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EPT Disclosure

12th Aug 2008 12:16

RNS Number : 1579B
Deutsche Bank AG
12 August 2008
 



DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS 

WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS

BUT NOT DEALING IN A CLIENT-SERVING CAPACITY

(Rule 38.5(b) of the Takeover Code)

1. KEY INFORMATION

Name of exempt principal trader

Deutsche Securities Australia Limited

 

Company dealt in

Rio Tinto Limited

 

Class of relevant security to which the dealings being disclosed relate (Note 1)

 

Ordinary

Date of dealing

11/08/2008

2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 2)

Long

Short

Number  (%)

Number (%)

(1) Relevant securities 

1,025,355 0.22%

-798,744   -0.17

(2) Derivatives (other than options)

711,034  0.16%

-1,093,843   -0.24

(3) Options and agreements to purchase/sell

1,158,000 0.25%

-832,000      -0.18

Total

2,894,389 0.63% 

-2,724,587 -0.60

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 2)

Class of relevant security:

Long

Short

Number (%)

Number  (%)

(1) Relevant securities 

(2) Derivatives (other than options)

(3) Options and agreements to purchase/sell

Total

Rights to subscribe (Note 2)

Class of relevant security:

Details

3. DEALINGS (Note 3)

(a) Purchases and sales

Purchase/sale

Number of securities

Price per unit (Note 4) 

