10 BUY 1783.00 39.10 BUY 400.00 39.10 BUY 200.00 39.10 BUY 350.00 39.10 BUY 300.00 39.10 BUY 751.00 39.10 BUY 6192.00 39.10 BUY 4906.00 38.94 BUY 2171.00 38.94 BUY 101.00 38.94 BUY 43.00 38.94 BUY 1531.00 38.94 BUY 1248.00 38.94 BUY 10000.00 38.80 BUY 1418.00 38.83 BUY 200.00 38.83 BUY 6000.00 38.83 BUY 18.00 38.83 BUY 145.00 38.83 BUY 35.00 38.83 BUY 2184.00 38.83 BUY 1000.00 38.85 BUY 4302.00 38.85 BUY 45.00 38.85 BUY 4653.00 38.86 BUY 450.00 39.05 BUY 3000.00 39.80 BUY 802.00 39.83 BUY 2836.00 39.83 BUY 02.00 39.83 BUY 410.00 39.05 BUY 129.00 39.05 BUY 107.00 39.05 BUY 80.00 39.05 BUY 55.00 39.05 BUY 142.00 39.05 BUY 1424.00 39.05 BUY 1643.00 39.05 BUY 1674.00 39.80 BUY 265.00 39.80 BUY 500.00 39.80 BUY 499.00 39.80 BUY 1200.00 39.80 BUY 1000.00 39.80 BUY 500.00 39.80 BUY 1362.00 39.80 BUY 2000.00 39.83 BUY 4360.00 39.83 BUY 33000.00 35.86 BUY 348.00 39.08 BUY 915.00 39.09 BUY 2000.00 39.08 BUY 99.00 39.09 BUY 345.00 39.09 BUY 816.00 39.09 BUY 3259.00 39.09 BUY 54.00 39.09 BUY 934.00 38.84 BUY 2803.00 38.84 BUY 932.00 38.85 BUY 1373.00 38.84 BUY 299.00 38.99 BUY 36.00 39.12 BUY 05.00 39.12 BUY 1010.00 39.12 BUY 970.00 39.34 BUY 1000.00 39.65 BUY 80.00 39.65 BUY 352.00 39.65 BUY 115.00 39.65 BUY 144.00 39.66 BUY 871.00 39.72 BUY 874.00 39.72 BUY 317.00 39.73 BUY 600.00 39.67 BUY 742.00 39.67 BUY 199.00 39.65 BUY 999.00 39.67 BUY 1995.00 39.71 BUY 1209.00 39.63 BUY 46.00 39.63 BUY 1253.00 39.73 BUY 286.00 39.73 BUY 162.00 38.83 BUY 816.00 38.81 BUY 34.00 38.81 BUY 29.00 38.81 BUY 347.00 38.81 BUY 503.00 38.81 BUY 649.00 38.81 BUY 11.00 38.81 BUY 58.00 38.81 BUY 78.00 39.35 BUY 78.00 39.66 BUY 2513.00 39.83 BUY 459.00 39.83 BUY 117.00 39.65 BUY 85.00 39.15 BUY 415.00 39.13 BUY 427.00 38.83 BUY 851.00 38.83 BUY 2722.00 38.83 BUY 96.00 38.89 BUY 41.00 38.89 BUY 363.00 38.89 BUY 100.00 39.25 BUY 200.00 39.25 BUY 400.00 39.25 BUY 90.00 39.38 BUY 482.00 39.35 BUY 18.00 39.35 BUY 815.00 39.64 BUY 2185.00 39.64 BUY 200.00 39.75 BUY 500.00 39.75 BUY 146.00 39.67 BUY 2103.00 39.71 BUY 2010.00 39.71 BUY 19000.00 71.86 BUY 50.00 71.72 BUY 150.00 71.77 BUY 1000.00 71.94 BUY 500.00 71.94 BUY 500.00 71.94 BUY 500.00 71.94 BUY 100.00 71.75 BUY 100.00 71.74 BUY 1100.00 71.73 BUY 100.00 71.74 BUY 100.00 71.74 BUY 100.00 71.77 BUY 500.00 71.77 BUY 200.00 71.77 BUY 100.00 72.05 BUY 100.00 72.05 BUY 100.00 72.05 BUY 100.00 72.05 BUY 100.00 72.05 BUY 100.00 72.05 BUY 200.00 72.05 BUY 100.00 72.05 BUY 100.00 72.05 BUY 200.00 72.05 BUY 100.00 72.05 BUY 100.00 72.05 BUY 100.00 72.05 BUY 200.00 72.05 BUY 100.00 72.05 BUY 58.00 72.05 BUY 42.00 72.05 BUY 58.00 72.05 BUY 42.00 72.05 SELL -2200.00 38.92 SELL -6746.00 38.92 SELL -83.00 39.01 SELL -7699.00 39.00 SELL -1400.00 39.00 SELL -665.00 39.00 SELL -153.00 39.00 SELL -1000.00 38.92 SELL -54.00 38.92 SELL -2200.00 38.90 SELL -558.00 38.90 SELL -7242.00 38.90 SELL -5384.00 38.80 SELL -2000.00 38.80 SELL -2616.00 38.80 SELL -3500.00 39.70 SELL -20.00 39.70 SELL -7129.00 38.93 SELL -91.00 38.93 SELL -1317.00 38.93 SELL -1463.00 38.93 SELL -4000.00 39.40 SELL -440.00 39.40 SELL -10000.00 39.85 SELL -135.00 39.70 SELL -2500.00 39.70 SELL -3845.00 39.70 SELL -16500.00 71.75 SELL -2500.00 39.40 SELL -2500.00 39.70 SELL -379.00 39.00 SELL -1234.00 39.00 SELL -285.00 38.87 SELL -237.00 38.89 SELL -41.00 38.89 SELL -19.00 38.89 SELL -297.00 38.89 SELL -1483.00 38.80 SELL -428.00 38.74 SELL -400.00 38.82 SELL -9600.00 38.82 SELL -239.00 38.86 SELL -915.00 38.86 SELL -1165.00 38.93 SELL -1631.00 39.06 SELL -362.00 39.06 SELL -426.00 39.36 SELL -1274.00 39.36 SELL -2748.00 39.40 SELL -211.00 39.41 SELL -589.00 39.41 SELL -715.00 39.41 SELL -807.00 39.40 SELL -646.00 39.40 SELL -1516.00 39.40 SELL -1032.00 39.41 SELL -100.00 39.82 SELL -142.00 39.80 SELL -100.00 39.77 SELL -220.00 39.77 SELL -978.00 39.80 SELL -381.00 39.70 SELL -155.00 39.67 SELL -89.00 39.67 SELL -418.00 39.63 SELL -1601.00 39.70 SELL -1998.00 39.57 SELL -03.00 38.82 SELL -44.00 38.81 SELL -873.00 38.80 SELL -300.00 39.66 SELL -300.00 39.66 SELL -174.00 39.66 SELL -400.00 39.66 SELL -10.00 39.66 SELL -126.00 39.73 SELL -3849.00 39.72 SELL -300.00 39.75 SELL -250.00 39.75 SELL -300.00 39.75 SELL -490.00 39.60 SELL -131.00 39.75 SELL -144.00 39.66 SELL -994.00 39.81 SELL -994.00 39.82 SELL -647.00 39.67 SELL -1340.00 39.65 SELL -49.00 39.74 SELL -513.00 39.72 SELL -605.00 39.72 SELL -328.00 39.72 SELL -372.00 39.72 SELL -1331.00 39.00 SELL -2000.00 39.00 SELL -669.00 39.00 SELL -250.00 39.11 SELL -13.00 38.98 SELL -04.00 38.98 SELL -1022.00 38.97 SELL -70.00 38.75 SELL -27.00 38.83 SELL -34.00 38.83 SELL -35.00 38.83 SELL -204.00 38.83 SELL -250.00 38.99 SELL -250.00 39.15 SELL -500.00 39.79 SELL -250.00 39.73 SELL -15000.00 40.44 SELL -2148.00 38.84 SELL -52.00 38.84 SELL -1856.00 38.83 SELL -01.00 38.83 SELL -1320.00 38.83 SELL -04.00 38.83 SELL -2383.00 38.91 SELL -981.00 38.91 SELL -1890.00 38.96 SELL -605.00 38.96 SELL -197.00 39.03 SELL -803.00 39.03 SELL -1000.00 39.03 SELL -677.00 39.03 SELL -850.00 39.03 SELL -268.00 39.02 SELL -55.00 39.03 SELL -969.00 39.03 SELL -1000.00 39.03 SELL -843.00 39.03 SELL -914.00 39.03 SELL -31.00 39.03 SELL -157.00 39.03 SELL -861.00 39.02 SELL -948.00 39.03 SELL -1821.00 39.11 SELL -1369.00 39.06 SELL -3178.00 39.07 SELL -2317.00 39.13 SELL -57.00 39.41 SELL -683.00 39.41 SELL -427.00 