AUD $

Purchase

202

111.09

Purchase

255

111.10

Purchase

279

111.11

Purchase

474

111.12

Purchase

114

111.13

Purchase

51

111.16

Purchase

98

111.18

Purchase

56

111.20

Purchase

119

111.23

Purchase

1092

111.25

Purchase

48

111.26

Purchase

239

111.27

Purchase

699

111.28

Purchase

263

111.29

Purchase

1310

111.30

Purchase

433

111.31

Purchase

1468

111.32

Purchase

1672

111.33

Purchase

126

111.34

Purchase

790

111.35

Purchase

223

111.36

Purchase

2869

111.37

Purchase

1551

111.38

Purchase

221

111.39

Purchase

1201

111.40

Purchase

726

111.41

Purchase

133

111.42

Purchase

309

111.44

Purchase

1313

111.45

Purchase

382

111.46

Purchase

787

111.47

Purchase

233

111.48

Purchase

1206

111.49

Purchase

3211

111.50

Purchase

2209

111.51

Purchase

386

111.52

Purchase

1173

111.53

Purchase

769

111.54

Purchase

11056

111.55

Purchase

1494

111.56

Purchase

577

111.57

Purchase

947

111.58

Purchase

399

111.59

Purchase

292

111.60

Purchase

748

111.61

Purchase

303

111.62

Purchase

141

111.63

Purchase

551

111.64

Purchase

240

111.65

Purchase

1815

111.66

Purchase

548

111.67

Purchase

78

111.68

Purchase

744

111.69

Purchase

554

111.70

Purchase

959

111.71

Purchase

852

111.72

Purchase

985

111.73

Purchase

2186

111.74

Purchase

504

111.75

Purchase

1919

111.76

Purchase

1316

111.77

Purchase

1082

111.78

Purchase

447

111.79

Purchase

2951

111.80

Purchase

1143

111.81

Purchase

1050

111.82

Purchase

2234

111.83

Purchase

1115

111.84

Purchase

618

111.85

Purchase

7

111.86

Purchase

928

111.87

Purchase

85

111.88

Purchase

257

111.89

Purchase

1207

111.90

Purchase

1230

111.91

Purchase

25

111.92

Purchase

663

111.93

Purchase

416

111.94

Purchase

120

111.95

Purchase

12

111.96

Purchase

686

112.01

Purchase

951

112.02

Purchase

1007

112.03

Purchase

1612

112.04

Purchase

1123

112.05

Purchase

2617

112.06

Purchase

1849

112.07

Purchase

1572

112.08

Purchase

2883

112.09

Purchase

4123

112.10

Purchase

826

112.11

Purchase

277

112.12

Purchase

176

112.13

Purchase

18

112.14

Purchase

1870

112.16

Purchase

296

112.17

Purchase

3967

112.18

Purchase

372

112.19

Purchase

1839

112.20

Purchase

290

112.21

Purchase

536

112.21

Purchase

1462

112.22

Purchase

1632

112.23

Purchase

1675

112.24

Purchase

707

112.25

Purchase

806

112.26

Purchase

88

112.27

Purchase

4818

112.29

Purchase

1105

112.29

Purchase

1665

112.30

Purchase

223

112.33

Purchase

60

112.34

Purchase

507

112.35

Purchase

106

112.37

Purchase

201

112.40

Purchase

224

112.42

Purchase

960

112.44

Purchase

24

112.45

Purchase

2945

112.45

Purchase

708

112.47

Purchase

65

112.50

Purchase

409

112.51

Purchase

408

112.53

Purchase

4

112.54

Purchase

313

112.55

Purchase

9

112.58

Purchase

25

112.59

Purchase

878

112.60

Purchase

82

112.61

Purchase

112

112.62

Purchase

48

112.63

Purchase

171

112.65

Purchase

8

112.67

Purchase

136

112.68

Purchase

366

112.69

Purchase

446

112.70

Purchase

141

112.72

Purchase

1553

112.75

Purchase

456

112.76

Purchase

57

112.77

Purchase

223

112.78

Purchase

328

112.79

Purchase

300

112.80

Purchase

441

112.81

Purchase

629

112.83

Purchase

82

112.84

Purchase

16

112.85

Purchase

87

112.86

Purchase

285

112.87

Purchase

223

112.90

Purchase

445

112.92

Purchase

341

112.93

Purchase

799

112.94

Purchase

288

112.96

Purchase

20000

112.96

Purchase

403

112.98

Purchase

1414

113.00

Purchase

1192

113.01

Purchase

251

113.02

Purchase

509

113.03

Purchase

421

113.04

Purchase

1291

113.05

Purchase

1224

113.06

Purchase

131

113.07

Purchase

355

113.08

Purchase

224

113.09

Purchase

3027

113.10

Purchase

2856

113.11

Purchase

1582

113.12

Purchase

274

113.13

Purchase

211

113.15

Purchase

693

113.16

Purchase

1886

113.17

Purchase

1065

113.18

Purchase

2196

113.19

Purchase

4114

113.20

Purchase

1820

113.21

Purchase

1210

113.23

Purchase

53

113.24

Purchase

524

113.25

Purchase

391

113.26

Purchase

860

113.27

Purchase

913

113.28

Purchase

1590

113.29

Purchase

436

113.30

Purchase

538

113.31

Purchase

354

113.33

Purchase

516

113.34

Purchase

176

113.35

Purchase

322

113.37

Purchase

198

113.38

Purchase

705

113.39

Purchase

565

113.40

Purchase

3

113.42

Purchase

40

113.43

Purchase

256

113.44

Purchase

166

113.45

Purchase

593

113.46

Purchase

334

113.47

Purchase

373

113.49

Purchase

386

113.50

Purchase

865

113.51

Purchase

310

113.52

Purchase

1342

113.53

Purchase

201

113.54

Purchase

1000

113.56

Purchase

121

113.58

Purchase

121

113.59

Purchase

802

113.60

Purchase

35

113.64

Purchase

755

113.65

Purchase

417

113.66

Purchase

1086

113.67

Purchase

1035

113.68

Purchase

403

113.69

Purchase

1068

113.70

Purchase

652

113.71

Purchase

321

113.72

Purchase

160

113.85

Purchase

86

113.87

Purchase

11

113.98

Purchase

592

113.99

Purchase

1328

114.00

Purchase

424

114.12

Purchase

6242

114.23

Purchase

14066

115.63

TOTAL PURCHASE

224,552

Sale

170

111.09

Sale

510

111.11

Sale

292

111.12

Sale

621

111.13

Sale

307

111.18

Sale

237

111.19

Sale

1053

111.23

Sale

40

111.24

Sale

201

111.27

Sale

248

111.29

Sale

21

111.30

Sale

528

111.31

Sale

562

111.32

Sale

630

111.33

Sale

1665

111.34

Sale

50

111.35

Sale

1452

111.36

Sale

791

111.37

Sale

50

111.38

Sale

239

111.39

Sale

202

111.41

Sale

595

111.44

Sale

360

111.45

Sale

39

111.46

Sale

105

111.47

Sale

994

111.48

Sale

275

111.49

Sale

252

111.50

Sale

607

111.52

Sale

460

111.53

Sale

919

111.54

Sale

10200

111.55

Sale

55

111.56

Sale

394

111.57

Sale

574

111.58

Sale

1134

111.59

Sale

238

111.60

Sale

82

111.61

Sale

154

111.62

Sale

500

111.63

Sale

488

111.64

Sale

50

111.65

Sale

8132

111.66

Sale

301

111.69

Sale

655

111.70

Sale

1020

111.71

Sale

261

111.73

Sale

361

111.75

Sale

347

111.77

Sale

253

111.78

Sale

1087

111.79

Sale

427

111.80

Sale

314

111.81