39.41 SELL -8291.00 39.42 SELL -2790.00 39.47 SELL -1298.00 39.47 SELL -72.00 39.47 SELL -300.00 39.47 SELL -800.00 39.47 SELL -250.00 39.47 SELL -1803.00 39.47 SELL -332.00 39.76 SELL -97.00 39.73 SELL -494.00 39.73 SELL -2512.00 39.72 SELL -2488.00 39.72 SELL -120.00 39.73 SELL -14000.00 71.79 SELL -100.00 72.08 SELL -100.00 72.10 SELL -100.00 72.09 SELL -100.00 72.09 SELL -50.00 72.09 SELL -100.00 72.08 SELL -100.00 72.08 SELL -200.00 72.08 SELL -100.00 72.08 SELL -100.00 72.08 SELL -100.00 72.08 SELL -100.00 72.08 SELL -600.00 72.08 SELL -100.00 72.08 SELL -50.00 72.08 SELL -1000.00 71.94 SELL -1300.00 71.94 SELL -100.00 71.96 SELL -100.00 71.96 SELL -100.00 71.96 SELL -200.00 71.95 SELL -100.00 71.95 SELL -400.00 71.95 SELL -400.00 71.95 SELL -1000.00 71.95 SELL -100.00 71.95 SELL -100.00 71.94 SELL -100.00 71.94 SELL -100.00 73.10 SELL -100.00 73.10 SELL -100.00 73.01 SELL -200.00 73.01 SELL -100.00 73.01 SELL -100.00 73.00 SELL -100.00 73.01 SELL -100.00 73.01 SELL -100.00 73.00 SELL -300.00 73.02 SELL -600.00 73.00 SELL -100.00 73.01 SELL -100.00 73.01 SELL -100.00 73.01 SELL -200.00 73.01 SELL -100.00 73.00 SELL -200.00 73.01 SELL -100.00 73.10 SELL -600.00 73.10 SELL -800.00 73.10 SELL -300.00 73.10 SELL -500.00 73.10 SELL -500.00 73.48 SELL -100.00 73.47 SELL -500.00 73.47 SELL -100.00 73.47 SELL -1300.00 73.47 SELL -2100.00 73.95 SELL -400.00 73.95 15463.00 OTC sale to custodian at market. TOTAL BUYS 196,286 TOTAL SELLS 249,558 ANNEXURE B Type BuySell Exec Quantity Exec Price CFDS BUY 2000.00 39.00 CFDS BUY 1331.00 39.00 CFDS BUY 669.00 39.00 CFDS BUY 250.00 39.11 CFDS BUY 04.00 38.98 CFDS BUY 1022.00 38.97 CFDS BUY 13.00 38.98 CFDS BUY 70.00 38.75 CFDS BUY 27.00 38.83 CFDS BUY 34.00 38.83 CFDS BUY 35.00 38.83 CFDS BUY 204.00 38.83 CFDS BUY 250.00 38.99 CFDS BUY 250.00 39.15 CFDS BUY 500.00 39.79 CFDS BUY 250.00 39.73 CFDS SELL -85.00 39.15 CFDS SELL -415.00 39.13 CFDS SELL -2722.00 38.83 CFDS SELL -427.00 38.83 CFDS SELL -851.00 38.83 CFDS SELL -96.00 38.89 CFDS SELL -363.00 38.89 CFDS SELL -41.00 38.89 CFDS SELL -200.00 39.25 CFDS SELL -400.00 39.25 CFDS SELL -100.00 39.25 CFDS SELL -90.00 39.38 CFDS SELL -482.00 39.35 CFDS SELL -18.00 39.35 CFDS SELL -815.00 39.64 CFDS SELL -2185.00 39.64 CFDS SELL -200.00 39.75 CFDS SELL -500.00 39.75 Hi-Note SELL -01.00 00.01 Hi-Note SELL -01.00 00.01 TOTAL BUYS 6,909 TOTAL SELLS 9,992 ANNEXURE C Call/Put Buy Sell Exec Quantity Exec Price Strike Amer/Euro ExpiryCall Option BUY 03.00 01.35 38.00 American 20080228Call Option BUY 10.00 01.57 38.00 American 20080228Call Option BUY 02.00 01.57 38.00 American 20080228Call Option BUY 10.00 00.50 45.00 American 