Sale

57

111.82

Sale

332

111.83

Sale

296

111.84

Sale

1702

111.85

Sale

298

111.86

Sale

312

111.87

Sale

509

111.89

Sale

804

111.90

Sale

161

111.91

Sale

740

111.92

Sale

538

111.94

Sale

179

111.95

Sale

813

111.97

Sale

154

111.98

Sale

214

111.99

Sale

125

112.00

Sale

660

112.01

Sale

814

112.02

Sale

379

112.03

Sale

480

112.04

Sale

513

112.05

Sale

2288

112.06

Sale

205

112.07

Sale

939

112.08

Sale

1634

112.09

Sale

1377

112.10

Sale

328

112.11

Sale

479

112.12

Sale

93

112.13

Sale

42

112.14

Sale

3

112.15

Sale

166

112.16

Sale

579

112.17

Sale

446

112.18

Sale

322

112.19

Sale

42

112.20

Sale

869

112.21

Sale

841

112.22

Sale

205

112.23

Sale

333

112.24

Sale

106

112.25

Sale

952

112.26

Sale

83

112.27

Sale

49

112.28

Sale

903

112.29

Sale

198

112.30

Sale

307

112.31

Sale

197

112.33

Sale

835

112.34

Sale

150

112.37

Sale

140

112.39

Sale

324

112.41

Sale

119

112.43

Sale

6037

112.43

Sale

366

112.44

Sale

276

112.45

Sale

22

112.55

Sale

1253

112.56

Sale

114

112.57

Sale

251

112.58

Sale

203

112.59

Sale

256

112.60

Sale

59

112.61

Sale

73

112.66

Sale

70

112.67

Sale

12

112.69

Sale

24

112.70

Sale

1250

112.76

Sale

32

112.76

Sale

827

112.77

Sale

776

112.79

Sale

1922

112.80

Sale

529

112.81

Sale

36

112.82

Sale

11

112.83

Sale

519

112.84

Sale

152

112.87

Sale

243

112.88

Sale

42

112.89

Sale

2

112.90

Sale

97

112.91

Sale

118

112.92

Sale

148

112.93

Sale

360

112.94

Sale

1

112.96

Sale

11

112.98

Sale

88

112.99

Sale

23

113.00

Sale

296

113.01

Sale

13

113.02

Sale

251

113.03

Sale

177

113.04

Sale

179

113.07

Sale

617

113.08

Sale

414

113.09

Sale

31

113.10

Sale

482

113.11

Sale

28

113.12

Sale

36

113.13

Sale

57

113.14

Sale

318

113.14

Sale

50

113.15

Sale

310

113.16

Sale

489

113.17

Sale

147

113.18

Sale

1675

113.19

Sale

486

113.20

Sale

30

113.21

Sale

210

113.22

Sale

24

113.24

Sale

52

113.25

Sale

31

113.26

Sale

133

113.27

Sale

29

113.28

Sale

218

113.29

Sale

8

113.31

Sale

36

113.33

Sale

174

113.34

Sale

58

113.35

Sale

32

113.36

Sale

146

113.37

Sale

215

113.39

Sale

341

113.42

Sale

1000

113.43

Sale

238

113.44

Sale

72

113.47

Sale

742

113.49

Sale

329

113.50

Sale

79

113.51

Sale

143

113.52

Sale

341

113.53

Sale

114

113.54

Sale

150

113.58

Sale

184

113.59

Sale

180

113.60

Sale

472

113.63

Sale

124

113.65

Sale

17

113.66

Sale

141

113.67

Sale

349

113.68

Sale

26

113.69

Sale

205

113.70

Sale

205

113.72

Sale

50

113.76

Sale

10

113.77

Sale

61

113.84

Sale

123

113.86

Sale

131

113.92

Sale

149

113.98

Sale

153

113.99

Sale

72

114.01

Sale

521

114.09

Sale

266

114.13

Sale

255

114.14

Sale

2000

114.23

Sale

41

114.33

Sale

104

114.37

Sale

231

114.38

TOTAL SALES

100,410

(b) Derivatives transactions (other than options)

Product name, 

e.g. CFD

Long/short (Note 5)

Number of securities (Note 6)

Price per unit (Note 4) 

AUD $

CFD

Long

118

111.37

CFD

Long

244

111.44

CFD

Long

9700

111.55

CFD

Long

58

111.99

CFD

Long

125

112.00

CFD

Long

115

112.06

CFD

Long

278

112.09

CFD

Long

198

112.10

CFD

Long

249

112.11

CFD

Long

286

112.12

CFD

Long

93

112.13

CFD

Long

163

112.19

CFD

Long

501

112.29

CFD

Long

85

112.59

CFD

Long

24

112.70

CFD

Long

1250

112.76

CFD

Long

350

112.94

CFD

Long

17

113.13

CFD

Long

318

113.14

CFD

Long

103

113.29

CFD

Long

124

113.34

CFD

Long

1000

113.43

CFD

Long

123

113.50

CFD

Long

79

113.51

CFD

Long

123

113.53

CFD

Long

112

113.67

CFD

Long

111

113.68

CFD

Long

255

114.14

CFD

Long

104

114.37

CFD

Short

88

111.11

CFD

Short

39

111.12

CFD

Short

114

111.13

CFD

Short

51

111.16

CFD

Short

98

111.18

CFD

Short

56

111.20

CFD

Short

96

111.23

CFD

Short

38

111.27

CFD

Short

62

111.29

CFD

Short

30

111.31

CFD

Short

314

111.32

CFD

Short

157

111.33

CFD

Short

126

111.34

CFD

Short

198

111.35

CFD

Short

223

111.36

CFD

Short

37

111.37

CFD

Short

210

111.38

CFD

Short

116

111.39

CFD

Short

216

111.40

CFD

Short

208

111.41

CFD

Short

133

111.42

CFD

Short

62

111.44

CFD

Short

347

111.45

CFD

Short

80

111.47

CFD

Short

32

111.48

CFD

Short

69

111.49

CFD

Short

217

111.50

CFD

Short

295

111.51

CFD

Short

98

111.52

CFD

Short

39

111.53

CFD

Short

9952

111.55

CFD

Short

225

111.56

CFD

Short

272

111.57

CFD

Short

175

111.58

CFD

Short

198

111.59

CFD

Short

21

111.60

CFD

Short

50

111.61

CFD

Short

265

111.62

CFD

Short

110

111.63

CFD

Short

26

111.64

CFD

Short

240

111.65

CFD

Short

6

111.66

CFD

Short

71

111.67

CFD

Short

78

111.68

CFD

Short

128

111.69

CFD

Short

220

111.70

CFD

Short

303

111.72

CFD

Short

39

111.73

CFD

Short

234

111.74

CFD

Short

1149

111.76

CFD

Short

340

111.77

CFD

Short

241

111.78

CFD

Short

223

111.79

CFD

Short

750

111.80

CFD

Short

105

111.81

CFD

Short

277

111.82

CFD

Short

102

111.83

CFD

Short

156

111.84

CFD

Short

382

111.85

CFD

Short

7

111.86

CFD

Short

359

111.87

CFD

Short

85

111.88

CFD

Short

219

111.90

CFD

Short

414

111.93

CFD

Short

246

112.01

CFD

Short

592

112.02

CFD

Short

112

112.03

CFD

Short

257

112.04

CFD

Short

560

112.05

CFD

Short

336

112.06

CFD

Short

447

112.07

CFD

Short

950

112.08

CFD

Short

151

112.09

CFD

Short

292

112.10

CFD

Short

96

112.11

CFD

Short

171

112.12

CFD

Short

45

112.13

CFD

Short

18

112.14

CFD

Short

37

112.17

CFD

Short

119

112.18

CFD

Short

94

112.19

CFD

Short

30

112.20

CFD

Short

160

112.21

CFD

Short

536

112.21

CFD

Short

106

112.22

CFD

Short

44

112.24

CFD

Short

572

112.25

CFD

Short

22

112.26

CFD

Short

88

112.27

CFD

Short

4818

112.29

CFD

Short

102

112.29

CFD

Short

1219

112.30

CFD

Short

2945

112.45

CFD

Short

65

112.50

CFD

Short

4

112.54

CFD

Short

38

112.55

CFD

Short

9

112.58

CFD

Short

82

112.61

CFD

Short

112

112.62

CFD

Short

23

112.63

CFD

Short

8

112.67

CFD

Short

56

112.68

CFD

Short

36

112.70

CFD

Short

79

112.72

CFD

Short

92

112.76

CFD

Short

88

112.78

CFD

Short

96

112.79

CFD

Short

95

112.80

CFD

Short

100

112.83

CFD

Short

82

112.84

CFD

Short

8

112.86

CFD

Short

98

112.87

CFD

Short

128

112.90

CFD

Short

87

112.96

CFD

Short

20000

112.96

CFD

Short

200

113.00

CFD

Short

25

113.01

CFD

Short

50

113.02

CFD

Short

26

113.03

CFD

Short

124

113.06

CFD

Short

81

113.07

CFD

Short

88

113.08

CFD

Short

33

113.09

CFD

Short

576

113.10

CFD

Short

215

113.11

CFD

Short

61

113.12

CFD

Short

41

113.13

CFD

Short

41

113.16

CFD

Short

222

113.17

CFD

Short

91

113.18

CFD

Short

120

113.19

CFD

Short

1000

113.20

CFD

Short

163

113.21

CFD

Short

88

113.23

CFD

Short

53

113.24

CFD

Short

111

113.26

CFD

Short

389

113.27

CFD

Short

50

113.28

CFD

Short

61

113.34

CFD

Short

54

113.35

CFD

Short

322

113.37

CFD

Short

122

113.38

CFD

Short

45

113.39

CFD

Short

20

113.40

CFD

Short

45

113.45

CFD

Short

34

113.47

CFD

Short

56

113.51

CFD

Short

1000

113.56

CFD

Short

31

113.65

CFD

Short

179

113.66

CFD

Short

101

113.67

CFD

Short

9

113.70

CFD

Short

33

113.71

CFD

Short

57

113.72

CFD

Short

844

114.00

CFD

Short

14066

115.63

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Product name,

e.g. call option

Writing, selling, purchasing, varying etc.

Number of securities to which the option relates (Note 6)

Exercise

price 

Type, e.g. American, European etc.

Expiry 

date

Option money

paid/received per unit (Note 4) 

(ii) Exercising

Product name, e.g. call option

Number of securities 

Exercise price per unit (Note 4)

(d) Other dealings (including new securities) (Note 3)

Nature of transaction (Note 7)

Details

Price per unit (if applicable) (Note 4)

4. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

Is a Supplemental Form 38.5(b) attached? (Note 8) NO

Date of disclosure

12/08/2008

 

Contact name

Artie Movsesian

 

Telephone number

020 7545 8515

 

Name of offeree/offeror with which connected

Rio Tinto plc

 

Nature of connection (Note 9)

Connected Advisor to Offeree

Notes

The Notes on Form 38.5(b) can be viewed on the Takeover Panel's website at www.thetakeoverpanel.org.uk

  

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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