20080423Call Option BUY 10.00 01.70 45.00 American 20080724Call Option BUY 05.00 00.94 38.50 American 20080228Call Option BUY 10.00 01.22 38.50 American 20080228Call Option BUY 02.00 01.43 39.50 American 20080327Call Option BUY 03.00 00.86 43.00 American 20080423Call Option BUY 01.00 01.07 43.00 American 20080423Call Option BUY 07.00 00.25 40.00 American 20080228Call Option BUY 07.00 00.25 40.00 American 20080228Call Option BUY 03.00 00.25 40.00 American 20080228Call Option BUY 07.00 00.25 40.00 American 20080228Call Option BUY 04.00 00.25 40.00 American 20080228Call Option BUY 01.00 00.25 40.00 American 20080228Call Option BUY 02.00 00.25 40.00 American 20080228Call Option BUY 01.00 02.80 39.00 American 20080423Call Option BUY 02.00 03.39 39.00 American 20080529Call Option BUY 18.00 01.18 44.00 American 20080529Call Option BUY 01.00 02.20 38.00 American 20080327Call Option BUY 12.00 00.23 44.00 American 20080327Call Option BUY 03.00 02.28 41.00 American 20080529Call Option BUY 3950.00 00.32 43.50 European 20080327Call Option BUY 20000.00 00.32 43.50 European 20080327Call Option BUY 2200.00 01.90 33.00 European 20080529Call Option BUY 1200.00 02.11 33.00 European 20080529Put Option BUY 20000.00 00.17 34.00 European 20080327Put Option BUY 60000.00 00.17 34.00 European 20080327Put Option BUY 20000.00 00.17 34.00 European 20080327Call Option BUY 2000.00 00.91 38.00 European 20080423Call Option BUY 2000.00 00.91 38.00 European 20080423Call Option BUY 10000.00 00.52 40.00 European 20080327Call Option BUY 10000.00 00.53 40.00 European 20080327Put Option BUY 1000.00 14.12 26.93 European 30/06/2008Put Option BUY 500.00 13.95 26.93 European 30/06/2008Put Option BUY 4000.00 22.75 17.58 European 30/06/2008Put Option BUY 1000.00 22.82 17.58 European 30/06/2008Put Option BUY 380.00 14.79 25.00 European 19/05/2016Put Option BUY 2000.00 14.85 25.00 European 19/05/2016Put Option BUY 1500.00 11.39 32.00 European 17/11/2016Put Option BUY 500.00 11.90 32.00 European 17/11/2016Put Option BUY 10000.00 19.39 20.00 European 19/05/2016Put Option BUY 3000.00 02.69 24.00 European 27/09/2007Put Option BUY 5000.00 03.01 24.00 European 27/09/2007Put Option BUY 5000.00 03.01 24.00 European 27/09/2007Put Option BUY 2250.00 03.01 24.00 European 27/09/2007Put Option BUY 2750.00 03.01 24.00 European 27/09/2007Put Option BUY 1000.00 01.70 43.00 European 27/03/2008Put Option BUY 2000.00 18.36 22.00 European 26/06/2008Put Option BUY 620.00 02.88 40.00 European 23/04/2008Put Option BUY 1000.00 11.25 30.21 European 30/06/2008Put Option BUY 1000.00 11.25 30.21 European 30/06/2008Put Option BUY 1000.00 10.16 34.00 European 25/10/2007Put Option BUY 1000.00 10.54 34.00 European 25/10/2007Put Option BUY 1000.00 25.83 18.80 European 30/06/2017Put Option BUY 1400.00 19.94 21.97 European 30/06/2009Put Option BUY 4000.00 16.16 24.53 European 30/06/2008Put Option BUY 1000.00 16.26 24.53 European 30/06/2008Put Option BUY 1000.00 16.20 24.53 European 30/06/2008Put Option BUY 2000.00 16.08 24.53 European 30/06/2008Call Option SELL -10.00 01.33 38.50 American 20080228Put Option SELL -10.00 00.52 39.00 American 20080228Put Option SELL -10.00 00.52 39.00 American 20080228Call Option SELL -10.00 00.16 41.00 American 20080228Call Option SELL -21.00 00.21 41.00 American 20080228Call Option SELL -10.00 00.97 39.00 American 20080228Put Option SELL -10.00 00.36 38.50 American 20080228Call Option SELL -10.00 00.68 39.50 American 20080228Put Option SELL -06.00 00.97 40.00 American 20080228Call Option SELL -05.00 00.07 42.00 American 20080228Call Option SELL -02.00 00.07 42.00 American 20080228Call Option SELL -20000.00 00.26 43.50 European 20080327Put Option SELL -10000.00 00.14 34.00 European 20080327Call Option SELL -2000.00 00.93 38.00 European 20080423Call Option SELL -2000.00 01.05 38.00 European 20080423Put Option SELL -377.00 08.76 39.73 American 20130228Put Option SELL -192.00 26.08 23.00 European 29/06/2018Put Option SELL -119.00 25.11 17.16 European 29/06/2012Put Option SELL -4000.00 22.38 17.58 European 30/06/2008Put Option SELL -160.00 14.55 25.00 European 19/05/2016Put Option SELL -2000.00 15.51 25.00 European 19/05/2016Put Option SELL -2000.00 14.46 28.56 European 30/06/2009Put Option SELL -1000.00 14.46 28.56 European 30/06/2009Put Option SELL -1500.00 11.90 32.00 European 17/11/2016Put Option SELL -1500.00 11.84 32.00 European 17/11/2016Put Option SELL -83.00 23.89 20.00 European 28/06/2013Put Option SELL -83.00 24.16 20.00 European 28/06/2013Put Option SELL -2600.00 08.19 32.00 European 27/03/2008Put Option SELL -1000.00 20.22 20.00 European 19/05/2016Put Option SELL -1750.00 02.85 24.00 European 27/09/2007Put Option SELL -1750.00 02.85 24.00 European 27/09/2007Put Option SELL -7000.00 02.85 24.00 European 27/09/2007Put Option SELL -4500.00 02.85 24.00 European 27/09/2007Put Option SELL -2000.00 02.87 24.00 European 27/09/2007Put Option SELL -250.00 03.17 24.00 European 27/09/2007Put Option SELL -750.00 03.18 24.00 European 27/09/2007Put Option SELL -200.00 03.18 24.00 European 27/09/2007Put Option SELL -1500.00 03.20 24.00 European 27/09/2007Put Option SELL -1500.00 03.21 24.00 European 27/09/2007Put Option SELL -4000.00 15.74 24.53 European 30/06/2008 TOTAL BUYS 208,374 TOTAL SELLS 75,918 This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BHP Group